0000049303-19-000002.txt : 20190311 0000049303-19-000002.hdr.sgml : 20190311 20190311155835 ACCESSION NUMBER: 0000049303-19-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MULLEN,KEVIN,MICHAEL, FILED AS OF DATE: 20190311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 19672254 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000049303 XXXXXXXX Nancy L Meier 312-443-1558 nmeier@hsemuni.com N Y KEVIN MICHAEL MULLEN 001606863 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 06-30-2009 N 07-17-2014 0000049303 LOCATED 06-30-2009 1110 N. OLD WORLD THIRD SUITE 630 MILWAUKEE WI 53203 06-2009 HUTCHINSON, SHOCKEY, ERLEY & CO MILWAUKEE WI 53203 Y Y SR VICE PRESIDENT 07-2000 05-2009 U.S. BANCORP PIPER JAFFRAY INC MILWAUKEE WI 53202 Y Y SR INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-11-2019 Nancy L Meier CFO/CCO