0000049303-17-000003.txt : 20170317 0000049303-17-000003.hdr.sgml : 20170317 20170317165121 ACCESSION NUMBER: 0000049303-17-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 17698694 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I 1 primary_doc.xml MA-I 0000049303 XXXXXXXX NANCY MEIER 312-443-1558 NMEIER@HSEMUNI.COM N N PATRICIA YVETTE RODRIGUEZ 001864935 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 09-01-2016 N 867-00630 LOCATED 09-01-2016 4545 POST OAK PLACE SUITE 215 HOUSTON TX 77027 09-2016 HUTCHINSON, SHOCKEY, ERLEY & CO CHICAGO IL 60606 Y Y VICE PRESIDENT 07-2016 08-2016 UNEMPLOYED SAN ANTONIO TX 78216 N N UNEMPLOYED 08-2015 06-2016 SOUTHWESTERN CAPITAL MARKETS INC SAN ANTONIO TX 78213 Y Y VICE PRESIDENT 01-2015 08-2015 UNEMPLOYED SAN ANTONIO TX 78216 N N UNEMPLOYED 01-2013 01-2015 PLANNED PARENTHOOD SOUTH TEXAS VOTES SAN ANTONIO TX 78213 N N POLITICAL DIRECTOR 04-2012 12-2012 TEXAS CAPITAL CONSULTING, LLC SAN ANTONIO TX 78213 N N CONSULTANT 01-2008 04-2012 WELLS FARGO BANK SAN ANTONIO TX 78207 N N VICE PRESIDENT 10-2007 01-2008 UNEMPLOYED SAN ANTONIO TX 78201 N N UNEMPLOYED 07-2004 10-2007 J.P. MORGAN SECURITIES INC SAN ANTONIO TX 78209 N Y DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-16-2017 NANCY L MEIER CFO/CCO/TREASURER