0001127602-19-016750.txt : 20190501 0001127602-19-016750.hdr.sgml : 20190501 20190501165831 ACCESSION NUMBER: 0001127602-19-016750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190429 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fabara Paul D CENTRAL INDEX KEY: 0001646987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 19788395 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-04-29 0000004962 AMERICAN EXPRESS CO AXP 0001646987 Fabara Paul D 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Pres., Global Services Group Common Stock 2019-04-29 4 A 0 4437 117.60 A 33583.226 D Common Stock 2019-04-29 4 F 0 2186 117.60 D 31397.226 D Employee Stock Option (Right to Buy) 65.43 2019-04-29 4 A 0 4437 65.43 A 2019-04-29 2026-04-29 Common Stock 4437 4437 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2016 and have vested based on the Company's 2016-18 return on average equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Includes shares acquired pursuant to dividend reinvestment. The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period. /s/ Tangela S. Richter, attorney-in-fact 2019-05-01