Sr. Compliance Officer

0000049096-19-000011.txt : 20190805 0000049096-19-000011.hdr.sgml : 20190805 20190805150336 ACCESSION NUMBER: 0000049096-19-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190805 DATE AS OF CHANGE: 20190805 EFFECTIVENESS DATE: 20190805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST INVESTMENTS LLC CENTRAL INDEX KEY: 0000049096 IRS NUMBER: 361245570 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17513 FILM NUMBER: 19998409 BUSINESS ADDRESS: STREET 1: 231 SOUTH LASALLE STREET STREET 2: 13TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-373-1167 MAIL ADDRESS: STREET 1: P.O. BOX 750 CITY: CHICAGO STATE: IL ZIP: 60690-0750 FORMER COMPANY: FORMER CONFORMED NAME: WINTRUST INVESTMENTS LLC DATE OF NAME CHANGE: 20180611 FORMER COMPANY: FORMER CONFORMED NAME: WAYNE HUMMER INVESTMENTS L.L.C. DATE OF NAME CHANGE: 20020222 FORMER COMPANY: FORMER CONFORMED NAME: HUMMER WAYNE INVESTMENTS LLC / /BD DATE OF NAME CHANGE: 20020222 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000049096 XXXXXXXX 06-30-2019 06-30-2019 WINTRUST INVESTMENTS LLC

P.O. BOX 750 CHICAGO IL 60690-0750

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INVESCO ETFDWA MOMENTUM ETF COM 46137V837 551 9139 SH SOLE 0 0 9139 PUBLIC SVC ENTERPRISEGROUP INC COM 744573106 306 5194 SH SOLE 0 0 5194 PEPSICO INCORPORATED COM 713448108 863 6579 SH SOLE 0 0 6579 PFIZER INCORPORATED COM 717081103 783 18083 SH SOLE 0 0 18083 ISHARES ETFPFD INCOME SECS COM 464288687 286 7770 SH SOLE 0 0 7770 VANECK VECTORS TR ETFPFD SECS EX FINL ETF COM 92189F429 339 17150 SH SOLE 0 0 17150 PROCTER GAMBLE CO COM 742718109 988 9009 SH SOLE 0 0 9009 INVESCO ETFINTL DIVID ACHIEVERS COM 46137V548 232 14175 SH SOLE 0 0 14175 PHILIP MORRISINTERNATIONAL INC COM 718172109 1637 20849 SH SOLE 0 0 20849 PIMCO MUNICIPAL INCOMEFUND II ETF 72200W106 265 17700 SH SOLE 0 0 17700 PIMCO MUNI INCOME FD III COM 72201A103 157 12725 SH SOLE 0 0 12725 PNC FINANCIAL SERVICESGROUP COM 693475105 377 2744 SH SOLE 0 0 2744 VANECK VECTORS TR ETFPHARMACEUTICAL ETF COM 92189F692 635 10820 SH SOLE 0 0 10820 PRUDENTIAL FINANCIAL INC COM 744320102 225 2223 SH SOLE 0 0 2223 INVESCO TR II ETFS P 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780259206 208 3202 SH SOLE 0 0 3202 ROYAL DUTCH SHELL PLCADR B ADR 780259107 208 3161 SH SOLE 0 0 3161 FIRST TRUST RISING ETFDIVIDEND ACHIEVERS COM 33738R506 431 13882 SH SOLE 0 0 13882 ISHARES GLOBAL REIT ETF COM 46434V647 1000 37478 SH SOLE 0 0 37478 PROSHARES TR ETFS P MIDCAP 400 DIVIDARISTOCRATS COM 74347B680 1100 18829 SH SOLE 0 0 18829 RYMAN HOSPITALITY PPTYS COM 78377T107 587 7233 SH SOLE 0 0 7233 RIO TINTO PLCSPONSORED ADR ADR 767204100 508 8150 SH SOLE 0 0 8150 REALPAGE INC COM 75606N109 480 8150 SH SOLE 0 0 8150 INVESCO TR ETFS P 500 EQUAL WEIGHTPURE GROWTH COM 46137V266 759 6350 SH SOLE 0 0 6350 REPUBLIC SVCS INC COM 760759100 4284 49450 SH SOLE 0 0 49450 INVESCO TR ETFS P 500 EQUAL WEIGHT COM 46137V357 1707 15832 SH SOLE 0 0 15832 INVESCO TR ETFS P 500 EQUAL WEIGHTFINL COM 46137V340 589 