-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H4JGyTF9tJA8ItpgWwVRjpFmfqi7EPj0lmcUe5J4LgbghDcq94XDIzLu7XiYxU/d fe1CXBMhAniaqhLhcX1CFw== 0001127602-08-004032.txt : 20080606 0001127602-08-004032.hdr.sgml : 20080606 20080606150256 ACCESSION NUMBER: 0001127602-08-004032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080604 FILED AS OF DATE: 20080606 DATE AS OF CHANGE: 20080606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Ashwini CENTRAL INDEX KEY: 0001405635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 08885453 BUSINESS ADDRESS: BUSINESS PHONE: 212-640-3682 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-06-04 0000004962 AMERICAN EXPRESS CO AXP 0001405635 Gupta Ashwini 3 WORLD FINANCIAL CENTER 200 VESEY ST., AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Pres-Risk/Info Mgmt/Banking Gp Common Stock 2008-06-04 4 S 0 500 46.23 D 117229 D Common Stock 2008-06-04 4 S 0 1300 46.22 D 115929 D Common Stock 2008-06-04 4 S 0 1500 46.24 D 114429 D Common Stock 2008-06-04 4 S 0 12356 46.20 D 102073 D Common Stock 2008-06-04 4 S 0 15800 46.21 D 86273 D Common Stock 2008-06-05 4 S 0 15000 47.33 D 71273 D Common Stock 16991 I by 401(k) Trust Common Stock 760 I custodian for children Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Ashwini Gupta by Stephen P. Norman, attorney-in-fact 2008-06-06 -----END PRIVACY-ENHANCED MESSAGE-----