0000049071-15-000039.txt : 20150226
0000049071-15-000039.hdr.sgml : 20150226
20150226171748
ACCESSION NUMBER: 0000049071-15-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150224
FILED AS OF DATE: 20150226
DATE AS OF CHANGE: 20150226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Christopher M Todoroff
CENTRAL INDEX KEY: 0001441437
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 15653740
MAIL ADDRESS:
STREET 1: HUMANA INC.
STREET 2: 500 WEST MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-24
0000049071
HUMANA INC
HUM
0001441437
Christopher M Todoroff
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Sr. VP and General Counsel
Humana Common
2015-02-24
4
M
0
24374
88.6475
A
44836
D
Humana Common
2015-02-24
4
M
0
9360
72.84
A
54196
D
Humana Common
2015-02-24
4
S
0
39297
164.305
D
14899
D
Options
88.6475
2015-02-24
4
M
0
24374
88.6475
D
2019-02-23
Humana Common
24374
0
D
Options
72.84
2015-02-24
4
M
0
9360
72.84
D
2020-02-20
Humana Common
9360
4681
D
Options
102.155
2021-02-18
Humana Common
15086
15086
D
Options
164.645
2022-02-24
Humana Common
21014
21014
D
Restricted Stock Units
Humana Common
4633
4633
D
Restricted Stock Units
Humana Common
3304
3304
D
Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/23/12, vesting in three increments from 02/23/13 to 02/23/15.
Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
Shares sold at prices ranging from $163.90 to $164.71
Christopher M. Todoroff
2015-02-26