0001127602-13-014969.txt : 20130501 0001127602-13-014969.hdr.sgml : 20130501 20130501152445 ACCESSION NUMBER: 0001127602-13-014969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130429 FILED AS OF DATE: 20130501 DATE AS OF CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN RICHARD C CENTRAL INDEX KEY: 0001255200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 13802774 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-04-29 0000004962 AMERICAN EXPRESS CO AXP 0001255200 LEVIN RICHARD C C/O AMERICAN EXPRESS COMPANY 200 VESEY STREET NEW YORK NY 10285-5001 1 Share Equivalent Units 2013-04-29 4 A 0 2350.028 A Common Stock 2350.028 22458.028 D The Share Equivalent Units convert into common stock on a one-for-one basis. The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. The Share Equivalent Units are convertible immediately and have no expiration date. Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. /s/ Michael G. Kuchs, attorney-in-fact 2013-05-01