Chief Compliance Officer

0001085146-24-002203.txt : 20240503 0001085146-24-002203.hdr.sgml : 20240503 20240503075717 ACCESSION NUMBER: 0001085146-24-002203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 EFFECTIVENESS DATE: 20240503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN AND COMPANY, LLC CENTRAL INDEX KEY: 0000048966 ORGANIZATION NAME: IRS NUMBER: 841702964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19611 FILM NUMBER: 24910822 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1727 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN & CO., LLC DATE OF NAME CHANGE: 20060208 FORMER COMPANY: FORMER CONFORMED NAME: SG COWEN & CO., LLC DATE OF NAME CHANGE: 20040521 FORMER COMPANY: FORMER CONFORMED NAME: SG COWEN SECURITIES CORPORATION DATE OF NAME CHANGE: 20040503 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000048966 XXXXXXXX 03-31-2024 03-31-2024 false COWEN AND COMPANY, LLC

599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-19611 Y On May 1, 2020, Cowen Execution Services LLC (CES) merged with its affiliate, Cowen and Company, LLC (Cowen and Company). As a result of the merger, Cowen and Company is the surviving entity and CES has ceased to exist as a separate operating broker-dealer and 13F Notice Filer. All CES positions became positions of Cowen and Company. Steven Cohen Chief Compliance Officer 646-562-1727 /s/ Steven Cohen New York NY 05-02-2024 1 678 2581695547 false 3 0001771015 028-19614 Cowen Financial Products LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 10X CAPITAL VENTURE ACQ III *W EXP 06/30/202 G87077114 21400 428865 SH DFND 428865 0 0 10X CAPITAL VENTURE ACQ III CL A ORD SHS G87077106 152084 14108 SH DFND 14108 0 0 180 LIFE SCIENCES CORP *W EXP 11/07/202 68236V112 587 71620 SH DFND 71620 0 0 2SEVENTY BIO INC COMMON STOCK 901384107 4280000 800000 SH DFND 3 800000 0 0 3M CO COM 88579Y101 14955 141 SH DFND 3 141 0 0 3M CO COM 88579Y101 8437 12500 SH Put DFND 12500 0 0 99 ACQUISITION GROUP INC *W EXP 08/25/202 65445K119 36065 1541272 SH DFND 1541272 0 0 99 ACQUISITION GROUP INC CL A 65445K101 5328272 517308 SH DFND 517308 0 0 99 ACQUISITION GROUP INC RIGHT 08/25/2028 65445K127 61162 339792 SH DFND 339792 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 39150 580000 SH DFND 580000 0 0 ABACUS LIFE INC *W EXP 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1254000 SH DFND 1254000 0 0 EMBRACE CHANGE ACQUISITN COR *W EXP 10/25/202 G3034H125 3379 149541 SH DFND 149541 0 0 EMBRACE CHANGE ACQUISITN COR ORDINARY SHARES G3034H109 3545650 318281 SH DFND 318281 0 0 ENDEAVOR GROUP HLDGS INC CL A COM 29260Y109 2231717 86736 SH DFND 86736 0 0 ENDEAVOR GROUP HLDGS INC CL A COM 29260Y109 161558 174700 SH Call DFND 174700 0 0 ENDEAVOR GROUP HLDGS INC CL A COM 29260Y109 26911 118100 SH Put DFND 118100 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 27952210 1777000 SH DFND 3 1777000 0 0 ENGENE HOLDINGS INC *W EXP 10/31/202 29286M113 181989 34998 SH DFND 34998 0 0 ENOVIX CORPORATION COM 293594107 80100 10000 SH DFND 10000 0 0 ENPHYS ACQUISITION CORP CL A ORD SHS G3167L109 4466820 412830 SH DFND 412830 0 0 ENVOY MEDICAL INC *W EXP 09/29/202 29415V117 5325 50000 SH DFND 50000 0 0 EOS ENERGY ENTERPRISES INC *W EXP 11/17/202 29415C119 163067 917658 SH DFND 917658 0 0 ESGL HLDGS LTD *W EXP 10/19/202 G3R95P116 8203 1224431 SH DFND 1224431 0 0 ESH ACQUISITION CORP COM 296424104 940183 90839 SH DFND 90839 0 0 ESH ACQUISITION CORP RIGHT 99/99/9999 296424112 85319 1050734 SH DFND 1050734 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 47843353 939948 SH DFND 3 939948 0 0 ESTRELLA IMMUNOPHARMA INC *W EXP 09/29/202 297584112 1900 28597 SH DFND 28597 0 0 EVE MOBILITY ACQUISITION COR *W EXP 12/31/202 G3218G117 28174 213765 SH DFND 213765 0 0 EVE MOBILITY ACQUISITION COR CL A ORD SHS G3218G109 1095630 100149 SH DFND 100149 0 0 EVERGREEN CORPORATION *W EXP 02/08/202 G3312W117 26067 289961 SH DFND 289961 0 0 EVOLV TECHNOLOGIES HLDNGS IN *W EXP 03/10/202 30049H110 214221 351182 SH DFND 351182 0 0 EXACT SCIENCES CORP COM 30063P105 247925 3590 SH DFND 3590 0 0 EXACT SCIENCES CORP COM 30063P105 126870 20200 SH Call DFND 20200 0 0 EXACT SCIENCES CORP COM 30063P105 6197 3700 SH Put DFND 3700 0 0 EXAGEN INC COM 30068X103 1428821 898630 SH DFND 3 898630 0 0 EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 4592 85048 SH DFND 85048 0 0 EXELIXIS INC COM 30161Q104 226373 83000 SH Call DFND 83000 0 0 EXELIXIS INC COM 30161Q104 36790 72000 SH Put DFND 72000 0 0 EYENOVIA INC COM 30234E104 816261 827851 SH DFND 827851 0 0 FARADAY FUTURE INTLGT ELEC I *W EXP 07/21/202 307359117 1654 150400 SH DFND 150400 0 0 FEUTUNE LIGHT ACQUISITION CO *W EXP 06/01/202 31561T110 6189 182045 SH DFND 182045 0 0 FEUTUNE LIGHT ACQUISITION CO RIGHT 06/01/2029 31561T128 12395 145660 SH DFND 145660 0 0 FIDELITY