-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLcrZPRwzdRnn5oChh/eKhD8Gxqv27RqRWi3gpVlL8vn2YVljlzsMyec3hJaFIbg aThOmT9fTNf3LoL2NpNkhw== 0001127602-07-000298.txt : 20070125 0001127602-07-000298.hdr.sgml : 20070125 20070125181338 ACCESSION NUMBER: 0001127602-07-000298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070123 FILED AS OF DATE: 20070125 DATE AS OF CHANGE: 20070125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENAULT KENNETH I CENTRAL INDEX KEY: 0001180524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 07554181 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS CO STREET 2: WORLD FINANCIAL CENTER 5104 200 VESEY ST CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 914-765-4314 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-01-23 0000004962 AMERICAN EXPRESS CO AXP 0001180524 CHENAULT KENNETH I 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 1 Chief Executive Officer Common Stock 2006-12-13 5 G 0 E 3390 0 D 738449 D Common Stock 2006-12-13 5 G 0 E 632 0 D 737817 D Common Stock 2007-01-23 4 F 0 14061 57.65 D 623756 D Common Stock 27600 I By Wife Common Stock 18614 I By Isp Trust Common Stock 40764 I By Trust For Children Common Stock 75511 I GRAT 2005 Common Stock 0 I In escrow Common Stock 100000 I GRAT 2006 Common Stock 2006-12-13 5 G 0 E 632 0 A 44243 I Wife As Trustee/custodian Common Stock 2006-03-23 5 G 0 E 9180 0 A 53423 I Wife As Trustee/custodian Common Stock 2006-03-23 5 G 0 E 9180 0 D 0 I By Grat II The ending balance shown here reflects shares returned to Direct ownership which were shown on previous filings as Indirectly held in escrow and GRAT's. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Shares held in reporting person's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Stephen P. Norman, attorney-in-fact 2007-01-25 -----END PRIVACY-ENHANCED MESSAGE-----