0001062993-23-022799.txt : 20231219 0001062993-23-022799.hdr.sgml : 20231219 20231219095609 ACCESSION NUMBER: 0001062993-23-022799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Renaudin George II CENTRAL INDEX KEY: 0001964078 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 231495789 MAIL ADDRESS: STREET 1: 500 W. MAIN SREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] ORGANIZATION NAME: 02 Finance IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-15 0000049071 HUMANA INC HUM 0001964078 Renaudin George II HUMANA INC. 500 W. MAIN STREET LOUISVILLE KY 40202 0 1 0 0 President, Medicare & Medicaid 0 Humana Common 2023-12-15 4 M 0 241 0 A 1287 D Humana Common 2023-12-15 4 F 0 95 463.58 D 1192 D Humana Common 2023-12-15 4 M 0 229 0 A 1421 D Humana Common 2023-12-15 4 F 0 91 463.58 D 1330 D Humana Common 2023-12-15 4 M 0 359 0 A 1689 D Humana Common 2023-12-15 4 F 0 142 463.58 D 1547 D Humana Common 482 I See Footnote Options 510.2425 2030-02-24 Humana Common 4162 4162 D Restricted Stock Units 2023-12-15 4 M 0 241 0 D Humana Common 241 0 D Restricted Stock Units Humana Common 1241 1241 D Restricted Stock Units 2023-12-15 4 M 0 229 0 D Humana Common 229 230 D Restricted Stock Units Humana Common 609 609 D Restricted Stock Units 2023-12-15 4 M 0 359 0 D Humana Common 359 719 D Phantom Stock Units Humana Common 153 153 I See Footnote Shares held for the benefit of reporting person as of November 30, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024. Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025. Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. Phantom Stock Units held for the benefit of reporting person as of November 30, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. Contributions are made once annually and reported within 2 business days of the contribution date with the transaction code "J". The ending number of units reflects normal fluctuation due to changes in stock price. Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23. George Renaudin II 2023-12-19