-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDwKpUV92dsFXLVRWQpQfqWr+fdkvstDMyyYNitDsa1dU9vPJZEBUs9FqcMXUp51 1CB3QK9nJTWYtL8Qkdu95Q== 0001127602-09-003704.txt : 20090217 0001127602-09-003704.hdr.sgml : 20090216 20090217111747 ACCESSION NUMBER: 0001127602-09-003704 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Linville Judson C CENTRAL INDEX KEY: 0001405459 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 09608509 BUSINESS ADDRESS: BUSINESS PHONE: 212-640-3296 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2008-12-31 0 0 0000004962 AMERICAN EXPRESS CO AXP 0001405459 Linville Judson C 3 WORLD FINANCIAL CENTER 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 1 CEO, U.S. Consumer Division Phantom Stock Units 2008-01-29 5 J 0 295 A Common Stock 295 1972 D The phantom stock converts into common stock on a one-for-one basis. The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively. The units are to be settled upon the reporting person's retirement or other termination of service. Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. /s/ Stephen P. Norman, attorney-in-fact 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----