0001085146-21-002440.txt : 20210813
0001085146-21-002440.hdr.sgml : 20210813
20210813094457
ACCESSION NUMBER: 0001085146-21-002440
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
EFFECTIVENESS DATE: 20210813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN AND COMPANY, LLC
CENTRAL INDEX KEY: 0000048966
IRS NUMBER: 841702964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19611
FILM NUMBER: 211170046
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-562-1727
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COWEN & CO., LLC
DATE OF NAME CHANGE: 20060208
FORMER COMPANY:
FORMER CONFORMED NAME: SG COWEN & CO., LLC
DATE OF NAME CHANGE: 20040521
FORMER COMPANY:
FORMER CONFORMED NAME: SG COWEN SECURITIES CORPORATION
DATE OF NAME CHANGE: 20040503
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000048966
XXXXXXXX
06-30-2021
06-30-2021
false
COWEN AND COMPANY, LLC
599 LEXINGTON AVENUE
20TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-19611
Y
On May 1, 2020, Cowen Execution Services LLC (CES) merged with its affiliate, Cowen and Company, LLC (Cowen and Company). As a result of the merger, Cowen and Company is the surviving entity and CES has ceased to exist as a separate operating broker-dealer and 13F Notice Filer. All CES positions became positions of Cowen and Company.
Steven Cohen
Chief Compliance Officer
646-562-1727
/s/ Steven Cohen
New York
NY
08-12-2021
1
598
1915709
false
3
0001771015
028-19614
Cowen Financial Products LLC
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
10X GENOMICS INC
CL A COM
88025U109
130
17200
SH
Call
DFND
1
17200
0
0
180 LIFE SCIENCES CORP
COM
68236V104
744
74366
SH
DFND
1
74366
0
0
180 LIFE SCIENCES CORP
COM
68236V104
17
15100
SH
Call
DFND
1
15100
0
0
180 LIFE SCIENCES CORP
COM
68236V104
6
12900
SH
Put
DFND
1
12900
0
0
7GC & CO HOLDINGS INC
*W EXP 12/23/202
81786A115
75
81899
SH
DFND
3
81899
0
0
7GC & CO HOLDINGS INC
COM CL A
81786A107
1957
202128
SH
DFND
3
202128
0
0
890 5TH AVE PARTNERS INC
UNIT 01/12/2026
28250A204
692
69584
SH
DFND
1
69584
0
0
ABBVIE INC
COM
00287Y109
76
40000
SH
Call
DFND
1
40000
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
47
55300
SH
Call
DFND
1
55300
0
0
ADIT EDTECH ACQUISITION CORP
*W EXP 99/99/999
007024110
18
25213
SH
DFND
1
25213
0
0
ADVISORSHARES TR
PURE US CANNABIS
00768Y453
1339
33467
SH
DFND
1
33467
0
0
ADVISORSHARES TR
PURE US CANNABIS
00768Y453
4
12500
SH
Call
DFND
1
12500
0
0
AEA-BRIDGES IMPACT CORP
*W EXP 09/19/202
G01046112
225
234868
SH
DFND
1
234868
0
0
AEA-BRIDGES IMPACT CORP
SHS CL A
G01046104
1383
142000
SH
DFND
3
142000
0
0
AEQUI ACQUISITION CORP
*W EXP 11/30/202
00775W110
158
168508
SH
DFND
1
168508
0
0
AERSALE CORPORATION
*W EXP 12/22/202
00810F114
360
126166
SH
DFND
1
126166
0
0
AERSALE CORPORATION
COM
00810F106
2228
178803
SH
DFND
1
178803
0
0
AFRICAN GOLD ACQUISITION COR
SHS CL A
G0112R108
147
15257
SH
DFND
1
15257
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
201
3651
SH
DFND
1
3651
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
155
68100
SH
Call
DFND
1
68100
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
68
68400
SH
Put
DFND
1
68400
0
0
AIR LEASE CORP
CL A
