0000049303-15-000013.txt : 20150930 0000049303-15-000013.hdr.sgml : 20150930 20150930203206 ACCESSION NUMBER: 0000049303-15-000013 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 151135105 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I 1 primary_doc.xml MA-I 0000049303 XXXXXXXX Nancy Meier 312-443-1558 nmeier@hsemuni.com N N James Ryan O'Hara 004445027 Y 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 09-21-2015 N 867-00630 LOCATED 09-21-2015 4545 POST OAK PLACE SUITE 215 HOUSTON TX 77027 Ryan - O'Hara 09-2015 HUTCHINSON, SHOCKEY, ERLEY & CO HOUSTON TX 77027 Y Y SENIOR VICE PRESIDENT 11-2014 08-2015 UNEMPLOYED SUGAR LAND TX 77479 N N UNEMPLOYED 02-2012 11-2014 BOSC, INC HOUSTON TX 77010 Y Y REGISTERED REP 03-2008 02-2012 RBC CAPITAL MARKETS CORPORATION HOUSTON TX 77056 Y Y INVESTMENT BANKER 11-2000 03-2008 RBC DAIN RAUSCHER, INC HOUSTON TX 77056 Y Y ASSOCIATE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N N N N N N 09-24-2015 NANCY L MEIER CFO/TREASURER JAMES RYAN O'HARA 004445027 1735442 6J(1)