0001127602-19-016502.txt : 20190429 0001127602-19-016502.hdr.sgml : 20190429 20190429172444 ACCESSION NUMBER: 0001127602-19-016502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190425 FILED AS OF DATE: 20190429 DATE AS OF CHANGE: 20190429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pickett Denise CENTRAL INDEX KEY: 0001730101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 19777204 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-04-25 0000004962 AMERICAN EXPRESS CO AXP 0001730101 Pickett Denise 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 President, GRBC and CRO Common Stock 2019-04-25 4 M 0 20000 64.43 A 30304.469 D Common Stock 2019-04-25 4 S 0 17964 116.21 D 12340.469 D Common Stock 1349 I by ESOP Employee Stock Option (Right to Buy) 65.43 2019-04-25 4 M 0 20000 0 D 2018-04-29 2026-04-29 Common Stock 20000 10000 D Employee Stock Option (Right to Buy) 65.43 2019-04-29 4 A 0 10000 65.43 A 2019-04-29 2026-04-29 Common Stock 10000 10000 D The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.14 to $116.27. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Includes shares acquired pursuant to dividend reinvestment. Shares held in reporting person's account under the Company's Employee Stock Ownership Plan. These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two-year performance period. The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period. /s/ Tangela S. Richter, attorney-in-fact 2019-04-29