-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JFIJJjaHQlLJ5pmvOsXXgSvdmQbdxZtJ4/b51lV0+qSpzvVEyKLmh7+WQKB2PkZL XleQM47Trczztwvt80pqag== 0001127602-09-001775.txt : 20090127 0001127602-09-001775.hdr.sgml : 20090127 20090127174334 ACCESSION NUMBER: 0001127602-09-001775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090123 FILED AS OF DATE: 20090127 DATE AS OF CHANGE: 20090127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Ashwini CENTRAL INDEX KEY: 0001405635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 09549094 BUSINESS ADDRESS: BUSINESS PHONE: 212-640-3682 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-01-23 0000004962 AMERICAN EXPRESS CO AXP 0001405635 Gupta Ashwini 3 WORLD FINANCIAL CENTER 200 VESEY ST., AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Pres-Risk/Info Mgmt/Banking Gp Common Stock 2009-01-23 4 F 0 656 15.515 D 70617 D Common Stock 760 I custodian for children Common Stock 17338 I by 401(k) Trust The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Ashwini Gupta by Stephen P. Norman, attorney-in-fact 2009-01-27 -----END PRIVACY-ENHANCED MESSAGE-----