WISE ORIGIN BITCOIN SHS 315948109 5721932 92200 SH DFND 3 92200 0 0 FINANCE OF AMERICA COMPAN *W EXP 04/08/202 31738L115 93368 3107322 SH DFND 3107322 0 0 FINANCE OF AMERICA COMPAN COM CL A 31738L107 18377 25000 SH DFND 25000 0 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 749 74900 SH DFND 74900 0 0 FINNOVATE ACQUISITION CORP CLASS A ORD SHS G3R34K103 5385780 479162 SH DFND 479162 0 0 FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 318136116 3450 182580 SH DFND 182580 0 0 FINTECH ECOSYSTEM DEVE CLASS A COM 318136108 1320000 120000 SH DFND 3 120000 0 0 FINTECH ECOSYSTEM DEVE CLASS A COM 318136108 1320000 120000 SH DFND 120000 0 0 FINTECH ECOSYSTEM DEVE RIGHT 04/01/2026 318136124 11966 99723 SH DFND 99723 0 0 FIRST ADVANTAGE CORP NEW COM 31846B108 1307915 80636 SH DFND 80636 0 0 FOCUS IMPACT ACQUISITION COR *W EXP 99/99/999 34417L117 22842 495500 SH DFND 495500 0 0 FOCUS IMPACT BH3 ACQUISITION *W EXP 99/99/999 22677T110 67088 1099806 SH DFND 1099806 0 0 FOCUS IMPACT BH3 ACQUISITION CLASS A COM 22677T102 2141979 203998 SH DFND 203998 0 0 FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 60310 50259 SH DFND 50259 0 0 FORTUNE RISE ACQUISITION COR *W EXP 12/06/202 34969G110 6998 174530 SH DFND 174530 0 0 FORTUNE RISE ACQUISITION COR CL A 34969G102 367716 33068 SH DFND 33068 0 0 FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 35088F115 4935 120094 SH DFND 120094 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 2072045 193277 SH DFND 193277 0 0 FREIGHTOS LTD *W EXP 99/99/999 G51405119 12823 158514 SH DFND 158514 0 0 FREYR BATTERY INC *W EXP 07/09/202 35834F112 34332 190736 SH DFND 190736 0 0 FREYR BATTERY INC COM NEW 35834F104 84000 50000 SH DFND 50000 0 0 FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 29103K118 19993 153798 SH DFND 153798 0 0 FULCRUM THERAPEUTICS INC COM 359616109 35059536 3713934 SH DFND 3 3713934 0 0 FUSION PHARMACEUTICALS INC COM 36118A100 19365 258200 SH Put DFND 258200 0 0 FUTURE HEALTH ESG CORP *W EXP 99/99/999 36118W110 7998 114260 SH DFND 114260 0 0 FUTURETECH II ACQUISITION CO *W EXP 08/18/202 36119D111 3427 87000 SH DFND 87000 0 0 FUTURETECH II ACQUISITION CO CLASS A COM 36119D103 167344 15049 SH DFND 15049 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 749097 1560620 SH DFND 1560620 0 0 GCT SEMICONDUCTOR HLDG INC *W EXP 03/01/202 36170N115 1057254 2782249 SH DFND 2782249 0 0 GDEV INC *W EXP 99/99/999 G6529J118 49262 703754 SH DFND 703754 0 0 GENEDX HOLDINGS CORP *W EXP 07/22/202 81663L119 47296 859928 SH DFND 859928 0 0 GENERAL ELECTRIC CO COM NEW 369604301 808842 4608 SH DFND 4608 0 0 GENERATION ASIA I ACQUISITIO *W EXP 99/99/999 G38258128 19185 232266 SH DFND 232266 0 0 GENERATION ASIA I ACQUISITIO CL A ORD SHS G38258102 1089878 98900 SH DFND 98900 0 0 GINKGO BIOWORKS HOLDINGS INC *W EXP 09/16/202 37611X118 124409 1382333 SH DFND 1382333 0 0 GITLAB INC CLASS A COM 37637K108 27748 30000 SH Call DFND 30000 0 0 GLATFELTER CORPORATION COM 377320106 20000 10000 SH DFND 10000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 99/99/999 37961B120 1784 162197 SH DFND 162197 0 0 GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 37961B112 2367 26300 SH DFND 26300 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 19180 567466 SH DFND 567466 0 0 GLOBAL BLUE GROUP HOLDING AG ORD SHS H33700107 54852 10468 SH DFND 10468 0 0 GLOBAL LIGHTS ACQUISITION CO ORD SHS G3937F101 5073722 498401 SH DFND 498401 0 0 GLOBAL LIGHTS ACQUISITION CO RIGHT 11/14/2024 G3937F119 72667 337987 SH DFND 337987 0 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 12123 134700 SH DFND 134700 0 0 GLOBAL STAR ACQUISITION INC *W EXP 07/15/202 37962G110 1401 85955 SH DFND 85955 0 0 GLOBAL STAR ACQUISITION INC CLASS A COM 37962G102 3609987 337067 SH DFND 337067 0 0 GLOBAL TECHNOLGY ACQSTN CORP *W EXP 99/99/999 G3934N115 8796 351845 SH DFND 351845 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 5881 245061 SH DFND 245061 0 0 GLOBALINK INVT INC COM 37892F109 748890 68517 SH DFND 68517 0 0 GOAL ACQUISITIONS CORP *W EXP 99/99/999 38021H115 3776 599436 SH DFND 599436 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 31318 155429 SH DFND 155429 0 0 GOLDEN STAR ACQUISITION CORP RIGHT 03/30/2025 G4023C119 4962 20000 SH DFND 20000 0 0 GOLDEN STAR ACQUISITION CORP USD ORD SHS G4023C101 2297984 215976 SH DFND 215976 0 0 GOLDENSTONE ACQUISITION LTD *W EXP 07/15/202 38136Y110 2189 208519 SH DFND 208519 0 0 GOLDENSTONE ACQUISITION LTD COM 38136Y102 2439725 221459 SH DFND 221459 0 0 GOLDENSTONE ACQUISITION LTD RIGHT 07/15/2026 38136Y128 32160 369664 SH DFND 369664 0 0 GORILLA TECHNOLOGY GROUP INC *W EXP 99/99/999 G4000K118 32090 406728 SH DFND 406728 0 0 GRAYSCALE BITCOIN TR BTC SHS REP COM UT 389637109 9349160 148000 SH DFND 3 148000 0 0 GRIID INFRASTRUCTURE INC *W EXP 12/29/202 398501114 