0000049071-19-000129.txt : 20191216
0000049071-19-000129.hdr.sgml : 20191216
20191216140935
ACCESSION NUMBER: 0000049071-19-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191215
FILED AS OF DATE: 20191216
DATE AS OF CHANGE: 20191216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ventura Joseph C
CENTRAL INDEX KEY: 0001768291
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 191286655
MAIL ADDRESS:
STREET 1: 500 W MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-12-15
0000049071
HUMANA INC
HUM
0001768291
Ventura Joseph C
JOSEPH C. VENTURA
500 W MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Chief Legal Officer
Humana Common
2019-12-15
4
M
0
460
0
A
660
D
Humana Common
2019-12-15
4
F
0
146
350.41
D
514
D
Humana Common
2019-12-15
4
M
0
186
0
A
700
D
Humana Common
2019-12-15
4
F
0
59
350.41
D
641
D
Humana Common
2019-12-15
4
M
0
270
0
A
911
D
Humana Common
2019-12-15
4
F
0
86
350.41
D
825
D
Humana Common
194
I
See Footnote
Options
307.965
2026-02-25
Humana Common
3592
3592
D
Restricted Stock Units
2019-12-15
4
M
0
460
0
D
Humana Common
460
689
D
Restricted Stock Units
2019-12-15
4
M
0
186
0
D
Humana Common
186
187
D
Restricted Stock Units
Humana Common
559
559
D
Restricted Stock Units
2019-12-15
4
M
0
270
0
D
Humana Common
270
542
D
Shares held for the benefit of reporting person as of November 30, 2019 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 03/08/17. 1,379 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19; and 689 shares fully vesting three years from the date of grant. Shares reported are what remain unvested.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20. Shares reported are what remain unvested.
Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.
Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.
Joseph C. Ventura
2019-12-16