0000049071-13-000154.txt : 20131114
0000049071-13-000154.hdr.sgml : 20131114
20131114110305
ACCESSION NUMBER: 0000049071-13-000154
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110729
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAMELIO FRANK A
CENTRAL INDEX KEY: 0001194004
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 131217642
MAIL ADDRESS:
STREET 1: C/O PFIZER INC.
STREET 2: 235 EAST 42ND ST.
CITY: NEW YORK
STATE: NY
ZIP: 10017
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2011-07-29
2013-05-20
0000049071
HUMANA INC
HUM
0001194004
DAMELIO FRANK A
PFIZER INC.
235 EAST 42ND STREET, 235/23/5
NEW YORK
NY
10017
1
0
0
0
Humana Common
2013-05-20
4
M
0
2500
23.05
A
20829
D
Humana Common
2013-05-20
4
F
0
721
79.90
D
20108
D
Humana Common
2011-07-29
4
P
0
526
79.8276
A
20634
D
Option
23.05
2013-05-20
4
M
0
2500
0
D
2005-01-02
2014-01-02
Humana Common
2500
0
D
Stock Unit
Humana Common
1821
1821
D
Stock Unit
Humana Common
14025
14025
D
Stock Unit
Humana Common
2467
2467
D
Stock Unit
Humana Common
318
318
D
Restricted Stock Units
Humana Common
2026
2026
D
Annual Director's fee payable in stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis (over a five-year period), exempt pursuant to Rule 16(b)-3(d)(1).
Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis (over a five-year period), exempt pursuant to Rule 16(b)-3(d)(1).
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2013.
Beginning with July 2011, on each of the Company's quarterly dividend payment dates, reporting person's brokerage firm purchased additional Humana shares with the cash dividend. Inadvertantly, these nominal purchases were not reported. Reporting person had no opposite way transactions during this time. Shares purchased at prices ranging from $70.1712 to $91.2440.
Frank A. D'Amelio
2013-11-14