0000049303-16-000029.txt : 20160908 0000049303-16-000029.hdr.sgml : 20160908 20160908114858 ACCESSION NUMBER: 0000049303-16-000029 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160907 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 161875247 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I 1 primary_doc.xml MA-I 0000049303 XXXXXXXX NANCY L MEIER 312-443-1558 NMEIER@HSEMUNI.COM N N MICHAEL LOUIS FRIGO 005818553 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 09-01-2016 N 867-00630 LOCATED 09-01-2016 222 WEST ADAMS-STE 1700 CHICAGO IL 60606-5308 09-2016 HUTCHINSON, SHOCKEY, ERLEY & CO CHICAGO IL 60606 Y Y SENIOR ASSOCIATE 05-2014 08-2016 MESIROW FINANCIAL, INC CHICAGO IL 60654 Y Y ASSOCIATE 06-2010 05-2014 B.C. ZIEGLER AND COMPANY CHICAGO IL 60606 Y Y SENIOR ASSOCIATE 11-2009 04-2010 INDEPENDENT CONSULTANT NAPERVILLE IL 60540 Y Y CONSULTANT 01-2008 01-2010 DEPAUL UNIVERSITY CHICAGO IL 60614 N N RESEARCH FELLOW 10-2007 11-2008 B.C. ZIEGLER AND COMPANY CHICAGO IL 60606 Y Y INTERN 09-2006 08-2007 DELOITTE CHICAGO IL 60606 N N ASSOCIATE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-07-2016 NANCY L MEIER CFO/TREASURER