0001062993-24-004154.txt : 20240223 0001062993-24-004154.hdr.sgml : 20240223 20240223115312 ACCESSION NUMBER: 0001062993-24-004154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Renaudin George II CENTRAL INDEX KEY: 0001964078 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 24668335 MAIL ADDRESS: STREET 1: 500 W. MAIN SREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] ORGANIZATION NAME: 02 Finance IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-21 0000049071 HUMANA INC HUM 0001964078 Renaudin George II HUMANA INC. 500 W. MAIN STREET LOUISVILLE KY 40202 0 1 0 0 President, Medicare & Medicaid 0 Humana Common 2024-02-22 4 M 0 1104 0 A 2651 D Humana Common 2024-02-22 4 F 0 278 366.105 D 2373 D Humana Common 2024-02-21 4 A 0 7250 0 A 9623 D Humana Common 489 I See Footnote Options 510.2425 2030-02-24 Humana Common 4162 4162 D Options 367.21 2024-02-21 4 A 0 6966 0 A 2031-02-21 Humana Common 6966 6966 D Restricted Stock Units Humana Common 1241 1241 D Restricted Stock Units Humana Common 230 230 D Restricted Stock Units Humana Common 609 609 D Restricted Stock Units Humana Common 719 719 D Phantom Stock Units Humana Common 153 153 I See Footnote Shares held for the benefit of reporting person as of January 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024. Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025. Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. Restricted stock units granted to reporting person on 2/21/24. Includes 7,250 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. Phantom Stock Units held for the benefit of reporting person as of January 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Includes Performance Stock Units not required to be reported until vest. Shares disposed of represent payment for tax liability on Performance Stock Units vesting on 2/22/24. George Renaudin II 2024-02-23