13576 SH SOLE 0 0 13576 INVESCO TR ETFS P SMALLCAP 600 PUREVALUE COM 46137V167 328 5252 SH SOLE 0 0 5252 STARBUCKS CORP COM 855244109 1023 12203 SH SOLE 0 0 12203 SCHWAB US LARGE-CAP ETFVALUE COM 808524409 1714 30529 SH SOLE 0 0 30529 SCHWAB CHARLES CORP NEW COM 808513105 268 6670 SH SOLE 0 0 6670 SILICON MOTIONTECHNOLOGY ADR ADR 82706C108 294 6626 SH SOLE 0 0 6626 FIRST TRUST CLOUD ETFCOMPUTING ETF COM 33734X192 931 16109 SH SOLE 0 0 16109 SCHLUMBERGER LTD COM 806857108 583 14665 SH SOLE 0 0 14665 SCHLUMBERGER LTD OPT 806857908 750 15000 SH SOLE 0 0 15000 SPDR S P 500 TRUST ETF COM 78462F103 8122 27718 SH SOLE 0 0 27718 SPDR S P 500 TRUST ETF OPT 78462F903 641 2200 SH SOLE 0 0 2200 SPDR S P 500 TRUST ETF OPT 78462F953 5262 19300 SH SOLE 0 0 19300 SEMPRA ENERGY COM 816851109 437 3180 SH SOLE 0 0 3180 SYSCO CORPORATION COM 871829107 239 3377 SH SOLE 0 0 3377 AT T INC COM 00206R102 1488 44395 SH SOLE 0 0 44395 FIRST TRUST VI ETFNASDAQ TECH DIVID INDEXFUND ETF 33738R118 458 11726 SH SOLE 0 0 11726 TE CONNECTIVITY LTD COM H84989104 682 7119 SH SOLE 0 0 7119 ISHARES TREASURY ETFFLOATING RATE ETF COM 46434V860 7586 150780 SH SOLE 0 0 150780 ISHARES TIP BOND ETF COM 464287176 392 3392 SH SOLE 0 0 3392 TJX COS INC NEW COM 872540109 326 6169 SH SOLE 0 0 6169 ISHARES 20 YEAR ETFTREASURY BOND COM 464287432 14522 109346 SH SOLE 0 0 109346 THERMO FISHER SCIENTIFICINC COM 883556102 947 3226 SH SOLE 0 0 3226 TRAVELERS COS INC/ THE COM 89417E109 225 1502 SH SOLE 0 0 1502 TWITTER INC COM 90184L102 312 8930 SH SOLE 0 0 8930 TEXAS INSTRUMENTS INC COM 882508104 428 3731 SH SOLE 0 0 3731 TEXAS ROADHOUSE INC COM COM 882681109 651 12131 SH SOLE 0 0 12131 UGI CORP NEW COM 902681105 352 6584 SH SOLE 0 0 6584 ULTA BEAUTY INC COM 90384S303 398 1148 SH SOLE 0 0 1148 UNITEDHEALTH GROUPINC COM 91324P102 648 2655 SH SOLE 0 0 2655 UNION PACIFIC CORP COM 907818108 401 2371 SH SOLE 0 0 2371 US BANCORP NEW COM 902973304 362 6903 SH SOLE 0 0 6903 ISHARES EDGE MSCI ETFMIN VOL USA ETF COM 46429B697 8720 141259 SH SOLE 0 0 141259 UNITED TECHNOLOGIES CORP COM 913017109 733 5632 SH SOLE 0 0 5632 UNIVERSAL CORP VIRGINIA COM 913456109 2369 38975 SH SOLE 0 0 38975 VISA INC CLASS A COM 92826C839 4021 23167 SH SOLE 0 0 23167 VISA INC CLASS A OPT 92826C939 1436 8600 SH SOLE 0 0 8600 VANGUARD SMALL CAP ETF COM 922908751 3289 20994 SH SOLE 0 0 20994 VANGUARD SMALL CAP ETFGROWTH COM 922908595 2569 13795 SH SOLE 0 0 13795 VANGUARD SHORT TERM ETFCORP BD COM 92206C409 1744 21619 SH SOLE 0 0 21619 VANGUARD CONSUMER ST ETFETF COM 92204A207 389 2613 SH SOLE 0 0 2613 VANGUARD FTSE ETFDEVELOPED MARKETS ETF COM 921943858 17274 414144 SH SOLE 0 0 414144 VANGUARD INTL EQTY ETFINDEX FDS FTSE ALL WORLDEX US COM 922042775 2095 41089 SH SOLE 0 0 41089 V F CORPORATION COM 918204108 1481 16959 SH SOLE 0 0 16959 VANGUARD FINANCIALS ETF COM 92204A405 1152 16687 SH SOLE 0 0 16687 VANGUARD SHORT-TERM ETFTREASURY INDEX COM 92206C102 362 5946 SH SOLE 0 0 5946 VANGUARD HEALTH CARE ETF COM 92204A504 3069 17646 SH SOLE 0 0 17646 VIACOM INC CL B COM 92553P201 