0000049303-17-000003.txt : 20170317
0000049303-17-000003.hdr.sgml : 20170317
20170317165121
ACCESSION NUMBER: 0000049303-17-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170316
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03024
FILM NUMBER: 17698694
BUSINESS ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
BUSINESS PHONE: (312) 443-1560
MAIL ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD
DATE OF NAME CHANGE: 20000101
MA-I
1
primary_doc.xml
MA-I
0000049303
XXXXXXXX
NANCY MEIER
312-443-1558
NMEIER@HSEMUNI.COM
N
N
PATRICIA
YVETTE
RODRIGUEZ
001864935
N
1
0000049303
HUTCHINSON, SHOCKEY, ERLEY & CO.
09-01-2016
N
867-00630
LOCATED
09-01-2016
4545 POST OAK PLACE
SUITE 215
HOUSTON
TX
77027
09-2016
HUTCHINSON, SHOCKEY, ERLEY & CO
CHICAGO
IL
60606
Y
Y
VICE PRESIDENT
07-2016
08-2016
UNEMPLOYED
SAN ANTONIO
TX
78216
N
N
UNEMPLOYED
08-2015
06-2016
SOUTHWESTERN CAPITAL MARKETS INC
SAN ANTONIO
TX
78213
Y
Y
VICE PRESIDENT
01-2015
08-2015
UNEMPLOYED
SAN ANTONIO
TX
78216
N
N
UNEMPLOYED
01-2013
01-2015
PLANNED PARENTHOOD SOUTH TEXAS VOTES
SAN ANTONIO
TX
78213
N
N
POLITICAL DIRECTOR
04-2012
12-2012
TEXAS CAPITAL CONSULTING, LLC
SAN ANTONIO
TX
78213
N
N
CONSULTANT
01-2008
04-2012
WELLS FARGO BANK
SAN ANTONIO
TX
78207
N
N
VICE PRESIDENT
10-2007
01-2008
UNEMPLOYED
SAN ANTONIO
TX
78201
N
N
UNEMPLOYED
07-2004
10-2007
J.P. MORGAN SECURITIES INC
SAN ANTONIO
TX
78209
N
Y
DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-16-2017
NANCY L MEIER
CFO/CCO/TREASURER