00912X302
23
10500
SH
Call
DFND
1
10500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3349
18232
SH
DFND
1
18232
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
72
41400
SH
Put
DFND
1
41400
0
0
ALKERMES PLC
SHS
G01767105
573
23385
SH
DFND
1
23385
0
0
ALLAKOS INC
COM
01671P100
109
46200
SH
Call
DFND
1
46200
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
328
13100
SH
Call
DFND
1
13100
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
67
15400
SH
Put
DFND
1
15400
0
0
ALPHA HEALTHCARE ACQUISTN CO
*W EXP 09/21/202
020751111
69
24663
SH
DFND
1
24663
0
0
ALPHA HEALTHCARE ACQUISTN CO
CL A
020751103
2453
240690
SH
DFND
1
240690
0
0
AMEDISYS INC
COM
023436108
26
23900
SH
Call
DFND
1
23900
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
44
2093
SH
DFND
1
2093
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
15
121400
SH
Put
DFND
1
121400
0
0
AMERICAS TECHNOLOGY ACQSN CO
*W EXP 12/31/202
G0404A110
25
38188
SH
DFND
1
38188
0
0
AMGEN INC
COM
031162100
240
6000
SH
Call
DFND
1
6000
0
0
AMGEN INC
COM
031162100
12
9600
SH
Put
DFND
1
9600
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
202
21000
SH
DFND
1
21000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
48
121100
SH
Call
DFND
1
121100
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
64
89000
SH
Put
DFND
1
89000
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
*W EXP 12/01/202
03212A113
35
30000
SH
DFND
1
30000
0
0
ANDINA ACQUISITION CORP III
SHS
G04415108
2050
204984
SH
DFND
1
204984
0
0
ANDINA ACQUISITION CORP III
UNIT 09/24/2020
G04415116
532
46079
SH
DFND
1
46079
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
490
7756
SH
DFND
1
7756
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
350
30300
SH
Call
DFND
1
30300
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
49
30300
SH
Put
DFND
1
30300
0
0
APOLLO STRATEGIC GROWTH CAPT
*W EXP 10/29/202
G0411R114
66
55207
SH
DFND
1
55207
0
0
APPHARVEST INC
COM
03783T103
6271
391943
SH
DFND
1
391943
0
0
APYX MEDICAL CORPORATION
COM
03837C106
16013
1553199
SH
DFND
3
1553199
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
1410
465317
SH
DFND
3
465317
0
0
ARCLIGHT CLEAN TRANSITION II
UNIT 03/16/2028
G0R21B120
160
15901
SH
DFND
1
15901
0
0
ARES ACQUISITION CORPORATION
COM CL A
G33032106
246
25265
SH
DFND
1
25265
0
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
4
55900
SH
Put
DFND
1
55900
0
0
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
8
2200
SH
Call
DFND
1
2200
0
0
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
151
15900
SH
Put
DFND
1
15900
0
0
ARROWROOT ACQUISITION CORP
CL A COM
04282M102
350
36308
SH
DFND
1
36308
0
0
ASPEN AEROGELS INC
COM
04523Y105
401
69700
SH
Call
DFND
1
69700
0
0
ASPIRATIONAL CONSUMER LIFEST
COM
G05436103
3882
388930
SH
DFND
1
388930
0
0
AT HOME GROUP INC
COM
04650Y100
73
78600
SH
Call
DFND
1
78600
0
0
ATLANTIC AVE ACQUISITION COR
*W EXP 10/06/202
04906P119
339
385190
SH
DFND
1
385190
0
0
ATLAS CREST INVESTMENT CORP
UNIT 99/99/9999
049287204
1251
124588
SH
DFND
3
124588
0
0
ATRECA INC
CL A COM
04965G109
6
32200
SH
Put
DFND
1
32200
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
37
13000
SH
Call
DFND
