0001127602-19-002929.txt : 20190129
0001127602-19-002929.hdr.sgml : 20190129
20190129180109
ACCESSION NUMBER: 0001127602-19-002929
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190126
FILED AS OF DATE: 20190129
DATE AS OF CHANGE: 20190129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox L Kevin
CENTRAL INDEX KEY: 0001302528
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 19549763
MAIL ADDRESS:
STREET 1: THE PEPSI BOTTLING GROUP, INC.
STREET 2: ONE PEPSI WAY
CITY: SOMERS
STATE: NY
ZIP: 10589
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-01-26
0000004962
AMERICAN EXPRESS CO
AXP
0001302528
Cox L Kevin
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Chief Human Resources Officer
Common Stock
2019-01-26
4
A
0
20199
100.77
A
20199
D
Common Stock
2019-01-26
4
F
0
8436
100.77
D
11763
D
Common Stock
9886
I
by GRAT 3
Common Stock
30394
I
by GRAT 4
Common Stock
54.05
I
by 401(k) Trust
Employee Stock Option (Right to Buy)
55.09
2019-01-26
4
A
0
20199
0
A
2019-01-26
2026-01-26
Common Stock
20199
20199
D
Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.
/s/ Tangela S. Richter, attorney-in-fact
2019-01-29