-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vfz9oAogqSReyE0VG+incfjRB7Kt9aiaBAT1mlpjj2/kGbspN9W5JpwjReaDOQns 9CwEZJ6lC1i/Kr3Bp+O1OQ== 0000004904-02-000123.txt : 20020416 0000004904-02-000123.hdr.sgml : 20020416 ACCESSION NUMBER: 0000004904-02-000123 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ELECTRIC POWER CO INC CENTRAL INDEX KEY: 0000004904 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 134922640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00362 FILM NUMBER: 02606619 BUSINESS ADDRESS: STREET 1: 1 RIVERSIDE PLZ CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142231000 FORMER COMPANY: FORMER CONFORMED NAME: KINGSPORT UTILITIES INC DATE OF NAME CHANGE: 19660906 U-6B-2 1 u6b2nonreg1q02.txt U-6B-2 NON-REGULATED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-6B-2 CERTIFICATE OF NOTIFICATION Filed by a registered holding company or subsidiary thereof pursuant to Rule 52 adopted under the Public Utility Holding Company Act of 1935. Certificate is filed by the following subsidiaries of American Electric Power Company, Inc.: AEP C&I COMPANY, LLC AEP COMMUNICATIONS, LLC AEP COMMUNICATIONS, INC. AEP CREDIT, INC. AEP EM TECH LLC AEP ENERGY SERVICES, INC. AEP ENERGY SVCS GAS HOLDING AEP FIBER VENTURE, LLC AEP GAS POWER, LLC AEP GAS SYSTEMS AEP INVESTMENTS, INC. AEP OHIO C&I RETAIL CO, LLC AEP PUSHAN POWER, LDC AEP RESOURCES, INC. AEP RESOURCES INTERNATIONAL, LTD. AEP RES PROJ MGMT CO LTC AEP RETAIL ENERGY LLC AEP T&D SERVICES LLC AEP TEXAS C&I RETAIL, LP AEP TEXAS POLR LLC C3 COMMUNICATIONS, INC. CSW ENERGY, INC. CSW ENERGY SERVICES, INC. CSW INTERNATIONAL, INC. CENTRAL & SOUTH WEST CORP. DATAPULT, LLC DATAPULT, LP ENERSHOP, INC. HOUSTON PIPELINE COMPANY LP MIDTEXAS PIPELINE COMPANY MUTUAL ENERGY, LLC MUTUAL ENERGY SERVICE CO, LLC REP HOLDCO INC This Certificate is notice that the above-named companies have issued, renewed or guaranteed the security or securities described herein, which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act by the provisions of Section 6(b) of the Act and was neither the subject of a Declaration or Application on Form U-1, nor included within the exemption provided by Rule U-48. 1. Type of security or securities. Open account borrowings made by certain subsidiaries (the "Companies") from American Electric Power Company, Inc. ("Parent") as part of intercompany financing program. 2. Issue, renewal or guaranty. Issuance of cash advances directly from parent to subsidiaries. 3. Principal amount of each security. Funds are borrowed and/or repaid daily as cash needs indicate. 4. Rate of interest per annum of each security: Effective average rate of interest at end of quarter was 1.95%. 5. Date of issue, renewal or guaranty of each security. Borrowings are made on a daily basis and reported at the end of the quarter. 6. If renewal of security, give date of original issue. Borrowings are made on a daily basis and reported at the end of the quarter. See Schedule 1. 7. Date of maturity of each security. Borrowings are made on a daily basis with maturities ranging from overnight to up to six months. 8. Name of persons to whom each security was issued, renewed or guaranteed. Short-term borrowings are by certain non-regulated subsidiaries to American Electric Power Company, Inc. 9. Collateral given with each security. None. 10. Consideration received for each security. None, other than interest accrued. 11. Application of proceeds of each security. The proceeds from the issuance of the securities are to be used to finance the existing business of the Companies. 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provision of Section 6(a) because of: (a) the provisions contained in the first sentence of Section 6(b). (b) the provisions contained in the fourth sentence of Section 6(b). (c) the provisions contained in any rule of the Commission other than Rule U-48. X 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other then outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company then outstanding. Not applicable. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the term of which the security or securities herein described have been issued. Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed. Rule 52 relating to issuance of indebtedness by non-public utility subsidiaries of registered holding companies. AEP C&I COMPANY, LLC AEP COMMUNICATIONS, LLC AEP COMMUNICATIONS, INC. AEP CREDIT, INC. AEP EM TECH LLC AEP ENERGY SERVICES, INC. AEP ENERGY SVCS GAS HOLDING AEP FIBER VENTURE, LLC AEP GAS POWER, LLC AEP GAS SYSTEMS AEP INVESTMENTS, INC. AEP OHIO C&I RETAIL CO, LLC AEP PUSHAN POWER, LDC AEP RESOURCES, INC. AEP RESOURCES INTERNATIONAL, LTD. AEP RES PROJ MGMT CO LTC AEP RETAIL ENERGY LLC AEP T&D SERVICES LLC AEP TEXAS C&I RETAIL, LP AEP TEXAS POLR LLC C3 COMMUNICATIONS, INC. CSW ENERGY, INC. CSW ENERGY SERVICES, INC. CSW INTERNATIONAL, INC. CENTRAL & SOUTH WEST CORP. DATAPULT, LLC DATAPULT, LP ENERSHOP, INC. HOUSTON PIPELINE COMPANY LP MIDTEXAS PIPELINE COMPANY MUTUAL ENERGY, LLC MUTUAL ENERGY SERVICE CO, LLC REP HOLDCO INC /s/ Armando A. Pena -------------------------- Armando A. Pena, Treasurer April 9, 2002 Schedule 1 (Inter-Company Financing Program) Outstanding Borrowings at Quarter End Name of Borrower 3/31/02 - ---------------- ------------------------- (Thousands) AEP C&I COMPANY, LLC (365) AEP GAS POWER, LLC (15,261) AEP GAS SYSTEMS (3,033) AEP COMMUNICATIONS, INC. (121,357) AEP COMMUNICATIONS, LLC (38,291) AEP FIBER VENTURE, LLC (29,637) DATAPULT, LLC 0 DATAPULT, LP 0 AEP CREDIT, INC. (24,562) AEP ENERGY SERVICES, INC (85,930) AEP INVESTMENTS, INC. (2,869) AEP OHIO C&I RETAIL CO, LLC (4) AEP RESOURCES, INC. (905,647) AEP RESOURCES INTERNATIONAL, LTD. (18) AEP PUSHAN POWER, LDC (682) AEP EM TECH LLC (2,008) AEP RES PROJ MGMT CO LTC 0 AEP ENERGY SVCS GAS HOLDING CO (58,891) HOUSTON PIPELINE COMPANY LP 0 MID TEXAS PIPELINE CO (972) AEP RETAIL ENERGY LLC 0 AEP T&D SERVICES LLC (309) AEP TEXAS C&I RETAIL GP, LLC (4,826) AEP TEXAS POLR LLC (4) REP HOLDCO INC (84,101) CENTRAL & SOUTH WEST CORPORATION (671) CSW ENERGY, INC. (306,135) CSW INTERNATIONAL, INC. (73,268) C3 COMMUNICATIONS (213,468) ENERSHOP (19,459) CSW ENERGY SERVICES, INC. (82,901) MUTUAL ENERGY, LLC (1,459) MUTUAL ENERGY SERVICE CO, LLC (15,087) ---------------- (2,091,215) -----END PRIVACY-ENHANCED MESSAGE-----