0001127602-21-003943.txt : 20210204
0001127602-21-003943.hdr.sgml : 20210204
20210204161537
ACCESSION NUMBER: 0001127602-21-003943
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210202
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pickett Denise
CENTRAL INDEX KEY: 0001730101
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 21591308
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-02
0000004962
AMERICAN EXPRESS CO
AXP
0001730101
Pickett Denise
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
President, Glbl Services Group
Common Stock
2021-02-02
4
M
0
30000
65.43
A
44918.007
D
Common Stock
2021-02-02
4
S
0
26945
119.09
D
17973.007
D
Common Stock
2021-02-02
4
S
0
2347
119.09
D
15626.007
D
Common Stock
1385.1964
I
by ESOP
Employee Stock Option (Right to Buy)
65.43
2021-02-02
4
M
0
30000
0
D
2020-04-29
2026-04-29
Common Stock
30000
0
D
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise.
Includes shares acquired pursuant to dividend reinvestment.
Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
Of these 30,000 options, 10,000 became exercisable on April 29, 2018; 10,000 became exercisable on April 29, 2019; 10,000 became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the 2-3-4-year performance period.
/s/ Kristina V. Fink, attorney-in-fact
2021-02-04