-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ItW2PiYwAKR+Coo+mNwDmWQrNOYiLWhNvpt4MHiv+O21o0uxTsGYSY3QxqsxQXI6 xk+J5ZSz49PA5aUR5XmMBA== 0000004962-05-000025.txt : 20050126 0000004962-05-000025.hdr.sgml : 20050126 20050126175800 ACCESSION NUMBER: 0000004962-05-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050124 FILED AS OF DATE: 20050126 DATE AS OF CHANGE: 20050126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARENT LOUISE M CENTRAL INDEX KEY: 0001209456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 05551231 BUSINESS ADDRESS: STREET 1: C/O AMERICAN EXPRESS CO STREET 2: 200 VESEY STREET MAIL STOP 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2005-01-24 0 0000004962 AMERICAN EXPRESS CO AXP 0001209456 PARENT LOUISE M AMERICAN EXPRESS TOWER 3 WORLD FINANCIAL CENTER NEW YORK NY 10285-5003 0 1 0 0 EVP, General Counsel Employee stock options (right to buy) 52.285 2005-01-24 2005-01-24 4 A 0 125000 0 A 2006-01-24 2015-01-24 Common Shares 125000 125000 D Phantom Stock Units 2004-12-30 2004-12-30 5 A 0 41 A Common Shares 41 527 D These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. The phantom stock converts into common stock on a one-for-one basis. The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. The units are to be settled following the reporting person's retirement or other termination of service. Louise M. Parent 2005-01-26 -----END PRIVACY-ENHANCED MESSAGE-----