0001127602-17-030532.txt : 20171030
0001127602-17-030532.hdr.sgml : 20171030
20171030174107
ACCESSION NUMBER: 0001127602-17-030532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171026
FILED AS OF DATE: 20171030
DATE AS OF CHANGE: 20171030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bush James Peter
CENTRAL INDEX KEY: 0001540196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 171163485
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-10-26
0000004962
AMERICAN EXPRESS CO
AXP
0001540196
Bush James Peter
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
President, GNICS
Common Stock
2017-10-26
4
M
0
4000
34.84
A
83017.6239
D
Common Stock
2017-10-26
4
S
0
3391
95.00
D
79626.6239
D
Common Stock
6895.97
I
by 401(k) Plan
Employee Stock Option (Right to Buy)
34.84
2017-10-26
4
M
0
4000
0
D
2013-10-30
2019-10-30
Common Stock
4000
70108
D
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
These options became exercisable on the date shown as "Date Exercisable."
The transactions reported on this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 1, 2017.
/s/ Tangela S. Richter, attorney-in-fact
2017-10-30