0000049303-20-000009.txt : 20200519 0000049303-20-000009.hdr.sgml : 20200519 20200519063923 ACCESSION NUMBER: 0000049303-20-000009 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200424 DATE AS OF CHANGE: 20200519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUNTINGTON SECURITIES, INC. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00630 FILM NUMBER: 20891555 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. DATE OF NAME CHANGE: 20200304 FORMER COMPANY: FORMER CONFORMED NAME: HUNTINGTON SECURITIES, INC. DATE OF NAME CHANGE: 20200227 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. DATE OF NAME CHANGE: 20020829 MA/A 1 primary_doc.xml MA/A 0000049303 XXXXXXXX Nancy Meier 312-443-1558 Nancy.L.Meier@huntington.com HUNTINGTON SECURITIES, INC. 2261 36-2355753 866-00229-00 867-00630 008-05761 2261 222 WEST ADAMS-STE 1700 CHICAGO IL 60606-5308 312-443-1550 312-443-7225 Add 555 East Wells Street Suite 1510 Milwaukee WI 53202 414-298-9898 Add 100 Maple Park Blvd Suite 142 St. Clair Shores MI 48081 586-782-4532 Add 4545 Post Oak Place Suite 215 Houston TX 77027 713-429-4909 Add County Road 2, Drive 1743, House 28 Espanola NM 87532 602-263-0163 N www.hsemuni.com Nancy Lee Meier

222 W. Adams Street Suite 1700 Chicago IL 60606

312-443-1550 312-443-7225 nmeier@hsemuni.com HUNTINGTON BANCSHARES INCORPORATED N December IL 02-08-1957 N 40 17 17 0 0 29 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice ME Investments Advice Use Of MD Advice On Selection Other APPLICANT MAY ACT AS AGENT IN CONNECTION WITH MUNICIPAL LEASE TRANSACTIONS. APPLICANT MAY ALSO ARRANGE LOANS TO GOVERNMENT OR OTHER BORROWERS. Y Y Y Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Banking/Thrift institution Insurance company or agency 3 Add Banking/Thrift institution HUNTINGTON BANCSHARES INCORPORATED HUNTINGTON BANCSHARES INCORPORATED N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Insurance company or agency THE HUNTINGTON INVESTMENT COMPANY THE HUNTINGTON INVESTMENT COMPANY N Y N Add Insurance company or agency HUNTINGTON INSURANCE, INC. HUNTINGTON INSURANCE, INC. N Y N N N N N N N N N N N N N N HUNTINGTON BANCSHARES INC/MD 0000049196 Schedule A N N N N Y Y N Y Y Y Y N Y Y N Y N N N N N Y N N N N HUNTINGTON BANCSHARES INCORPORATED Y SOLE SHAREHOLDER 10-01-2018 E Y 49196 Thomas Edward Dannenberg President/Director 11-01-2012 NA Y 4801020 Douglas Richard Fox COO/DIRECTOR 04-01-2012 NA Y 1541487 Nancy Lee Meier CFO/CCO 04-01-2001 NA Y 4233348 James Ure VanMetre DIRECTOR 10-01-2018 NA Y 1689243 Mark Robert Borrelli General Counsel/Secretary 04-20-2017 NA Y 6803711 Scott David Kleinman DIRECTOR 10-01-2018 NA Y 2357636 Matthew Louis Milcetich DIRECTOR 10-01-2018 NA Y 6419334 Beth A Russell Director 10-01-2018 NA Y 1600877 HUNTINGTON BANCSHARES INCORPORATED Y SOLE SHAREHOLDER 10-01-2018 E Y 49196 Thomas Edward Dannenberg President/Director 11-01-2012 NA Y 4801020 Douglas Richard Fox COO/DIRECTOR 04-01-2012 NA Y 1541487 Nancy Lee Meier CFO/CCO 04-01-2001 NA Y 4233348 James Ure VanMetre DIRECTOR 10-01-2018 NA Y 1689243 Mark Robert Borrelli General Counsel/Secretary 04-20-2017 NA Y 6803711 Scott David Kleinman DIRECTOR 10-01-2018 NA Y 2357636 Matthew Louis Milcetich DIRECTOR 10-01-2018 NA Y 6419334 Beth A Russell Director 10-01-2018 NA Y 1600877 9-E2 Hutchinson, Shockey, Erley & Co. 2261 1584032 9-E2 Hutchinson, Shockey, Erley & Co. 2261 1359220 9-E2 Hutchinson, Shockey, Erley & Co. 2261 1247164 9-E2 Hutchinson, Shockey, Erley & Co. 2261 1221288 9-D2 9-D4 Hutchinson, Shockey, Erley & Co. 2261 164074 9-E2 Hutchinson, Shockey, Erley & Co. 2261 104782 9-C2 9-C4 9-C5 HUTCHINSON, SHOCKEY, ERLEY & CO 2261 1786686 1 9-D1 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1943594 1 9-D5 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1938779 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1910631 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1530641 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 607281 1 9-C2 9-C4 9-C5 9-D1 9-D2 9-D4 9-E2 HUNTINGTON INVESTMENT COMPANY Y 008-34867 HUNTINGTON INVESTMENT COMPANY 16986 2001607 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1833698 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1795146 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1694067 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1431197 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1368254 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1368253 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1318588 1 9-C1 9-C2 9-C4 9-C5 HUNTINGTON BANCSHARES INCORPORATED N THE HUNTINGTON INVESTMENT COMPANY 16986 1261457 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 1256990 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 384405 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 365928 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 337999 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 328250 1 9-C2 9-C4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 16986 2020004 1 9-H1b HUNTINGTON BANCSHARES INCORPORATED N THE HUNTINGTON INVESTMENT COMPANY 16986 1261456 Nancy L Meier Nancy L Meier CFO 04-24-2020 2261 N N N N N Y N Y N N N N Y N N N N Y N N N