0000049303-18-000007.txt : 20180618
0000049303-18-000007.hdr.sgml : 20180618
20180618103638
ACCESSION NUMBER: 0000049303-18-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180618
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03024
FILM NUMBER: 18903847
BUSINESS ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
BUSINESS PHONE: (312) 443-1560
MAIL ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD
DATE OF NAME CHANGE: 20000101
MA-I/A
1
primary_doc.xml
MA-I/A
0000049303
XXXXXXXX
NANCY L MEIER
312-443-1558
NMEIER@HSEMUNI.COM
N
N
MARK
CHARLES
NITCHOLAS
001496617
N
1
0000049303
HUTCHINSON, SHOCKEY, ERLEY & CO.
05-26-2009
N
07-17-2014
0000049303
LOCATED
05-26-2009
4545 POST OAK PLACE
SUITE 215
HOUSTON
TX
77027
05-2009
HUTCHINSON, SHOCKEY, ERLEY & CO
HOUSTON
TX
77027
Y
Y
MANAGING DIRECTOR TEXAS PUBLIC FINANCE
02-2009
03-2009
HUTCHINSON, SHOCKEY, ERLEY & CO
HOUSTON
TX
77027
Y
Y
SR VICE PRESIDENT
03-2007
01-2009
BANC OF AMERICA SECURITIES LLC
HOUSTON
TX
77002
Y
Y
MANAGING DIRECTOR
12-2000
02-2007
RBC DAIN RAUSCHER
HOUSTON
TX
77002
Y
Y
INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-18-2018
NANCY L MEIER
CFO/CCO/TREASURER