0001127602-20-027942.txt : 20201103 0001127602-20-027942.hdr.sgml : 20201103 20201103140027 ACCESSION NUMBER: 0001127602-20-027942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201031 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckminster Douglas E. CENTRAL INDEX KEY: 0001477675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 201282986 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: M/S 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-10-31 0000004962 AMERICAN EXPRESS CO AXP 0001477675 Buckminster Douglas E. 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Grp Pres, Glb Consumer Svcs Employee Stock Option (Right to Buy) 95.52 2020-10-31 4 A 0 117309 0 A 2020-10-31 2024-10-31 Common Stock 117309 117309 D The reported acquisition represents the vesting of Stock Options that were granted to the reported person on October 31, 2017. These options became exercisable on October 31, 2020 based on the Company's positive cumulative net income over the three year performance period. /s/ Kristina V. Fink, attorney-in-fact 2020-11-03