0000049303-19-000005.txt : 20190513 0000049303-19-000005.hdr.sgml : 20190513 20190512194638 ACCESSION NUMBER: 0000049303-19-000005 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00630 FILM NUMBER: 19816762 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA/A 1 primary_doc.xml MA/A 0000049303 XXXXXXXX Nancy Meier 312-443-1558 nmeier@hsemuni.com HUTCHINSON, SHOCKEY, ERLEY & CO. 000002261 36-2355753 866-00229-00 867-00630 008-05761 000002261 222 WEST ADAMS-STE 1700 CHICAGO IL 60606-5308 312-443-1550 312-443-7225 Amend 555 East Wells Street Suite 1510 Milwaukee WI 53202 414-298-9898 Add 100 Maple Park Blvd Suite 142 St. Clair Shores MI 48081 586-782-4532 Delete 2211 E. Highland Ave. Suite 240 Phoenix AZ 85016 602-263-0163 Add 4545 Post Oak Place Suite 215 Houston TX 77027 713-429-4909 NewAdd County Road 2, Drive 1743, House 28 Espanola NM 87532 602-263-0163 N 222 WEST ADAMS-STE 1700 CHICAGO IL 60606-5308 www.hsemuni.com Nancy Lee Meier

222 W. Adams Street Suite 1700 Chicago IL 60606

312-443-1550 312-443-7225 nmeier@hsemuni.com HUNTINGTON BANCSHARES INCORPORATED N December IL 02-08-1957 N 40 17 17 0 0 29 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice ME Investments Advice Use Of MD Advice On Selection Other APPLICANT MAY ACT AS AGENT IN CONNECTION WITH MUNICIPAL LEASE TRANSACTIONS. APPLICANT MAY ALSO ARRANGE LOANS TO GOVERNMENT OR OTHER BORROWERS. Y Y Y Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Banking/Thrift institution Insurance company or agency 3 Add Banking/Thrift institution HUNTINGTON BANCSHARES INCORPORATED HUNTINGTON BANCSHARES INCORPORATED N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Insurance company or agency THE HUNTINGTON INVESTMENT COMPANY THE HUNTINGTON INVESTMENT COMPANY N Y N Add Insurance company or agency HUNTINGTON INSURANCE, INC. HUNTINGTON INSURANCE, INC. N Y N N N N N N N N N N N N N N HUNTINGTON BANCSHARES INC/MD 0000049196 Schedule A N N N N Y Y N Y Y Y Y N Y Y N Y N N N N N Y N N N N HUNTINGTON BANCSHARES INCORPORATED Y SOLE SHAREHOLDER 10-01-2018 E Y 000049196 Thomas Edward Dannenberg President/Director 11-01-2012 NA Y 004801020 Douglas Richard Fox COO/DIRECTOR 04-01-2012 NA Y 001541487 Nancy Lee Meier CFO/CCO 04-01-2001 NA Y 004233348 James Ure VanMetre DIRECTOR 10-01-2018 NA Y 001689243 Mark Robert Borrelli General Counsel/Secretary 04-20-2017 NA Y 006803711 Add HUNTINGTON BANCSHARES INCORPORATED Y SOLE SHAREHOLDER 10-01-2018 E Y 000049196 Amend Thomas Edward Dannenberg President/Director 11-01-2012 NA Y 004801020 Amend Douglas Richard Fox COO/DIRECTOR 04-01-2012 NA Y 001541487 Amend Nancy Lee Meier CFO/CCO 04-01-2001 NA Y 004233348 Amend James Ure VanMetre DIRECTOR 10-01-2018 NA Y 001689243 Amend Mark Robert Borrelli General Counsel/Secretary 04-20-2017 NA Y 006803711 9-E2 Hutchinson, Shockey, Erley & Co. 000002261 1584032 9-E2 Hutchinson, Shockey, Erley & Co. 000002261 1359220 9-E2 Hutchinson, Shockey, Erley & Co. 000002261 1247164 9-E2 Hutchinson, Shockey, Erley & Co. 000002261 1221288 9-D2 9-D4 Hutchinson, Shockey, Erley & Co. 000002261 164074 9-E2 Hutchinson, Shockey, Erley & Co. 000002261 104782 9-C2 9-C4 9-C5 HUTCHINSON, SHOCKEY, ERLEY & CO 000002261 1786686 1 9-D1 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1943594 1 9-D5 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1938779 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1910631 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1530641 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 607281 1 9-C2 9-C4 9-C5 9-D1 9-D2 9-D4 9-E2 HUNTINGTON INVESTMENT COMPANY Y 008-34867 HUNTINGTON INVESTMENT COMPANY 000016986 2001607 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1833698 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1795146 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1694067 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1431197 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1368254 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1368253 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1318588 1 9-C1 9-C2 9-C4 9-C5 HUNTINGTON BANCSHARES INCORPORATED N THE HUNTINGTON INVESTMENT COMPANY 000016986 1261457 1 9-E2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 1256990 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 384405 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 365928 1 9-D2 9-D4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 337999 1 9-D2 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 328250 1 9-C2 9-C4 THE HUNTINGTON INVESTMENT COMPANY Y 008-34867 THE HUNTINGTON INVESTMENT COMPANY 000016986 2020004 1 9-H1b HUNTINGTON BANCSHARES INCORPORATED N THE HUNTINGTON INVESTMENT COMPANY 000016986 1261456 Nancy L Meier Nancy L Meier CFO/CCO 04-01-2019 000002261 N N N N N Y N Y N N N N Y N N N N Y N N N