17283 287109 SH DFND 287109 0 0 GRINDR INC *W EXP 11/18/202 39854F119 262563 113664 SH DFND 113664 0 0 HAGERTY INC *W EXP 12/02/202 405166117 268070 137472 SH DFND 137472 0 0 HAWAIIAN HOLDINGS INC COM 419879101 7545 50300 SH Call DFND 50300 0 0 HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 G4375F116 503025 2515126 SH DFND 2515126 0 0 HAYMAKER ACQUISITION CORP IV CLASS A G4375F108 3373297 323733 SH DFND 323733 0 0 HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 G4373K117 13962 300908 SH DFND 300908 0 0 HELIX ACQUISITION CORP II CL A ORD SHS G4444H101 565895 54413 SH DFND 54413 0 0 HENNESSY CAPITAL INVST CORP *W EXP 99/99/999 42600H116 66300 663000 SH DFND 663000 0 0 HENNESSY CAPITAL INVST CORP CLASS A COM 42600H108 4119850 395000 SH DFND 395000 0 0 HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 7645186 1721889 SH DFND 1721889 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 241564 93268 SH DFND 3 93268 0 0 HESS CORP COM 42809H107 1950586 12779 SH DFND 12779 0 0 HHG CAPITAL CORPORATION RIGHT 02/25/2026 G4R23P145 5275 50000 SH DFND 50000 0 0 HIPPO HLDGS INC *W EXP 08/02/202 433539111 7357 525530 SH DFND 525530 0 0 HNR ACQUISITION CORP *W EXP 02/04/202 40472A128 34975 250000 SH DFND 250000 0 0 HOLLEY INC *W EXP 11/30/202 43538H111 174860 499600 SH DFND 499600 0 0 HORIZON SPACE ACQUSTN I CORP *W EXP 03/02/202 G4619M117 2954 103303 SH DFND 103303 0 0 HORIZON SPACE ACQUSTN I CORP ORDINARY SHARES G4619M109 2700938 248248 SH DFND 248248 0 0 HORIZON SPACE ACQUSTN I CORP RIGHT 03/02/2024 G4619M125 1411 17648 SH DFND 17648 0 0 HUB CYBER SECURITY LTD *W EXP 02/27/202 M6000J127 801 49456 SH DFND 49456 0 0 HUMACYTE INC *W EXP 08/27/202 44486Q111 112327 187213 SH DFND 187213 0 0 IB ACQUISITION CORP UNIT 03/26/2029 44934N207 2112730 211062 SH DFND 211062 0 0 IMMUNOCORE HLDGS PLC ADS 45258D105 7870980 121092 SH DFND 3 121092 0 0 INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 12887 322198 SH DFND 322198 0 0 INCEPTION GROWTH ACQUSTN LTD COMMON STOCK 45333D104 1481217 136392 SH DFND 136392 0 0 INFINT ACQUISITION CORP CL A ORD SHS G47862100 2290000 200000 SH DFND 3 200000 0 0 INFINT ACQUISITION CORP CL A ORD SHS G47862100 3140780 274304 SH DFND 274304 0 0 INFLECTION PT ACQUISITN CRP *W EXP 08/31/202 G4790U110 104364 772500 SH DFND 772500 0 0 INFLECTION PT ACQUISITN CRP CL A ORD SHS G4790U102 2737549 261591 SH DFND 261591 0 0 INNOVIZ TECHNOLOGIES LTD *W EXP 04/05/202 M5R635116 513352 1697035 SH DFND 1697035 0 0 INNOVIZ TECHNOLOGIES LTD SHS M5R635108 2638510 1954452 SH DFND 1954452 0 0 INSIGHT ACQUISITION CORP *W EXP 08/26/202 45784L118 516 19800 SH DFND 19800 0 0 INTEGRAL ACQUISITION CORP 1 *W EXP 05/31/202 45827K119 11952 119529 SH DFND 119529 0 0 INTEGRAL ACQUISITION CORP 1 CLASS A COM 45827K101 756840 70000 SH DFND 70000 0 0 INTEGRATED WELLNESS ACQ CORP *W EXP 10/31/202 G4828B118 11439 325900 SH DFND 325900 0 0 INTEGRATED WELLNESS ACQ CORP ORD SHS CL A G4828B100 2276614 200054 SH DFND 200054 0 0 INTERNATIONAL MEDIA ACQUISIT CLASS A COM 459867107 445672 39440 SH DFND 39440 0 0 INTERNATIONAL MEDIA ACQUISIT RIGHT 99/99/9999 459867123 39388 483300 SH DFND 483300 0 0 INTUITIVE MACHINES INC *W EXP 99/99/999 46125A118 128625 73500 SH DFND 73500 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3885087 8750 SH DFND 8750 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 88149 62200 SH Put DFND 62200 0 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 24539 701116 SH DFND 701116 0 0 INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS G4923T105 4710352 417955 SH DFND 417955 0 0 INVESTCORP INDIA ACQUISTN CO *W EXP 06/01/202 G49219127 19506 325100 SH DFND 325100 0 0 INVESTCORP INDIA ACQUISTN CO CLASS A ORD SHS G49219101 892122 79725 SH DFND 79725 0 0 IRIS ACQUISITION CORP *W EXP 02/28/202 89601Y119 2200 50000 SH DFND 50000 0 0 IROBOT CORP COM 462726100 22725 101000 SH Call DFND 101000 0 0 IRON HORSE ACQUISITIONS CORP *W EXP 99/99/999 462837113 21449 687763 SH DFND 687763 0 0 IRON HORSE ACQUISITIONS CORP COM 462837105 496724 49772 SH DFND 49772 0 0 IRON HORSE ACQUISITIONS CORP RIGHT 99/99/9999 462837121 69441 341401 SH DFND 341401 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 45000 900000 SH Call DFND 900000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 39750 75000 SH Call DFND 75000 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 1737150 15000 SH DFND 15000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 370678 15400 SH DFND 15400 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 50999 100000 SH Call DFND 100000 0 0 ISHARES TR EXPANDED TECH 464287515 319762 3750 SH DFND 3750 0 0 ISHARES TR EXPANDED TECH 464287515 1000 5000 SH Call DFND 5000 0 0 ISHARES TR EXPANDED TECH 464287515 5062 12500 SH Put DFND 12500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 157063 951900 SH Call