0001062993-23-001781.txt : 20230201
0001062993-23-001781.hdr.sgml : 20230201
20230201103412
ACCESSION NUMBER: 0001062993-23-001781
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230201
FILED AS OF DATE: 20230201
DATE AS OF CHANGE: 20230201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Renaudin George II
CENTRAL INDEX KEY: 0001964078
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 23575194
MAIL ADDRESS:
STREET 1: 500 W. MAIN SREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
3
1
form3.xml
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3
2023-02-01
0
0000049071
HUMANA INC
HUM
0001964078
Renaudin George II
HUMANA INC.
500 W. MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
President, Medicare & Medicaid
Humana Common
0
D
Humana Common
1364
I
See Footnote
Restricted Stock Units
0
Humana Common
241
D
Restricted Stock Units
0
Humana Common
1241
D
Restricted Stock Units
0
Humana Common
459
D
Restricted Stock Units
0
Humana Common
609
D
Phantom Stock Units
0
Humana Common
418
I
See Footnote
Shares held for the benefit of reporting person as of January 23, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc.
common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Amount reported is what remains unvested.
Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Amount reported is what remains unvested.
Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
Phantom Stock Units held for the benefit of reporting person as of January 23, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of
units reflects normal fluctuation due to changes in stock price.
George Renaudin II
2023-02-01