0000049071-17-000029.txt : 20170222
0000049071-17-000029.hdr.sgml : 20170222
20170222184300
ACCESSION NUMBER: 0000049071-17-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170218
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 17630173
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-18
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
1
1
0
0
President & CEO
Humana Common
2017-02-18
4
M
0
53257
0
A
155108
D
Humana Common
2017-02-18
4
F
0
25413
205.325
D
129695
D
Humana Common
2017-02-21
4
M
0
17335
72.84
A
147030
D
Humana Common
2017-02-21
4
M
0
50286
102.155
A
197316
D
Humana Common
2017-02-21
4
F
0
974
205325.00
D
196.342
D
Humana Common
2017-02-21
4
S
0
104256
205.233
D
92086
D
Options
72.84
2017-02-21
4
M
0
17335
0
D
2020-02-20
Humana Common
17335
0
D
Options
102.155
2017-02-21
4
M
0
50286
0
D
2021-02-18
Humana Common
50286
0
D
Options
164.645
2022-02-24
Humana Common
118626
118626
D
Options
167.805
2023-02-18
Humana Common
117441
117441
D
Restricted Stock Units
2017-02-18
4
M
0
16519
0
D
Humana Common
16519
0
D
Restricted Stock Units
Humana Common
17383
17383
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17.
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Includes both time based (16,519) and performance based (36,738) based restricted stock units that vested on 2/18/17.
Shares sold at prices ranging from $203.62 to $206.39.
Bruce D. Broussard
2017-02-22