-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMAL/HGDxDnvy/9jMxVzzMvFENxv3nJK4wGNqsa0vUH15g6vcxsU6DHbrlCKkauY 5/wr6dQvSHvTLpzRhVH47g== 0000004962-04-000103.txt : 20040402 0000004962-04-000103.hdr.sgml : 20040402 20040402155406 ACCESSION NUMBER: 0000004962-04-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER EDWARD D CENTRAL INDEX KEY: 0001195222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 04713931 MAIL ADDRESS: STREET 1: ONE METROTECH CENTER CITY: BROOKLYN STATE: NY ZIP: 11201 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-03-31 0 0000004962 AMERICAN EXPRESS CO AXP 0001195222 MILLER EDWARD D AXA FINANCIAL, INC. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 0 0 0 Common Shares 10500.000 D Share Equivalent Units 2004-03-31 2004-03-31 4 A 0 315.147 50.77 A Common Shares 315.147 315.147 D The share equivalent units convert into common stock on a one-for-one basis. The share equivalent units are convertible immediately and have no expiration date. The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Edward D. Miller 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----