0000049303-14-000010.txt : 20140929
0000049303-14-000010.hdr.sgml : 20140929
20140929183842
ACCESSION NUMBER: 0000049303-14-000010
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03024
FILM NUMBER: 141127939
BUSINESS ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
BUSINESS PHONE: (312) 443-1560
MAIL ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD
DATE OF NAME CHANGE: 20000101
MA-I
1
primary_doc.xml
MA-I
0000049303
XXXXXXXX
Nancy L Meier
312-443-1558
nmeier@hsemuni.com
N
Michael
O
Hark
001532932
N
1
0000049303
HUTCHINSON, SHOCKEY, ERLEY & CO.
07-06-2009
N
07-17-2014
0000049303
LOCATED
07-06-2009
1616 17th Street
Suite 467
Denver
CO
80202
Michael
NMN
Hark
07-2009
HUTCHINSON, SHOCKEY, ERLEY & CO
DENVER
CO
80202
Y
Y
Sr Vice President
06-2006
06-2009
STIFEL NICHOLAUS & CO INC
DENVER
CO
80202
Y
Y
Investment Banker
07-2003
05-2006
DUBUQUE BANK & TRUST CO
DENVER
CO
80210
Y
Y
Registered Representative
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-29-2014
Nancy L Meier
CFO/CCO/Treasurer