DFND 951900 0 0 ISHARES TR IBOXX HI YD ETF 464288513 87000 200000 SH Put DFND 200000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 12231364 297745 SH DFND 297745 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 938177 1023500 SH Call DFND 1023500 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 426772 1746300 SH Put DFND 1746300 0 0 ISRAEL ACQUISITIONS CORP *W EXP 99/99/999 G49667119 163660 2338000 SH DFND 2338000 0 0 ISRAEL ACQUISITIONS CORP CLASS A ORD G49667101 5404764 500905 SH DFND 500905 0 0 JASPER THERAPEUTICS INC *W EXP 09/24/202 471871111 381949 2098624 SH DFND 2098624 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 210526 979191 SH DFND 979191 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 1488201 135661 SH DFND 135661 0 0 JD.COM INC SPON ADR CL A 47215P106 126999 200000 SH Call DFND 200000 0 0 JETAI INC *W EXP 08/10/202 47714H118 13767 250101 SH DFND 250101 0 0 JETAI INC COM 47714H100 23125 25000 SH DFND 25000 0 0 JUNIPER NETWORKS INC COM 48203R104 1853000 50000 SH DFND 50000 0 0 JUNIPER NETWORKS INC COM 48203R104 1777 71100 SH Call DFND 71100 0 0 JVSPAC ACQUISITION CORP RIGHT 11/26/2026 G5212E113 85971 347500 SH DFND 347500 0 0 JVSPAC ACQUISITION CORP SHS CL A G5212E105 4055325 403515 SH DFND 403515 0 0 KAIROUS ACQUISITION CORP LTD RIGHT 09/15/2026 G52131136 34746 434331 SH DFND 434331 0 0 KEEN VISION ACQUISITION CORP *W EXP 03/15/202 G52443127 85093 1578729 SH DFND 1578729 0 0 KEEN VISION ACQUISITION CORP SHS G52443119 7976631 763314 SH DFND 763314 0 0 KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 G5251K129 156906 2593501 SH DFND 2593501 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 3114743 287338 SH DFND 287338 0 0 KERNEL GROUP HOLDINGS INC *W EXP 99/99/999 G5259L129 18656 465244 SH DFND 465244 0 0 KINNATE BIOPHARMA INC COM 49705R105 66500 25000 SH DFND 25000 0 0 KRANESHARES TRUST CSI CHI INTERNET 500767306 43999 100000 SH Call DFND 100000 0 0 LAMF GLOBAL VENTURES CORP I *W EXP 99/99/999 G5338L124 16266 162665 SH DFND 162665 0 0 LANDSEA HOMES CORP *W EXP 01/08/202 51509P111 112392 250150 SH DFND 250150 0 0 LANVIN GROUP HOLDINGS LIMITE *W EXP 01/14/202 G5380J118 49443 990850 SH DFND 990850 0 0 LAVORO LTD *W EXP 02/27/202 G5391L110 11815 22934 SH DFND 22934 0 0 LEAFLY HOLDINGS INC *W EXP 02/04/202 52178J113 2921 94246 SH DFND 94246 0 0 LEARN CW INVESTMENT COR CL A ORD SHS G54157105 4162445 379439 SH DFND 379439 0 0 LEDDARTECH HLDGS INC *W EXP 12/21/202 52328E113 16811 131858 SH DFND 131858 0 0 LEDDARTECH HLDGS INC COM 52328E105 292068 104310 SH DFND 104310 0 0 LEGATO MERGER CORP III *W EXP 99/99/999 G5451A111 88146 440732 SH DFND 440732 0 0 LEGATO MERGER CORP III ORD SHS G5451A103 9883290 983412 SH DFND 983412 0 0 LIBERTY MEDIA CORP DEL COM LBTY SRM S C 531229789 2550425 97344 SH DFND 97344 0 0 LILIUM N V *W EXP 09/14/202 N52586117 6487 75000 SH DFND 75000 0 0 LITHIUM AMERS CORP NEW COM SHS 53681J103 67200 10000 SH DFND 10000 0 0 LIVEWIRE GROUP INC *W EXP 09/26/202 53838J113 138197 555011 SH DFND 555011 0 0 LL FLOORING HOLDINGS INC COM 55003T107 2968260 1622000 SH DFND 3 1622000 0 0 LOTUS TECHNOLOGY INC *W EXP 02/21/202 54572F119 105125 221317 SH DFND 221317 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 99/99/999 56564V119 4459 139803 SH DFND 139803 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 2397 217948 SH DFND 217948 0 0 MARIADB PLC *W EXP 12/16/202 G5920M118 123249 1369434 SH DFND 1369434 0 0 MARIADB PLC ORD SHS G5920M100 90000 200000 SH DFND 200000 0 0 MARKFORGED HOLDING CORPORATI *W EXP 07/14/202 57064N110 21936 405488 SH DFND 405488 0 0 MARS ACQUISITION CORP ORDINARY SHARES G5870E108 2724691 255360 SH DFND 255360 0 0 MARS ACQUISITION CORP RIGHT 02/09/2028 G5870E124 33249 160625 SH DFND 160625 0 0 MERCER INTL INC COM 588056101 32835000 3300000 SH DFND 3 3300000 0 0 META PLATFORMS INC CL A 30303M102 139668346 287632 SH DFND 3 287632 0 0 METAL SKY STAR ACQUISITION C ORDINARY SHARES G6053N105 2455326 221400 SH DFND 221400 0 0 MICROSOFT CORP COM 594918104 2094344 4978 SH DFND 3 4978 0 0 MICROSOFT CORP COM 594918104 61523 15000 SH Call DFND 15000 0 0 MICROSOFT CORP COM 594918104 10349 15000 SH Put DFND 15000 0 0 MIRION TECHNOLOGIES INC *W EXP 10/20/202 60471A119 420008 187504 SH DFND 187504 0 0 MITEK SYS INC COM NEW 606710200 12500 50000 SH Put DFND 50000 0 0 MOMENTUS INC *W EXP 05/15/202 60879E119 3880 596975 SH DFND 596975 0 0 MONEYHERO LIMITED *W EXP 09/13/202 G6202B119 87500 721948 SH DFND 721948 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 18056 200400 SH DFND 200400 0 0 MONTANA TECHNOLOGIES CORP *W EXP 03/15/202 612160119 128139 232980 SH DFND 232980 0 0 MONTEREY CAP ACQUISITION COR *W EXP 01/01/202 61244M117 2160 100000 SH DFND 100000 0 0 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 5569398 502200 SH DFND 502200 0 0 MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 G6301J112 48403 690487 SH DFND 690487 0 0 MOUNTAIN & CO I ACQUISITN CO CLASS A ORD G6301J104 5263798 458120 SH DFND 458120 0 0 MOUNTAIN CREST ACQSITN CORP RIGHT 08/30/2022 62404B115 21864 180700 SH DFND 180700 0 0 MULTISENSOR AI HOLDINGS INC *W EXP 12/19/202 456948116 21280 665015 SH DFND 665015 0 0 MURANO GLOBAL INVTS PLC *W EXP 03/19/202 G63369113 123667 1175542 SH DFND 1175542 0 0 NABORS ENERGY TRANSITION COR *W EXP 09/01/202 G6363K114 194246 1554098 SH DFND 1554098 0 0 NABORS ENERGY TRANSITION COR CL A G6363K106 9453870 909026 SH DFND 909026 0 0 NATURES MIRACLE HLDG INC *W EXP 02/15/202 63903P118 8152 101912 SH DFND 101912 0 0 NAUTICUS ROBOTICS INC *W EXP 03/15/202 63911H116 36946 1265282 SH DFND 1265282 0 0 NEW HORIZON AIRCRAFT LTD *W EXP 99/99/999 64550A115 7130 142330 SH DFND 142330 0 0 NEW PROVIDENCE ACQSITN CORP *W EXP 11/09/202 64823D110 4243 85033 SH DFND 85033 0 0 NEW PROVIDENCE ACQSITN CORP CLASS A COM 64823D102 434390 40296 SH DFND 40296 0 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 6898 163163 SH DFND 163163 0 0 NEWBURY STREET ACQUISITN COR COM 65101L104 191535 17653 SH DFND 17653 0 0 NIKOLA CORP COM 654110105 57749 350000 SH Call DFND 350000 0 0 NIKOLA CORP COM 654110105 127 8500 SH Put DFND 8500 0 0 NIOCORP DEVS LTD *W EXP 03/17/202 654484153 28470 73000 SH DFND 73000 0 0 NKGEN BIOTECH INC *W EXP 05/31/202 65488A119 3984 24900 SH DFND 24900 0 0 NOCO NOCO INC *W EXP 08/25/202 G7243P117 658 87809 SH DFND 87809 0 0 NORDSTROM INC COM 655664100 134500 225000 SH Call DFND 225000 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 2660 38000 SH DFND 38000 0 0 NORTHVIEW ACQUISITION CORP *W EXP 08/02/202 66718N111 18272 475834 SH DFND 475834 0 0 NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 98840 658934 SH DFND 658934 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 5209 175400 SH DFND 175400 0 0 NUKKLEUS INC *W EXP 12/04/202 67054R112 6249 100000 SH DFND 100000 0 0 NUSCALE PWR CORP *W EXP 05/02/202 67079K118 326587 408234 SH DFND 408234 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1459680 62728 SH DFND 62728 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1116960 48000 SH DFND 3 48000 0 0 NUVATION BIO INC *W EXP 07/07/202 67080N119 4785 15821 SH DFND 15821 0 0 NVIDIA CORPORATION COM 67066G104 675150874 747212 SH DFND 3 747212 0 0 NVNI GROUP LIMITED *W EXP 11/01/202 G50716110 30450 676662 SH DFND 676662 0 0 OAK WOODS ACQUISITION CORP *W EXP 99/99/999 67190B112 3083 154190 SH DFND 154190 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 3203156 297968 SH DFND 297968 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 5471 70600 SH DFND 70600 0 0 OCA ACQUISITION CORP COM CL A 670865104 677937 62656 SH DFND 62656 0 0 ODYSSEY MARINE EXPL INC COM NEW 676118201 114300 30000 SH DFND 30000 0 0 ONEMEDNET CORP *W EXP 11/07/202 68270C111 32216 1382696 SH DFND 1382696 0 0 ONEOK INC NEW COM 682680103 8977 17100 SH Call DFND 17100 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 14853 495104 SH DFND 495104 0 0 ONYX ACQUISITION CO I SHS CL A G6755Q109 119413 10729 SH DFND 10729 0 0 OPPFI INC *W EXP 07/20/202 68386H111 4158 51983 SH DFND 51983 0 0 ORIGIN MATERIALS INC *W EXP 06/25/202 68622D114 976 50100 SH DFND 50100 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 1035 34500 SH DFND 34500 0 0 OSIRIS ACQUISITION CORP CL A 68829A103 2447200 230868 SH DFND 230868 0 0 OUSTER INC *W EXP 03/11/202 68989M111 13117 159000 SH DFND 159000 0 0 OUSTER INC *W EXP 09/29/202 68989M129 1421 38936 SH DFND 38936 0 0 P3 HEALTH PARTNERS INC *W EXP 11/19/202 744413113 28988 350947 SH DFND 350947 0 0 PAGAYA TECHNOLOGIES LTD *W EXP 99/99/999 M7S64L107 5865 64457 SH DFND 64457 0 0 PALLADYNE AI CORP *W EXP 09/24/202 80359A114 4211 81786 SH DFND 81786 0 0 PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 69882P110 58467 899500 SH DFND 899500 0 0 PATRIA LATIN AMRCN OPPRNTY A *W EXP 99/99/999 G69454117 20273 337887 SH DFND 337887 0 0 PATRIA LATIN AMRCN OPPRNTY A CLASS A ORD SHS G69454109 6838680 605729 SH DFND 605729 0 0 PAYONEER GLOBAL INC *W EXP 99/99/999 70451X112 348443 1290531 SH DFND 1290531 0 0 PEARL HOLDINGS ACQUISITN COR *W EXP 99/99/999 G44525114 6227 153775 SH DFND 153775 0 0 PEGASUS DIGITAL MOBILITY ACQ *W EXP 99/99/999 G69768110 175339 461419 SH DFND 461419 0 0 PERCEPTION CAPITAL CORP III *W EXP 99/99/999 G7185D114 2157 39298 SH DFND 39298 0 0 PERFECT CORP *W EXP 99/99/999 G7006A117 100466 1254258 SH DFND 1254258 0 0 PHP VENTURES ACQUISITION COR *W EXP 08/16/202 69291C114 12581 547006 SH DFND 547006 0 0 PHP VENTURES ACQUISITION COR RIGHT 01/01/2023 69291C122 10112 75702 SH DFND 75702 0 0 PINSTRIPES HOLDINGS INC *W EXP 09/30/202 06690B115 19899 80400 SH DFND 80400 0 0 PIONEER NAT RES CO COM 723787107 6252487 23819 SH DFND 23819 0 0 PLANET LABS PBC *W EXP 12/06/202 72703X114 40594 198364 SH DFND 198364 0 0 PLANET LABS PBC COM CL A 72703X106 40159 15749 SH DFND 3 15749 0 0 PLUM ACQUISITION CORP I *W EXP 03/18/202 G7134L118 17194 44089 SH DFND 44089 0 0 PLUM ACQUISITION CORP I CLASS A ORD SHS G7134L126 473165 42666 SH DFND 42666 0 0 PLUM ACQUISITION CORP III CLASS A ORD SHS G63290111 357152 33410 SH DFND 33410 0 0 PLUTONIAN ACQUISITION CORP *W EXP 10/26/202 72942P120 2902 100100 SH DFND 100100 0 0 PLUTONIAN ACQUISITION CORP COM 72942P104 3011075 280100 SH DFND 280100 0 0 PONO CAP TWO INC *W EXP 99/99/999 73245B115 1750 50000 SH DFND 50000 0 0 POWERUP ACQUISITION CORP CLASS A ORDI SHS G7207P103 1296652 117717 SH DFND 117717 0 0 PRESTO AUTOMATION INC *W EXP 09/21/202 74113T113 3732 224820 SH DFND 224820 0 0 PROCAPS GROUP SA *W EXP 09/29/202 L7756P110 41403 504300 SH DFND 504300 0 0 PROJECT ENERGY REIMAGINED AC *W EXP 99/99/999 G72556114 21219 141460 SH DFND 141460 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 5631 281571 SH DFND 281571 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 45062409 1557636 SH DFND 3 1557636 0 0 PSQ HOLDINGS INC *W EXP 99/99/999 693691115 6833 10500 SH DFND 10500 0 0 PSYENCE BIOMEDICAL LTD *W EXP 01/25/202 74449F118 9120 130287 SH DFND 130287 0 0 PSYENCE BIOMEDICAL LTD COM 74449F100 28500 25000 SH DFND 25000 0 0 PTC THERAPEUTICS INC COM 69366J200 108378460 3725626 SH DFND 3 3725626 0 0 PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 G7308P127 20926 833710 SH DFND 833710 0 0 PYROPHYTE ACQUISITION CORP CL A ORD SHS G7308P101 5565000 500000 SH DFND 3 500000 0 0 PYROPHYTE ACQUISITION CORP CL A ORD SHS G7308P101 5532311 497063 SH DFND 497063 0 0 QOMOLANGMA ACQUISITION CORP *W EXP 09/29/202 74738V113 4874 278515 SH DFND 278515 0 0 QOMOLANGMA ACQUISITION CORP RIGHT 09/29/2027 74738V121 9868 80100 SH DFND 80100 0 0 QUADRO ACQUISITION ONE CORP CL A SHS G52807107 1429994 130355 SH DFND 130355 0 0 QUANTA SVCS INC COM 74762E102 11440812 44037 SH DFND 44037 0 0 QUANTA SVCS INC COM 74762E102 1231104 68400 SH Call DFND 68400 0 0 QUANTA SVCS INC COM 74762E102 601226 131400 SH Put DFND 131400 0 0 RCF ACQUISITION CORP CL A COM G7330C102 166594 14995 SH DFND 14995 0 0 REDWOODS ACQUISITION CORP *W EXP 03/15/202 758083117 21792 276210 SH DFND 276210 0 0 REDWOODS ACQUISITION CORP RIGHT 03/15/2027 758083125 27634 124478 SH DFND 124478 0 0 RELATIVITY ACQUISITION CORP *W EXP 12/15/202 75944B114 27 279989 SH DFND 279989 0 0 RENEW ENERGY GLOBAL PLC *W EXP 08/21/202 G7500M120 201425 402851 SH DFND 402851 0 0 REVELATION BIOSCIENCES INC *W EXP 01/10/202 76135L119 2647 99900 SH DFND 99900 0 0 REVOLUTION MEDICINES INC *W EXP 12/17/202 76155X118 36463 199800 SH DFND 199800 0 0 RF ACQUISITION CORP *W EXP 05/01/202 74954L112 5440 508454 SH DFND 508454 0 0 RF ACQUISITION CORP CLASS A COM 74954L104 1665280 154050 SH DFND 154050 0 0 RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 11387077 1019434 SH DFND 1019434 0 0 RIGETTI COMPUTING INC *W EXP 99/99/999 76655K111 190789 779050 SH DFND 779050 0 0 RMG ACQUISITION CORP III *W EXP 99/99/999 G76088122 6000 100000 SH DFND 100000 0 0 ROBINHOOD MKTS INC COM CL A 770700102 367500 70000 SH Call DFND 70000 0 0 ROCKET LAB USA INC COM 773122106 8365 47800 SH Put DFND 47800 0 0 ROCKET PHARMACEUTICALS INC *W EXP 09/02/202 77313F114 8695 29063 SH DFND 29063 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 29634000 1100000 SH DFND 3 1100000 0 0 ROTH CH ACQUISITION CO *W EXP 99/99/999 G88935120 873 61950 SH DFND 61950 0 0 ROTH CH ACQUISITION CO CLASS A ORD G88935112 3094515 277535 SH DFND 277535 0 0 ROTH CH ACQUISITION V CO *W EXP 12/10/202 77867R118 28967 391723 SH DFND 391723 0 0 ROTH CH ACQUISITION V CO COM 77867R100 616999 56347 SH DFND 56347 0 0 ROYAL GOLD INC COM 780287108 12245 18900 SH Call DFND 18900 0 0 SABLE OFFSHORE CORP *W EXP 99/99/999 78574H112 312017 120937 SH DFND 120937 0 0 SABLE OFFSHORE CORP COM SHS 78574H104 7387116 674007 SH DFND 674007 0 0 SAGE THERAPEUTICS INC COM 78667J108 8115881 433078 SH DFND 3 433078 0 0 SATELLOGIC INC *W EXP 01/25/202 G7823S119 103193 981856 SH DFND 981856 0 0 SCREAMING EAGLE ACQUISITN CO *W EXP 99/99/999 G79407121 703571 1489040 SH DFND 1489040 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 263327 24610 SH DFND 24610 0 0 SDCL EDGE ACQUISITION CORP *W EXP 99/99/999 G79471127 7565 50000 SH DFND 50000 0 0 SDCL EDGE ACQUISITION CORP CL A ORD SHS G79471101 4241525 387708 SH DFND 387708 0 0 SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 81256L112 4380 30000 SH DFND 30000 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 47699 270000 SH Put DFND 270000 0 0 SEMANTIX INC *W EXP 08/03/202 G6332A114 4460 387866 SH DFND 387866 0 0 SEP ACQUISITION CORP *W EXP 99/99/999 589381110 47323 278376 SH DFND 278376 0 0 SES AI CORPORATION *W EXP 12/10/202 78397Q117 7150 89379 SH