0001062993-23-022815.txt : 20231219
0001062993-23-022815.hdr.sgml : 20231219
20231219110034
ACCESSION NUMBER: 0001062993-23-022815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231215
FILED AS OF DATE: 20231219
DATE AS OF CHANGE: 20231219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Deshpande Samir
CENTRAL INDEX KEY: 0001712481
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 231495941
MAIL ADDRESS:
STREET 1: 500 W MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-12-15
0000049071
HUMANA INC
HUM
0001712481
Deshpande Samir
HUMANA INC.
500 W MAIN ST
LOUISVILLE
KY
40202
0
1
0
0
Chief Information Officer
0
Humana Common
2023-12-15
4
M
0
351
0
A
9711
D
Humana Common
2023-12-15
4
F
0
159
463.58
D
9552
D
Humana Common
2023-12-15
4
M
0
353
0
A
9905
D
Humana Common
2023-12-15
4
F
0
160
463.58
D
9745
D
Humana Common
2023-12-15
4
M
0
334
0
A
10079
D
Humana Common
2023-12-15
4
F
0
151
463.58
D
9928
D
Options
350.7875
2027-02-24
Humana Common
5730
5730
D
Options
376.61
2028-02-22
Humana Common
4327
4327
D
Options
425.055
2029-02-21
Humana Common
3836
3836
D
Options
510.2425
2030-02-24
Humana Common
3878
3878
D
Restricted Stock Units
2023-12-15
4
M
0
351
0
D
Humana Common
351
0
D
Restricted Stock Units
2023-12-15
4
M
0
353
0
D
Humana Common
353
353
D
Restricted Stock Units
2023-12-15
4
M
0
334
0
D
Humana Common
334
670
D
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.
Samir M. Deshpande
2023-12-19