0000049303-17-000010.txt : 20170718 0000049303-17-000010.hdr.sgml : 20170718 20170718093738 ACCESSION NUMBER: 0000049303-17-000010 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 17968636 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000049303 XXXXXXXX NANCY L MEIER 312-443-1558 NMEIER@HSEMUNI.COM N N MARK NMN RIDGELY 005551492 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 10-31-2011 N 07-17-2014 0000049303 LOCATED 10-31-2011 222 WEST ADAMS-STE 1700 CHICAGO IL 60606-5308 10-2011 HUTCHINSON, SHOCKEY, ERLEY & CO CHICAGO IL 60606 Y Y ASSOCIATE 07-2011 09-2011 UNEMPLOYED CHICAGO IL 60610 N N UNEMPLOYED 06-2011 06-2011 SAMUAL A RAMIREZ & CO INC CHICAGO IL 60606 Y Y ANALYST 03-2011 05-2011 UNEMPLOYED CHICAGO IL 60610 N N UNEMPLOYED 11-2009 02-2011 MESIROW FINANCIAL, INC CHICAGO IL 60654 Y Y ANALYST 06-2008 10-2009 RAYMOND JAMES AND ASSOCIATES INC GROSSE POINTE MI 48236 Y Y REGISTERED ASSOCIATE 09-2003 05-2008 WAYNE STATE UNIVERSITY DETROIT MI 48202 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-05-2017 NANCY L MEIER CFO/CCO/TREASURER