0000049303-14-000010.txt : 20140929 0000049303-14-000010.hdr.sgml : 20140929 20140929183842 ACCESSION NUMBER: 0000049303-14-000010 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 141127939 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I 1 primary_doc.xml MA-I 0000049303 XXXXXXXX Nancy L Meier 312-443-1558 nmeier@hsemuni.com N Michael O Hark 001532932 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 07-06-2009 N 07-17-2014 0000049303 LOCATED 07-06-2009 1616 17th Street Suite 467 Denver CO 80202 Michael NMN Hark 07-2009 HUTCHINSON, SHOCKEY, ERLEY & CO DENVER CO 80202 Y Y Sr Vice President 06-2006 06-2009 STIFEL NICHOLAUS & CO INC DENVER CO 80202 Y Y Investment Banker 07-2003 05-2006 DUBUQUE BANK & TRUST CO DENVER CO 80210 Y Y Registered Representative N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-29-2014 Nancy L Meier CFO/CCO/Treasurer