0000049303-18-000006.txt : 20180604
0000049303-18-000006.hdr.sgml : 20180604
20180604100107
ACCESSION NUMBER: 0000049303-18-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180604
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03024
FILM NUMBER: 18877071
BUSINESS ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
BUSINESS PHONE: (312) 443-1560
MAIL ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD
DATE OF NAME CHANGE: 20000101
MA-I/A
1
primary_doc.xml
MA-I/A
0000049303
XXXXXXXX
NANCY MEIER
312-443-1558
NMEIER@HSEMUNI.COM
N
N
CHRISTOPHER
ALLAN
CRUMP
005744301
N
1
0000049303
HUTCHINSON, SHOCKEY, ERLEY & CO.
07-20-2015
N
867-00630
LOCATED
06-01-2018
3348 PEACHTREE ROAD NE
SUITE 700
ATLANTA
GA
30326
07-2015
HUTCHINSON, SHOCKEY, ERLEY & CO
CHICAGO
IL
60606
Y
Y
ASST VICE PRESIDENT
07-2012
07-2015
CASTELOAK SECURITIES, LP
CHICAGO
IL
60606
Y
Y
ASSOCIATE
04-2011
07-2012
UNEMPLOYED
CHICAGO
IL
60605
N
N
UNEMPLOYED
12-2009
04-2011
ZIEGLER CAPITAL MARKETS
CHICAGO
IL
60602
Y
Y
SENIOR ANALYST
01-2009
12-2009
UNEMPLOYED
CHICAGO
IL
60616
N
N
UNEMPLOYED
06-2006
01-2009
LOOP CAPITAL MARKETS
CHICAGO
IL
60604
Y
Y
ANALYST
03-2005
05-2006
SHAND MORAHAN
DEERFIELD
IL
60015
N
N
CUSTOMER SERVICE REP
Y
12-2012
PHOENIX LIFE INSURANCE COMPANY
ONE AMERICAN ROW 5056
HARTFORD
CT
06102
N
N
LIFE INSURANCE
AGENT/BROKER/PRODUCER
0
LIFE INSURANCE AGENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-04-2018
NANCY L MEIER
CFO/CCO/TREASURER