0000049303-18-000007.txt : 20180618 0000049303-18-000007.hdr.sgml : 20180618 20180618103638 ACCESSION NUMBER: 0000049303-18-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180618 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 18903847 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000049303 XXXXXXXX NANCY L MEIER 312-443-1558 NMEIER@HSEMUNI.COM N N MARK CHARLES NITCHOLAS 001496617 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 05-26-2009 N 07-17-2014 0000049303 LOCATED 05-26-2009 4545 POST OAK PLACE SUITE 215 HOUSTON TX 77027 05-2009 HUTCHINSON, SHOCKEY, ERLEY & CO HOUSTON TX 77027 Y Y MANAGING DIRECTOR TEXAS PUBLIC FINANCE 02-2009 03-2009 HUTCHINSON, SHOCKEY, ERLEY & CO HOUSTON TX 77027 Y Y SR VICE PRESIDENT 03-2007 01-2009 BANC OF AMERICA SECURITIES LLC HOUSTON TX 77002 Y Y MANAGING DIRECTOR 12-2000 02-2007 RBC DAIN RAUSCHER HOUSTON TX 77002 Y Y INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-18-2018 NANCY L MEIER CFO/CCO/TREASURER