0000049071-19-000028.txt : 20190226
0000049071-19-000028.hdr.sgml : 20190226
20190226171435
ACCESSION NUMBER: 0000049071-19-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190222
FILED AS OF DATE: 20190226
DATE AS OF CHANGE: 20190226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 19634487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-02-22
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
1
1
0
0
President & CEO
Humana Common
2019-02-22
4
M
0
38552
167.805
A
120673
D
Humana Common
2019-02-22
4
F
0
20969
308.52
D
99704
D
Humana Common
2019-02-22
4
F
0
7515
308.79
D
92189
D
Humana Common
2019-02-22
4
M
0
595
167.805
A
92784
D
Humana Common
2019-02-22
4
F
0
324
308.52
D
92460
D
Humana Common
2019-02-22
4
S
0
24384
310.6495
D
68076
D
Options
167.805
2019-02-22
4
M
0
39147
0
D
2023-02-18
Humana Common
39147
0
D
Options
217.415
2024-03-08
Humana Common
105988
105988
D
Options
268.47
2025-02-19
Humana Common
44152
44152
D
Restricted Stock Units
Humana Common
8126
8126
D
Restricted Stock Units
Humana Common
6829
6829
D
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Shares swapped for payment of purchase price on stock option exercise using fair market value on February 21, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan.
Shares swapped for payment of taxes on stock option exercise using fair market value on February 22, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan.
Shares sold at prices ranging from $309.615 to $311.195. Price reported is weighted average sales price.
Bruce D. Broussard
2019-02-26