0000049303-16-000025.txt : 20160620 0000049303-16-000025.hdr.sgml : 20160620 20160620165409 ACCESSION NUMBER: 0000049303-16-000025 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160617 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 161722625 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000049303 XXXXXXXX Nancy L Meier 312-443-1558 nmeier@hsemuni.com N Y TODD HARDAGE HOLDER 002200255 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 09-02-2014 N 07-17-2014 0000049303 SUPERVISED 09-02-2014 4545 POST OAK PLACE SUITE 215 HOUSTON TX 77027 09-2014 HUTCHINSON, SHOCKEY, ERLEY & CO. HOUSTON TX 77027 Y Y SENIOR VICE PRESIDENT 02-2014 08-2014 UNEMPLOYED DALLAS TX 75225 N N UNEMPLOYED 05-2011 01-2014 RBC CAPITAL MARKETS, LLC DALLAS TX 75201 Y Y MANAGING DIRECTOR 06-2000 05-2011 CITIGROUP GLOBAL MARKETS, INC DALLAS TX 75240 Y Y DIRECTOR Y 06-2014 2H HOLDINGS, INC. D/B/A JUSTMENSRINGS.COM 3113 GREENBRIER DRIVE DALLAS TX 75225 N N E-COMMERCE RETAILER OFFICER/OWNER 10 OVERSIGHT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-17-2016 Nancy L Meier CFO/Treasurer