DFND 89379 0 0 SHAPEWAYS HOLDINGS INC *W EXP 09/29/202 81947T110 1807 475536 SH DFND 475536 0 0 SHARECARE INC *W EXP 07/01/202 81948W112 19590 1076394 SH DFND 1076394 0 0 SHF HOLDINGS INC *W EXP 09/28/202 824430110 5230 69831 SH DFND 69831 0 0 SIGMA LITHIUM CORPORATION COM 826599102 2542104 196150 SH DFND 196150 0 0 SIGMA LITHIUM CORPORATION COM 826599102 67999 40000 SH Call DFND 40000 0 0 SILVERBOX CORP III *W EXP 02/28/202 82836N115 5719 38133 SH DFND 38133 0 0 SILVERBOX CORP III COM CL A 82836N107 2078341 198315 SH DFND 198315 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 5361519 1381835 SH DFND 3 1381835 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 774917 199721 SH DFND 199721 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 15669 174100 SH Put DFND 174100 0 0 SK GROWTH OPPORTUNITIES CORP *W EXP 06/28/202 G8192N111 205228 436656 SH DFND 436656 0 0 SK GROWTH OPPORTUNITIES CORP CLASS A COM G8192N103 6994263 632965 SH DFND 632965 0 0 SLAM CORP *W EXP 99/99/999 G8210L121 124423 691242 SH DFND 691242 0 0 SLAM CORP CL A SHS G8210L105 1033965 92899 SH DFND 92899 0 0 SLAM CORP CL A SHS G8210L105 8904000 800000 SH DFND 3 800000 0 0 SMX SEC MATTERS PLC *W EXP 03/07/202 G8267K117 3692 288446 SH DFND 288446 0 0 SNAP INC CL A 83304A106 3000 100000 SH Put DFND 100000 0 0 SNDL INC COM 83307B101 20050 10000 SH DFND 10000 0 0 SNOWFLAKE INC CL A 833445109 6074 10000 SH Put DFND 10000 0 0 SOLID POWER INC *W EXP 12/08/202 83422N113 8856 43758 SH DFND 43758 0 0 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 3428 504175 SH DFND 504175 0 0 SOUTHLAND HLDGS INC *W EXP 02/14/202 84445C118 54513 123111 SH DFND 123111 0 0 SPARK I ACQUISITION CORP *W EXP 10/01/203 G8316B118 57939 289696 SH DFND 289696 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 14935740 28554 SH DFND 28554 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 187250 50000 SH Call DFND 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 565323 265000 SH Put DFND 265000 0 0 SPECTAIRE HLDGS INC *W EXP 10/17/202 84753T117 3544 141777 SH DFND 141777 0 0 SPECTRAL AI INC *W EXP 99/99/999 84757T113 59415 282929 SH DFND 282929 0 0 SPECTRAL AI INC COM CL A 84757T105 21300 10000 SH DFND 10000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 8715 24900 SH Call DFND 24900 0 0 SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 G83752116 3456 31423 SH DFND 31423 0 0 SPRING VALLEY ACQUISTN CORP CLASS A ORD G83752108 3873898 352493 SH DFND 352493 0 0 SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 G83752132 100260 835500 SH DFND 835500 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 3338444 164132 SH DFND 164132 0 0 SRIVARU HOLDING LIMITED *W EXP 12/08/202 G8403L110 3959 250600 SH DFND 250600 0 0 SRIVARU HOLDING LIMITED ORD SHS G8403L102 22000 100000 SH DFND 100000 0 0 STANDARD BIOTOOLS INC COM 34385P108 743678 274420 SH DFND 274420 0 0 STAR HLDGS SHS BEN INT 85512G106 772771 59812 SH DFND 59812 0 0 STOKE THERAPEUTICS INC COM 86150R107 45437544 3365744 SH DFND 3 3365744 0 0 STONEBRIDGE ACQUISITION CORP *W EXP 99/99/999 G85094129 10024 200495 SH DFND 200495 0 0 STONEBRIDGE ACQUISITION CORP CLASS A ORD SHS G85094103 873180 98000 SH DFND 3 98000 0 0 STRYVE FOODS INC *W EXP 07/20/202 863685111 6035 1138835 SH DFND 1138835 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 32964592 2800730 SH DFND 2800730 0 0 SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 G63836111 51421 919880 SH DFND 919880 0 0 SWVL HOLDINGS CORP *W EXP 99/99/999 G86302117 3886 232703 SH DFND 232703 0 0 SYNTEC OPTICS HLDGS INC *W EXP 99/99/999 87169M113 9169 65497 SH DFND 65497 0 0 SYSTEM1 INC *W EXP 99/99/999 87200P117 36250 250000 SH DFND 250000 0 0 TABOOLA.COM LTD *W EXP 99/99/999 M8744T114 414737 964506 SH DFND 964506 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 53400 20000 SH Call DFND 20000 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 1803612 8023190 SH DFND 8023190 0 0 TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 G8675N125 10292 159566 SH DFND 159566 0 0 TARSUS PHARMACEUTICALS INC COM 87650L103 77153965 2122530 SH DFND 3 2122530 0 0 TAYSHA GENE THERAPIES INC COM SHS 877619106 4448500 1550000 SH DFND 3 1550000 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 15575 875000 SH DFND 875000 0 0 TECHNOLOGY & TELECOM ACQ COR CLASS A ORD SHS G87119106 1327902 113593 SH DFND 113593 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 3669509 240058 SH DFND 240058 0 0 TENX KEANE ACQUISITION ORD SHS G8708L104 5690469 514509 SH DFND 514509 0 0 TERRAN ORBITAL CORPORATION *W EXP 03/25/202 88105P111 15960 100000 SH DFND 100000 0 0 TERRAN ORBITAL CORPORATION COM 88105P103 32750 25000 SH DFND 25000 0 0 THE LION ELECTRIC COMPANY *W EXP 05/06/202 536221112 1880 63321 SH DFND 63321 0 0 THE ONCOLOGY INSTITUTE INC *W EXP 99/99/999 68236X118 17345 86726 