0000049303-15-000006.txt : 20150515 0000049303-15-000006.hdr.sgml : 20150515 20150515164920 ACCESSION NUMBER: 0000049303-15-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 15870421 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I/A 1 primary_doc.xml MA-I/A 0000049303 XXXXXXXX Nancy Meier 312-443-1558 nmeier@hsemuni.com N N ANNA M MAIRINK 005261630 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 04-30-2015 N 867-00630 LOCATED 04-30-2015 222 WEST ADAMS-STE 1700 CHICAGO IL 60606-5308 ANNA M KUROWSKA 04-2015 HUTCHINSON, SHOCKEY, ERLEY & CO CHICAGO IL 60606 Y Y MANAGING ASSOCIATE 03-2011 04-2015 FIFTH THIRD SECURITIES CHICAGO IL 60606 Y Y REGISTERED REP 10-2008 03-2011 MELVIN SECURITIES LLC CHICAGO IL 60604 Y Y ANALYST 04-2008 09-2008 SBK-BROOKS INVESTMENT CORP CLEVELAND OH 44113 Y Y FINANCIAL ANALYST 12-2007 03-2008 UNEMPLOYED CHICAGO IL 60611 N N UNEMPLOYED 12-2006 11-2007 LASALLE FINANCIAL CHICAGO IL 60604 Y Y FINANCIAL ANALYST 06-2005 12-2006 LASALLE CHICAGO IL 60604 Y Y ANALYST 11-2004 06-2005 ALLSTATE INSURANCE CHICAGO IL 60062 N N ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-13-2015 Nancy L Meier CFO/Treasurer