0000049303-21-000018.txt : 20211115
0000049303-21-000018.hdr.sgml : 20211115
20211115133002
ACCESSION NUMBER: 0000049303-21-000018
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20211027
DATE AS OF CHANGE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUNTINGTON SECURITIES, INC.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00630
FILM NUMBER: 211408685
BUSINESS ADDRESS:
STREET 1: 41 SOUTH HIGH ST
CITY: COLUMBUS
STATE: OH
ZIP: 43287
BUSINESS PHONE: 216-515-6574
MAIL ADDRESS:
STREET 1: 41 SOUTH HIGH ST
CITY: COLUMBUS
STATE: OH
ZIP: 43287
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
DATE OF NAME CHANGE: 20200304
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON SECURITIES, INC.
DATE OF NAME CHANGE: 20200227
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
DATE OF NAME CHANGE: 20020829
MA/A
1
primary_doc.xml
MA/A
0000049303
XXXXXXXX
John Szwagulak
216-515-6574
john.szwagulak@huntington.com
HUNTINGTON SECURITIES, INC.
2261
36-2355753
866-00229-00
867-00630
008-05761
2261
41 South High St, 5th Floor
Columbus
OH
43606
800-824-5652
Add
N14W23777 Stone Ridge Drive
Suite 185
Waukesha
WI
53188
414-298-9898
Add
4545 Post Oak Place
Suite 215
Houston
TX
77027
713-429-4909
NewAdd
222 N. LaSalle St - Suite 1200
Chicago
IL
60606
312-443-1500
N
www.huntington.com
John
William
Szwagulak
200 Public Square
CM235
Cleveland
OH
44114
216-515-6574
john.szwagulak@huntington.com
NewAdd
Huntington Securities, Inc.
222 N. LaSalle St, Suite 1200
Chicago
IL
60606
312-443-1500
Chicago is the primary location for municipal activity, records for this activity are primarily at this office.
HUNTINGTON BANCSHARES INCORPORATED
N
December
IL
02-08-1957
N
40
17
17
0
0
29
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice ME Investments
Advice Use Of MD
Advice On Selection
Y
Y
Y
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Banking/Thrift institution
Insurance company or agency
3
Add
Banking/Thrift institution
HUNTINGTON BANCSHARES INCORPORATED
HUNTINGTON BANCSHARES INCORPORATED
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Insurance company or agency
THE HUNTINGTON INVESTMENT COMPANY
THE HUNTINGTON INVESTMENT COMPANY
N
Y
N
Add
Insurance company or agency
HUNTINGTON INSURANCE, INC.
HUNTINGTON INSURANCE, INC.
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
HUNTINGTON BANCSHARES INC/MD
0000049196
Schedule A
N
N
N
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
N
Y
N
N
N
N
N
Y
N
N
N
N
HUNTINGTON BANCSHARES INCORPORATED
Y
SOLE SHAREHOLDER
10-01-2018
E
Y
49196
Thomas
Edward
Dannenberg
President/Director
11-01-2012
NA
Y
4801020
Douglas
Richard
Fox
COO/DIRECTOR
04-01-2012
NA
Y
1541487
Nancy
Lee
Meier
Head of Municipal Compliance
08-24-2020
NA
Y
4233348
James
Ure
VanMetre
DIRECTOR
10-01-2018
NA
Y
1689243
Mark
Robert
Borrelli
General Counsel/Secretary
04-20-2017
NA
Y
6803711
Scott
David
Kleinman
DIRECTOR
10-01-2018
NA
Y
2357636
Matthew
Louis
Milcetich
DIRECTOR
10-01-2018
NA
Y
6419334
Beth
A
Russell
Director
10-01-2018
NA
Y
1600877
Ryan
Taylor
Jefferson
CFO
08-24-2020
NA
Y
5844031
HUNTINGTON BANCSHARES INCORPORATED
Y
SOLE SHAREHOLDER
10-01-2018
E
Y
49196
Thomas
Edward
Dannenberg
President/Director
11-01-2012
NA
Y
4801020
Douglas
Richard
Fox
COO/DIRECTOR
04-01-2012
NA
Y
1541487
Amend
John
William
Szwagulak
CCO
02-24-2020
NA
Y
4033023
James
Ure
VanMetre
DIRECTOR
10-01-2018
NA
Y
1689243
Mark
Robert
Borrelli
General Counsel/Secretary
04-20-2017
NA
Y
6803711
Scott
David
Kleinman
DIRECTOR
10-01-2018
NA
Y
2357636
Matthew
Louis
Milcetich
DIRECTOR
10-01-2018
NA
Y
6419334
Beth
A
Russell
Director
10-01-2018
NA
Y
1600877
Ryan
Taylor
Jefferson
CFO
08-24-2020
NA
Y
5844031
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1584032
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1359220
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1247164
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1221288
9-D2
9-D4
Hutchinson, Shockey, Erley & Co.
2261
164074
9-E2
Hutchinson, Shockey, Erley & Co.
2261
104782
9-C2
9-C4
9-C5
HUTCHINSON, SHOCKEY, ERLEY & CO
2261
1786686
1
9-D1
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1943594
1
9-D5
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1938779
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1910631
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1530641
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
607281
1
9-C2
9-C4
9-C5
9-D1
9-D2
9-D4
9-E2
HUNTINGTON INVESTMENT COMPANY
Y
008-34867
HUNTINGTON INVESTMENT COMPANY
16986
2001607
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1833698
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1795146
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1694067
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1431197
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1368254
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1368253
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1318588
1
9-C1
9-C2
9-C4
9-C5
HUNTINGTON BANCSHARES INCORPORATED
N
THE HUNTINGTON INVESTMENT COMPANY
16986
1261457
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1256990
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
384405
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
365928
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
337999
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
328250
1
9-C2
9-C4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
2020004
1
9-H1b
HUNTINGTON BANCSHARES INCORPORATED
N
THE HUNTINGTON INVESTMENT COMPANY
16986
1261456
John Szwagulak
John Szwagulak
CCO
10-27-2021
4033023
N
N
N
N
N
Y
N
Y
N
N
Y
N
Y
N
N
N
N
Y
N
N
N