SH DFND 86726 0 0 THUNDER BRDG CAP PRTNRS IV I CLASS A COM 88605L107 2506566 243356 SH DFND 243356 0 0 TIGO ENERGY INC COM 88675P103 53500 50000 SH DFND 50000 0 0 TLGY ACQUISITION CORPORATION *W EXP 99/99/999 G8656T125 4962 171711 SH DFND 171711 0 0 TMC THE METALS COMPANY INC *W EXP 09/09/202 87261Y114 168828 1125524 SH DFND 1125524 0 0 TMT ACQUISITION CORP RIGHT 03/27/2028 G89229135 40882 227123 SH DFND 227123 0 0 TMT ACQUISITION CORP SHS G89229119 2929893 274078 SH DFND 274078 0 0 TORTOISEECOFIN ACQUISITION C *W EXP 07/22/202 G8956E117 18188 175569 SH DFND 175569 0 0 TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 6937226 644125 SH DFND 644125 0 0 TRAILBLAZER MERGER CORP I CL A 89278D109 3923756 370281 SH DFND 370281 0 0 TRAILBLAZER MERGER CORP I RIGHT 04/21/2028 89278D125 9461 127860 SH DFND 127860 0 0 TRISALUS LIFE SCIENCES INC *W EXP 08/10/202 89680M119 50418 50424 SH DFND 50424 0 0 TRISTAR ACQUISITION I CORP *W EXP 99/99/999 G9074V114 12428 178829 SH DFND 178829 0 0 TRISTAR ACQUISITION I CORP CL A ORD SHS G9074V106 6778212 618450 SH DFND 618450 0 0 TRUGOLF HLDGS INC CLASS A COM 243733102 51200 40000 SH DFND 40000 0 0 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 769932 71290 SH DFND 71290 0 0 UNITED HOMES GROUP INC *W EXP 03/30/202 91060H116 71954 73423 SH DFND 73423 0 0 UNITED STATES STL CORP NEW COM 912909108 385615 9456 SH DFND 9456 0 0 UNITED STATES STL CORP NEW COM 912909108 92457 182300 SH Put DFND 182300 0 0 URGENTLY INC COM 916931108 520882 277065 SH DFND 277065 0 0 UROGEN PHARMA LTD COM M96088105 24398835 1626589 SH DFND 3 1626589 0 0 US BANCORP DEL COM NEW 902973304 44700 1000 SH DFND 1000 0 0 US BANCORP DEL COM NEW 902973304 1534 23600 SH Call DFND 23600 0 0 VALUENCE MERGER CORP I *W EXP 99/99/999 G9R16L118 13587 463725 SH DFND 463725 0 0 VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 1371180 121129 SH DFND 121129 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1124950 5000 SH DFND 5000 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 9825 7500 SH Put DFND 7500 0 0 VAST RENEWABLES LIMITED *W EXP 07/01/202 Q9379E113 30384 434071 SH DFND 434071 0 0 VELO3D INC *W EXP 09/29/202 92259N112 9363 192660 SH DFND 192660 0 0 VERDE CLEAN FUELS INC *W EXP 02/15/202 923372114 29901 125956 SH DFND 125956 0 0 VERTICAL AEROSPACE LTD *W EXP 12/16/202 G9471C115 56387 704849 SH DFND 704849 0 0 VINTAGE WINE ESTATES INC *W EXP 06/08/202 92747V114 634 69724 SH DFND 69724 0 0 VISION SENSING ACQUISITION C *W EXP 99/99/999 92838J111 13048 499952 SH DFND 499952 0 0 VISION SENSING ACQUISITION C CLASS A COM 92838J103 1001660 89831 SH DFND 89831 0 0 VIVID SEATS INC *W EXP 10/18/202 92854T118 311752 346392 SH DFND 346392 0 0 VOLATO GROUP INC *W EXP 99/99/999 74349W112 50837 339145 SH DFND 339145 0 0 WALDENCAST PLC *W EXP 07/27/202 G9503X111 95432 170415 SH DFND 170415 0 0 WALLBOX NV *W EXP 10/01/202 N94209116 11272 56361 SH DFND 56361 0 0 WELSBACH TECH METALS ACQU CO RIGHT 12/22/2026 950415117 19808 263761 SH DFND 263761 0 0 WESTERN ACQSTN VENTURES CORP *W EXP 99/99/999 95758L115 51145 1693550 SH DFND 1693550 0 0 WESTROCK COFFEE CO *W EXP 08/29/202 96145W111 259175 112685 SH DFND 112685 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 38702 751509 SH DFND 751509 0 0 WINVEST ACQUISITION CORP *W EXP 08/09/202 97655B117 10271 1027129 SH DFND 1027129 0 0 WINVEST ACQUISITION CORP RIGHT 99/99/9999 97655B125 26348 658704 SH DFND 658704 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 48756 750100 SH DFND 750100 0 0 XBP EUROPE HOLDINGS INC *W EXP 11/30/202 98400V119 10533 264000 SH DFND 264000 0 0 YOTTA ACQUISITION CORPORATIO *W EXP 03/15/202 98741Y111 9658 390940 SH DFND 390940 0 0 YOTTA ACQUISITION CORPORATIO RIGHT 03/15/2027 98741Y129 40517 405177 SH DFND 405177 0 0 YS BIOPHARMA CO LTD *W EXP 03/15/202 G9845F117 16864 235533 SH DFND 235533 0 0 ZALATORIS ACQUISITION CORP *W EXP 99/99/999 89301B112 2811 43314 SH DFND 43314 0 0 ZALATORIS ACQUISITION CORP COM CL A 89301B104 2720000 250000 SH DFND 3 250000 0 0 ZALATORIS ACQUISITION CORP COM CL A 89301B104 1275995 117279 SH DFND 117279 0 0 ZALATORIS II ACQUISITION COR *W EXP 99/99/999 G9831X122 3244 92695 SH DFND 92695 0 0 ZALATORIS II ACQUISITION COR CLASS A ORD G9831X106 5079624 468600 SH DFND 468600 0 0 ZAPP ELEC VEHS GROUP LTD *W EXP 99/99/999 G9889X115 2510 241395 SH DFND 241395 0 0 ZEO ENERGY CORP *W EXP 03/13/202 98944F117 28445 237049 SH DFND 237049 0 0 ZEROFOX HLDGS INC *W EXP 08/03/202 98955G111 255019 2836706 SH DFND 2836706 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1133598 23239 SH DFND 23239 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1260273 375000 SH Call DFND 375000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 115959 65000 SH Put DFND 65000 0 0 ZOOMCAR HLDGS INC *W EXP 05/31/202 45784G119 712 25000 SH DFND 25000 0 0