-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CtUvPXU26AP1TGJf4dmYgGPxEes8vnxTmKZFYZkgAXWFEiUhLZAH9XXVwTHpA5yo lqillx8N2qF8qBB9nO0Ijw== 0001127602-07-000033.txt : 20070103 0001127602-07-000033.hdr.sgml : 20070101 20070103140215 ACCESSION NUMBER: 0001127602-07-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPOFF FRANK P CENTRAL INDEX KEY: 0001184179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 07503198 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2006-12-29 0000004962 AMERICAN EXPRESS CO AXP 0001184179 POPOFF FRANK P 200 VESEY STREET AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Share Equivalent Units 0 2006-12-29 4 A 0 193.38 61.405 A Common Stock 193.38 18895.43 D The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. The share equivalent units convert into common stock on a one-for-one basis. The share equivalent units are convertible immediately and have no expiration date. Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. /s/ Stephen P. Norman, attorney-in-fact 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----