0000049303-20-000016.txt : 20201028 0000049303-20-000016.hdr.sgml : 20201028 20201028181400 ACCESSION NUMBER: 0000049303-20-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 NITCHOLAS,MARK,CHARLES, FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUNTINGTON SECURITIES, INC. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 201269916 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. DATE OF NAME CHANGE: 20200304 FORMER COMPANY: FORMER CONFORMED NAME: HUNTINGTON SECURITIES, INC. DATE OF NAME CHANGE: 20200227 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. DATE OF NAME CHANGE: 20020829 MA-I/A 1 primary_doc.xml MA-I/A 0000049303 XXXXXXXX NANCY L MEIER 312-443-1558 NMEIER@HSEMUNI.COM N Y MARK CHARLES NITCHOLAS 1496617 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 05-26-2009 N 07-17-2014 0000049303 LOCATED 05-26-2009 4545 POST OAK PLACE SUITE 215 HOUSTON TX 77027 05-2009 HUTCHINSON, SHOCKEY, ERLEY & CO HOUSTON TX 77027 Y Y SR VICE PRESIDENT 02-2009 03-2009 HUTCHINSON, SHOCKEY, ERLEY & CO HOUSTON TX 77027 Y Y SR VICE PRESIDENT 03-2007 01-2009 BANC OF AMERICA SECURITIES LLC HOUSTON TX 77002 Y Y MANAGING DIRECTOR 12-2000 02-2007 RBC DAIN RAUSCHER HOUSTON TX 77002 Y Y INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-26-2020 Nancy L Meier Head of Municipal Compliance