0001062993-22-005392.txt : 20220223
0001062993-22-005392.hdr.sgml : 20220223
20220223173503
ACCESSION NUMBER: 0001062993-22-005392
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220221
FILED AS OF DATE: 20220223
DATE AS OF CHANGE: 20220223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schick Susan D.
CENTRAL INDEX KEY: 0001881150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 22665207
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-02-21
0000049071
HUMANA INC
HUM
0001881150
Schick Susan D.
HUMANA INC.
500 W. MAIN ST.
LOUISVILLE
KY
40202
0
1
0
0
Seg Pres. Grp. & Military Bus.
Humana Common
1351
D
Options
403.05
2028-09-01
Humana Common
1765
1765
D
Options
425.055
2022-02-21
4
A
0
2685
0
A
2029-02-21
Humana Common
2685
2685
D
Restricted Stock Units
Humana Common
238
238
D
Restricted Stock Units
Humana Common
1603
1603
D
Restricted Stock Units
Humana Common
379
379
D
Restricted Stock Units
Humana Common
434
434
D
Restricted Stock Units
2022-02-21
4
A
0
741
0
A
Humana Common
741
741
D
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Reporting person transferred a total of 521 shares of direct ownership on January 4, 2022 pursuant to a Domestic Relations Order. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred under a DRO.
Susan D. Schick
2022-02-23