0000049303-15-000013.txt : 20150930
0000049303-15-000013.hdr.sgml : 20150930
20150930203206
ACCESSION NUMBER: 0000049303-15-000013
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150924
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03024
FILM NUMBER: 151135105
BUSINESS ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
BUSINESS PHONE: (312) 443-1560
MAIL ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD
DATE OF NAME CHANGE: 20000101
MA-I
1
primary_doc.xml
MA-I
0000049303
XXXXXXXX
Nancy Meier
312-443-1558
nmeier@hsemuni.com
N
N
James
Ryan
O'Hara
004445027
Y
1
0000049303
HUTCHINSON, SHOCKEY, ERLEY & CO.
09-21-2015
N
867-00630
LOCATED
09-21-2015
4545 POST OAK PLACE
SUITE 215
HOUSTON
TX
77027
Ryan
-
O'Hara
09-2015
HUTCHINSON, SHOCKEY, ERLEY & CO
HOUSTON
TX
77027
Y
Y
SENIOR VICE PRESIDENT
11-2014
08-2015
UNEMPLOYED
SUGAR LAND
TX
77479
N
N
UNEMPLOYED
02-2012
11-2014
BOSC, INC
HOUSTON
TX
77010
Y
Y
REGISTERED REP
03-2008
02-2012
RBC CAPITAL MARKETS CORPORATION
HOUSTON
TX
77056
Y
Y
INVESTMENT BANKER
11-2000
03-2008
RBC DAIN RAUSCHER, INC
HOUSTON
TX
77056
Y
Y
ASSOCIATE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
09-24-2015
NANCY L MEIER
CFO/TREASURER
JAMES RYAN O'HARA
004445027
1735442
6J(1)