-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qa6fcchP3r3WIdFBXqh8pJvVDN55PV7UXgU5GYJ0H1hCcBhwxCw8xZylF7KWOrRi EeENgfS2vp2oPfLaLoaX0A== 0001127602-10-019944.txt : 20100728 0001127602-10-019944.hdr.sgml : 20100728 20100728130056 ACCESSION NUMBER: 0001127602-10-019944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100727 FILED AS OF DATE: 20100728 DATE AS OF CHANGE: 20100728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHICK THOMAS A CENTRAL INDEX KEY: 0001212290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 10973754 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-07-27 0000004962 AMERICAN EXPRESS CO AXP 0001212290 SCHICK THOMAS A 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 EVP-Corp. Affairs Common Stock 2010-07-27 4 M 0 188496 31.941 A 268348.95 D Common Stock 2010-07-27 4 S 0 175045 44.4604 D 93303.95 D Common Stock 2010-07-27 4 S 0 13451 44.4604 D 79852.95 D Common Stock 1085 I By 401(k) Plan Employee Stock Option (Right to Buy) 31.941 2010-07-27 4 M 0 188496 0 D 2003-01-28 2012-01-28 Common Stock 188496 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.31 to $44.72. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." /s/ Michael G. Kuchs, attorney-in-fact 2010-07-28 -----END PRIVACY-ENHANCED MESSAGE-----