0001127602-19-016502.txt : 20190429
0001127602-19-016502.hdr.sgml : 20190429
20190429172444
ACCESSION NUMBER: 0001127602-19-016502
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190425
FILED AS OF DATE: 20190429
DATE AS OF CHANGE: 20190429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pickett Denise
CENTRAL INDEX KEY: 0001730101
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 19777204
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-04-25
0000004962
AMERICAN EXPRESS CO
AXP
0001730101
Pickett Denise
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
President, GRBC and CRO
Common Stock
2019-04-25
4
M
0
20000
64.43
A
30304.469
D
Common Stock
2019-04-25
4
S
0
17964
116.21
D
12340.469
D
Common Stock
1349
I
by ESOP
Employee Stock Option (Right to Buy)
65.43
2019-04-25
4
M
0
20000
0
D
2018-04-29
2026-04-29
Common Stock
20000
10000
D
Employee Stock Option (Right to Buy)
65.43
2019-04-29
4
A
0
10000
65.43
A
2019-04-29
2026-04-29
Common Stock
10000
10000
D
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.14 to $116.27. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Includes shares acquired pursuant to dividend reinvestment.
Shares held in reporting person's account under the Company's Employee Stock Ownership Plan.
These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two-year performance period.
The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period.
/s/ Tangela S. Richter, attorney-in-fact
2019-04-29