-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGaByfBTgnY+phTv5+yX5onPY4Ce58CdTpHUYP6T1U4Wr8HGUr2edb+CwfcwFNFj RX5zL0xA3BmxJVgaW7TMtQ== 0000004904-02-000231.txt : 20020814 0000004904-02-000231.hdr.sgml : 20020814 20020814083245 ACCESSION NUMBER: 0000004904-02-000231 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ELECTRIC POWER CO INC CENTRAL INDEX KEY: 0000004904 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 134922640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03525 FILM NUMBER: 02731679 BUSINESS ADDRESS: STREET 1: 1 RIVERSIDE PLZ CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142231000 FORMER COMPANY: FORMER CONFORMED NAME: KINGSPORT UTILITIES INC DATE OF NAME CHANGE: 19660906 8-K 1 aep8k.txt AEP 8-K RE 10Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 13, 2002 (Date of earliest event reported) Commission Registrant; State of Incorporation; I.R.S. Employer File Number Address; and Telephone Number Identification No. 1-3525 AMERICAN ELECTRIC POWER COMPANY, INC. 13-4922640 (A New York Corporation) 1 Riverside Plaza Columbus, Ohio 43215 Telephone (614) 223-1000 Item 9. Regulation FD Disclosure. On August 13, 2002, American Electric Power Company, Inc. (the "Company") delivered to the Securities and Exchange Commission ("SEC") certifications of its principal executive officer and principal financial officer, as required by SEC Order No. 4-460. Copies of the certification are attached as Exhibits 99(a) and 99(b) to this report. Item 7. Financial Statements and Exhibits. (c) Exhibits 99(a) Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to 1934 Securities Exchange Act Filings, filed by E. Linn Draper, Jr. on August 13, 2002. 99(b) Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to 1934 Securities Exchange Act Filings, filed by Susan Tomasky on August 13, 2002. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMERICAN ELECTRIC POWER COMPANY, INC. By: /s/ Jeffrey D. Cross Name: Jeffrey D. Cross Title: Assistant Secretary August 13, 2002 Exhibit 99(a) STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO 1934 SECURITIES EXCHANGE ACT FILINGS I, E. Linn Draper, Jr., Chief Executive Officer of American Electric Power Company, Inc., state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of American Electric Power Company, Inc., and, except as corrected or supplemented in a subsequent covered report: o No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of American Electric Power Company, Inc. for the fiscal year ended December 31, 2001 filed with the Commission; and o All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of American Electric Power Company, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o Any amendments to any of the foregoing. /s/ E. Linn Draper, Jr._______ E. Linn Draper, Jr. Chief Executive Officer Subscribed and sworn to before me this 13th day of August, 2002. _/s/ Leslye R. Creek_____ Notary Public My Commission expires: 3-17-04 Exhibit 99(b) STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO 1934 SECURITIES EXCHANGE ACT FILINGS I, Susan Tomasky, Chief Financial Officer of American Electric Power Company, Inc., state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of American Electric Power Company, Inc., and, except as corrected or supplemented in a subsequent covered report: o No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of American Electric Power Company, Inc. for the fiscal year ended December 31, 2001 filed with the Commission; and o All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of American Electric Power Company, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o Any amendments to any of the foregoing. _/s/ Susan Tomasky____________ Susan Tomasky Chief Financial Officer Subscribed and sworn to before me this 13th day of August, 2002. _/s/ Leslye R. Creek_____ Notary Public My Commission expires: 3-17-04 -----END PRIVACY-ENHANCED MESSAGE-----