0000049303-16-000025.txt : 20160620
0000049303-16-000025.hdr.sgml : 20160620
20160620165409
ACCESSION NUMBER: 0000049303-16-000025
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160617
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03024
FILM NUMBER: 161722625
BUSINESS ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
BUSINESS PHONE: (312) 443-1560
MAIL ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD
DATE OF NAME CHANGE: 20000101
MA-I/A
1
primary_doc.xml
MA-I/A
0000049303
XXXXXXXX
Nancy L Meier
312-443-1558
nmeier@hsemuni.com
N
Y
TODD
HARDAGE
HOLDER
002200255
N
1
0000049303
HUTCHINSON, SHOCKEY, ERLEY & CO.
09-02-2014
N
07-17-2014
0000049303
SUPERVISED
09-02-2014
4545 POST OAK PLACE
SUITE 215
HOUSTON
TX
77027
09-2014
HUTCHINSON, SHOCKEY, ERLEY & CO.
HOUSTON
TX
77027
Y
Y
SENIOR VICE PRESIDENT
02-2014
08-2014
UNEMPLOYED
DALLAS
TX
75225
N
N
UNEMPLOYED
05-2011
01-2014
RBC CAPITAL MARKETS, LLC
DALLAS
TX
75201
Y
Y
MANAGING DIRECTOR
06-2000
05-2011
CITIGROUP GLOBAL MARKETS, INC
DALLAS
TX
75240
Y
Y
DIRECTOR
Y
06-2014
2H HOLDINGS, INC. D/B/A JUSTMENSRINGS.COM
3113 GREENBRIER DRIVE
DALLAS
TX
75225
N
N
E-COMMERCE RETAILER
OFFICER/OWNER
10
OVERSIGHT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-17-2016
Nancy L Meier
CFO/Treasurer