0001062993-23-005077.txt : 20230228 0001062993-23-005077.hdr.sgml : 20230228 20230228141921 ACCESSION NUMBER: 0001062993-23-005077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230224 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUSSARD BRUCE D CENTRAL INDEX KEY: 0001185643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 23683841 MAIL ADDRESS: STREET 1: 500 W. MAIN STREET STREET 2: C/O HUMANA LAW DEPT. CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-24 0000049071 HUMANA INC HUM 0001185643 BROUSSARD BRUCE D HUMANA INC. 500 W MAIN ST. LOUISVILLE KY 40202 1 1 0 0 President & CEO Humana Common 2023-02-24 4 M 0 28494 0 A 98534 D Humana Common 2023-02-24 4 F 0 10919 510.2425 D 87615 D Humana Common 2023-02-27 4 S 0 17575 505.8454 D 70040 D Options 350.7875 2027-02-24 Humana Common 13430 13430 D Options 376.61 2028-02-22 Humana Common 30425 30425 D Options 425.055 2029-02-21 Humana Common 23734 23734 D Options 510.2425 2023-02-24 4 A 0 26484 0 A 2030-02-24 Humana Common 26484 26484 D Restricted Stock Units Humana Common 2465 2465 D Restricted Stock Units Humana Common 4368 4368 D Restricted Stock Units 2023-02-24 4 A 0 6859 0 A Humana Common 6859 6859 D Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. Performance Stock Units vested on 2/24/23, not required to be reported until vest. Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23. Price reported is weighted average sales price. Bruce D. Broussard 2023-02-28