-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IykNvSPHvu8NoJBLFzvM0hpqGJVp0MOlQZLnQnsVNKVENDBEt5JKBXgfDcaP3Yg/ X8UZBzOyUbliu69Vdjx0Bg== 0000004962-04-000047.txt : 20040202 0000004962-04-000047.hdr.sgml : 20040202 20040202183233 ACCESSION NUMBER: 0000004962-04-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHICK THOMAS A CENTRAL INDEX KEY: 0001212290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 04560469 BUSINESS ADDRESS: STREET 1: C/O AMERICAN EXPRESS CO STREET 2: 200 VESEY STREET MAIL STOP 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-01-30 0 0000004962 AMERICAN EXPRESS CO AXP 0001212290 SCHICK THOMAS A AMERICAN EXPRESS TOWER 3 WORLD FINANCIAL CENTER NEW YORK NY 10285-5003 0 1 0 0 EVP-Corp. Affairs Common Shares 2004-01-30 2004-01-30 4 M 0 68000.000 29.302 A 242283.538 D Common Shares 2004-01-30 2004-01-30 4 F 0 50318.000 51.355 D 191965.538 D Common Shares 2004-01-30 2004-01-30 4 M 0 40815.000 48.531 A 232780.538 D Common Shares 2004-01-30 2004-01-30 4 F 0 39455.000 51.355 D 193325.538 D Common Shares 2004-01-30 2004-01-30 4 S 0 18715.000 51.82 D 174610.538 D Common Shares 835.000 I By ISP Trust Employee Stock Option (right to buy) 29.302 2004-01-30 2004-01-30 4 M 0 68000.000 0 D 1998-02-23 2008-02-22 Common Shares 68000.000 0.000 D Employee Stock Option (right to buy) 48.531 2004-01-30 2004-01-30 4 M 0 40815.000 0 D 2000-02-23 2004-02-27 Common Shares 40815.000 0.000 D Employee stock option (right to buy) 51.355 2004-01-30 2004-01-30 4 A 0 50318.000 0 A 2004-07-30 2008-02-22 Common Shares 50318.000 50318.000 D Shares held in reporting person's account under the Company's Incentive Savings Plan as of December 31, 2003. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Thomas Schick 2004-02-02 -----END PRIVACY-ENHANCED MESSAGE-----