388 12983 SH SOLE 0 0 12983 VANGUARD DIVIDEND ETFAPPRECIATION COM 921908844 7121 61832 SH SOLE 0 0 61832 VALERO ENERGY CORP NEW(VALERO REFNG MKTING) COM 91913Y100 743 8676 SH SOLE 0 0 8676 VANGUARD INDEX FDS ETFREAL ESTATE INDEX FD COM 922908553 1828 20912 SH SOLE 0 0 20912 VANGUARD GLOBAL ETFEX-U S REAL ESTATE COM 922042676 499 8460 SH SOLE 0 0 8460 VANGUARD MID CAP ETF COM 922908629 1146 6853 SH SOLE 0 0 6853 VANGUARD MID-CAP VAL ETFINDEX FUND ETF 922908512 213 1914 SH SOLE 0 0 1914 VANGUARD INDEX FDS ETFS P 500 ETF SHS NEW COM 922908363 7820 29053 SH SOLE 0 0 29053 VANGUARD S P 500 ETFGROWTH COM 921932505 640 3972 SH SOLE 0 0 3972 VANGUARD MID-CAP ETFGROWTH FUND ETF 922908538 314 2104 SH SOLE 0 0 2104 VANGUARD TOTAL WORLD ETFSTOCK INDEX FUND ETF 922042742 200 2658 SH SOLE 0 0 2658 VANGUARD TOTAL STOCK ETFMARKET ETF COM 922908769 1649 10985 SH SOLE 0 0 10985 VANGUARD GROWTH ETF COM 922908736 350 2142 SH SOLE 0 0 2142 VANGUARD INTL EQUITY ETFINDEX FDS FTSE EMERGINGMKTS ETF COM 922042858 37588 883803 SH SOLE 0 0 883803 VANGUARD EXTENDED ETFMARKET COM 922908652 1164 9814 SH SOLE 0 0 9814 VERIZON COMMUNICATIONSCOM COM 92343V104 562 9835 SH SOLE 0 0 9835 WATERS CORPORATION COM 941848103 508 2358 SH SOLE 0 0 2358 WALGREENS BOOTSALLIANCE INC COM 931427108 1368 25032 SH SOLE 0 0 25032 WALGREENS BOOTSALLIANCE INC OPT 931427908 431 7300 SH SOLE 0 0 7300 WEC ENERGY GROUP INC COM 92939U106 369 4422 SH SOLE 0 0 4422 WELLS FARGO CO NEW COM 949746101 204 4314 SH SOLE 0 0 4314 WALMART INC COM 931142103 1211 10963 SH SOLE 0 0 10963 WORLDPAY INCCLASS A COM 981558109 296 2415 SH SOLE 0 0 2415 WORLDPAY INCCLASS A OPT 981558909 660 6000 SH SOLE 0 0 6000 BERKLEY W R CORPORATION COM 084423102 211 3200 SH SOLE 0 0 3200 WINTRUST FINL CORP COM 97650W108 238 3258 SH SOLE 0 0 3258 UNITED STATES STEEL CORPNEW OPT 912909908 420 14000 SH SOLE 0 0 14000 SELECT SECTOR SPDR ETFCOMMUNICATION SVCSSELECT SECTOR SPDR FD COM 81369Y852 271 5500 SH SOLE 0 0 5500 ENERGY SELECT ETFSECTOR SPDR COM 81369Y506 337 5292 SH SOLE 0 0 5292 SELECT SECTOR SPDR ETFTR FINANCIAL COM 81369Y605 742 26871 SH SOLE 0 0 26871 INDUSTRIAL SELECT ETFSECTOR SPDR COM 81369Y704 427 5516 SH SOLE 0 0 5516 SELECT SECTOR SPDR T ETFCONSUMER STAPLES COM 81369Y308 436 7509 SH SOLE 0 0 7509 SELECT SECTOR SPDR ETFTR REAL ESTATE SELECTSECTOR SPDR FD COM 81369Y860 394 10702 SH SOLE 0 0 10702 SELECT SECTOR SPDR T ETFUTILITIES SELECT SECTOR COM 81369Y886 584 9800 SH SOLE 0 0 9800 SELECT SECTOR SPDR F ETFHEALTH CARE COM 81369Y209 1045 11285 SH SOLE 0 0 11285 INVESCO TR II ETFS P MIDCAP LOWVOLATILITY COM 46138E198 1250 24390 SH SOLE 0 0 24390 EXXON MOBIL CORP COM 30231G102 441 5750 SH SOLE 0 0 5750 ISHARES TR ETFEXPONENTIAL TECHNOLOGIES COM 46434V381 2961 76763 SH SOLE 0 0 76763 YUM BRANDS INC COM 988498101 272 2456 SH SOLE 0 0 2456 ZOETIS INCCLASS A COM 98978V103 433 3817 SH SOLE 0 0 3817 HARRIS CORP DEL COM 413875105 361 1910 SH SOLE 0 0 1910 RED HAT INC CHG COM 756577102 1514 8063 SH SOLE 0 0 8063 BLACKSTONE GROUP LP COM 09253U108 804 18099 SH SOLE 0 0 18099