0001062993-23-000126.txt : 20230104 0001062993-23-000126.hdr.sgml : 20230104 20230104124230 ACCESSION NUMBER: 0001062993-23-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mesquita Jorge S. CENTRAL INDEX KEY: 0001547344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 23505183 MAIL ADDRESS: STREET 1: C/O KRAFT FOODS INC. STREET 2: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-01-03 0000049071 HUMANA INC HUM 0001547344 Mesquita Jorge S. HUMANA INC. 500 W MAIN ST. LOUISVILLE KY 40202 1 0 0 0 Humana Common 2023-01-03 4 A 0 380 0 A 1603 I See Footnote Includes 380 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting 12/31/23. Due to scrivener's error, 375 shares purchased and reported on 3/8/21 were inadvertently not carried forward on previous Form 4. Shares reported reflect accurate holdings. Shares held in a Revocable Trust where reporting person is the sole trustee. Trust established as of 3/10/2003. Shares were incorrectly reported as Direct holdings on previous Form 4. Jorge S. Mesquita 2023-01-04