0000049303-14-000014.txt : 20140929 0000049303-14-000014.hdr.sgml : 20140929 20140929183802 ACCESSION NUMBER: 0000049303-14-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 141127934 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I 1 primary_doc.xml MA-I 0000049303 XXXXXXXX NANCY L MEIER 312-443-1558 NMEIER@HSEMUNI.COM N AARON SHANE BERNHARDT 006088357 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 09-06-2011 N 07-17-2014 0000049303 LOCATED 09-06-2011 222 WEST ADAMS-STE 1700 CHICAGO IL 60606-5308 09-2011 HUTCHINSON, SHOCKEY, ERLEY & CO CHICAGO IL 60606 Y Y ASSOCIATE 06-2011 08-2011 UNEMPLOYED DENVER CO 80206 N N UNEMPLOYED 09-2007 05-2011 CARLETON COLLEGE NORTHFIELD MN 55057 N N STUDENT 06-2007 08-2007 GATES TENNIS CENTER DENVER CO 80209 N N INSTRUCTOR 09-2003 05-2007 GEORGE WASHINGTON HIGH SCHOOL DENVER CO 80224 N N STUDENT 06-2003 08-2003 UNEMPLOYED DENVER CO 80206 N N UNEMPLOYED 09-1996 05-2003 THE LOGAN SCHOOL DENVER CO 80230 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-29-2014 NANCY L MEIER CFO/CCO/TREASURER