0001127602-21-003943.txt : 20210204 0001127602-21-003943.hdr.sgml : 20210204 20210204161537 ACCESSION NUMBER: 0001127602-21-003943 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210202 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pickett Denise CENTRAL INDEX KEY: 0001730101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 21591308 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-02 0000004962 AMERICAN EXPRESS CO AXP 0001730101 Pickett Denise 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 President, Glbl Services Group Common Stock 2021-02-02 4 M 0 30000 65.43 A 44918.007 D Common Stock 2021-02-02 4 S 0 26945 119.09 D 17973.007 D Common Stock 2021-02-02 4 S 0 2347 119.09 D 15626.007 D Common Stock 1385.1964 I by ESOP Employee Stock Option (Right to Buy) 65.43 2021-02-02 4 M 0 30000 0 D 2020-04-29 2026-04-29 Common Stock 30000 0 D The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise. Includes shares acquired pursuant to dividend reinvestment. Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan. Of these 30,000 options, 10,000 became exercisable on April 29, 2018; 10,000 became exercisable on April 29, 2019; 10,000 became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the 2-3-4-year performance period. /s/ Kristina V. Fink, attorney-in-fact 2021-02-04