-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsZ9yxvaqYPpm0GCK4OFHu524FlDAUm8IfozK26V+ZPEDpyf1lJ8QYm1qZ2XXUIF tTBGUAlUcNqH/Ojz77np+A== 0000004962-03-000205.txt : 20031107 0000004962-03-000205.hdr.sgml : 20031107 20031107134400 ACCESSION NUMBER: 0000004962-03-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUSE DAVID C CENTRAL INDEX KEY: 0001209448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 03984538 BUSINESS ADDRESS: STREET 1: C/O AMERICAN EXPRESS CO STREET 2: 200 VESEY STREET MAIL STOP 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-11-05 0 0000004962 AMERICAN EXPRESS CO AXP 0001209448 HOUSE DAVID C AMERICAN EXPRESS TOWER 3 WORLD FINANCIAL CENTER NEW YORK NY 10285-5003 0 1 0 0 Member, Global Leadership Team Common Shares 2003-11-05 2003-11-05 4 S 0 28000.000 46.97 D 190877.000 D Common Shares 2003-11-05 2003-11-05 4 S 0 10000.000 46.98 D 180877.000 D Common Shares 2003-11-05 2003-11-05 4 S 0 5000.000 46.99 D 175877.000 D Common Shares 6438.000 I By ISP Trust Common Shares 1110.000 I Custodian for minor children Shares held in reporting person's account under the Company's Incentive Savings Plan as of November 6, 2003. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. David C. House 2003-11-07 -----END PRIVACY-ENHANCED MESSAGE-----