0000049303-18-000006.txt : 20180604 0000049303-18-000006.hdr.sgml : 20180604 20180604100107 ACCESSION NUMBER: 0000049303-18-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 18877071 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000049303 XXXXXXXX NANCY MEIER 312-443-1558 NMEIER@HSEMUNI.COM N N CHRISTOPHER ALLAN CRUMP 005744301 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 07-20-2015 N 867-00630 LOCATED 06-01-2018 3348 PEACHTREE ROAD NE SUITE 700 ATLANTA GA 30326 07-2015 HUTCHINSON, SHOCKEY, ERLEY & CO CHICAGO IL 60606 Y Y ASST VICE PRESIDENT 07-2012 07-2015 CASTELOAK SECURITIES, LP CHICAGO IL 60606 Y Y ASSOCIATE 04-2011 07-2012 UNEMPLOYED CHICAGO IL 60605 N N UNEMPLOYED 12-2009 04-2011 ZIEGLER CAPITAL MARKETS CHICAGO IL 60602 Y Y SENIOR ANALYST 01-2009 12-2009 UNEMPLOYED CHICAGO IL 60616 N N UNEMPLOYED 06-2006 01-2009 LOOP CAPITAL MARKETS CHICAGO IL 60604 Y Y ANALYST 03-2005 05-2006 SHAND MORAHAN DEERFIELD IL 60015 N N CUSTOMER SERVICE REP Y 12-2012 PHOENIX LIFE INSURANCE COMPANY ONE AMERICAN ROW 5056 HARTFORD CT 06102 N N LIFE INSURANCE AGENT/BROKER/PRODUCER 0 LIFE INSURANCE AGENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-04-2018 NANCY L MEIER CFO/CCO/TREASURER