0001127602-20-002776.txt : 20200130 0001127602-20-002776.hdr.sgml : 20200130 20200130180730 ACCESSION NUMBER: 0001127602-20-002776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200128 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petrino Richard CENTRAL INDEX KEY: 0001736600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 20562666 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-01-28 0000004962 AMERICAN EXPRESS CO AXP 0001736600 Petrino Richard 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 EVP - Corporate Controller Common Stock 2020-01-28 4 A 0 4068 132.45 A 11695.875 D Common Stock 2020-01-28 4 F 0 1428 132.45 D 10267.875 D Common Stock 2020-01-29 4 S 0 3500 131.83 D 6767.875 D Common Stock 347.3 I by 401(k) Plan Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Includes shares acquired pursuant to dividend reinvestment. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Tangela S. Richter, attorney-in-fact 2020-01-30