1
13000
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
25
13000
SH
Put
DFND
1
13000
0
0
AURORA CANNABIS INC
COM
05156X884
25
226400
SH
Call
DFND
1
226400
0
0
AUTHENTIC EQUITY ACQUISTN CO
*W EXP 01/20/202
G06607124
30
34734
SH
DFND
1
34734
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
16795
2495573
SH
DFND
3
2495573
0
0
AZUL S A
SPONSR ADR PFD
05501U106
264
10000
SH
DFND
1
10000
0
0
B RILEY PRIN 250 MERGER CORP
UNIT 04/06/2026
05602L203
144
14500
SH
DFND
1
14500
0
0
B RILEY PRINCIPAL 150 MERGER
*W EXP 03/01/202
05601V111
15
12200
SH
DFND
1
12200
0
0
B RILEY PRINCIPAL 150 MERGER
COM CL A
05601V103
307
31448
SH
DFND
1
31448
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
6210
1000000
SH
DFND
1
1000000
0
0
BCLS ACQUISITION CORP
COM CL A
G0904B105
134
12723
SH
DFND
1
12723
0
0
BEAM GLOBAL
COM
07373B109
1149
30000
SH
DFND
3
30000
0
0
BEAM THERAPEUTICS INC
COM
07373V105
444
8000
SH
Call
DFND
1
8000
0
0
BEAM THERAPEUTICS INC
COM
07373V105
8
4700
SH
Put
DFND
1
4700
0
0
BED BATH & BEYOND INC
COM
075896100
4
20000
SH
Call
DFND
1
20000
0
0
BETTER WORLD ACQUISITION COR
*W EXP 11/15/202
08772B112
408
404338
SH
DFND
1
404338
0
0
BETTER WORLD ACQUISITION COR
COM
08772B104
998
100000
SH
DFND
3
100000
0
0
BETTER WORLD ACQUISITION COR
COM
08772B104
1
102
SH
DFND
1
102
0
0
BHP GROUP LTD
SPONSORED ADS
088606108
4006
55000
SH
DFND
1
55000
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
237
14960
SH
DFND
1
14960
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
34
40500
SH
Put
DFND
1
40500
0
0
BIOGEN INC
COM
09062X103
1353
3907
SH
DFND
1
3907
0
0
BIOGEN INC
COM
09062X103
19
3000
SH
Call
DFND
1
3000
0
0
BIOGEN INC
COM
09062X103
39
3200
SH
Put
DFND
1
3200
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
429
5145
SH
DFND
1
5145
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
12
10000
SH
Call
DFND
1
10000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
38
13800
SH
Put
DFND
1
13800
0
0
BIO-TECHNE CORP
COM
09073M104
241
10600
SH
Call
DFND
1
10600
0
0
BITE ACQUISITION CORP
*W EXP 02/12/203
09175K113
35
50700
SH
DFND
1
50700
0
0
BK OF AMERICA CORP
COM
060505104
775
18802
SH
DFND
1
18802
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
5403
126365
SH
DFND
1
126365
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
198
211700
SH
Call
DFND
1
211700
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
205
217100
SH
Put
DFND
1
217100
0
0
BRAINSWAY LTD
SPONSORED ADS
10501L106
14037
1376168
SH
DFND
3
1376168
0
0
BREEZE HOLDINGS ACQUISITN CO
*W EXP 05/25/202
106762115
15
20600
SH
DFND
1
20600
0
0
BRIDGEBIO PHARMA INC
COM
10806X102
47
26000
SH
Call
DFND
1
26000
0
0
BRIDGETOWN 2 HOLDINGS LTD
CL A
G1355V103
485
47509
SH
DFND
1
47509
0
0
BRIDGETOWN HOLDINGS LTD
COM CL A
G1355U113
468
46284
SH
DFND
1
46284
0
0
BRIGHT LIGHTS ACQUISITION CO
*W EXP 01/01/202
10920K119
29
36780
SH
DFND
1
36780
0
0
BROOKFIELD ASSET MGMT REINS
CL A EXCH LT VTG
G16169107
1301
25000
SH
DFND
1
25000
0
0
BROOKFIELD PPTY REIT INC
CL A
11282X103
14427
763743
SH
DFND
1
763743
0
0
BULL HORN HLDGS CORP
*W EXP 10/31/202
G1686P122
43
79294
SH
DFND
1
79294
0
0
BURGUNDY TECHNOLOGY ACQU COR
CL A
G1702T116
985
100000
SH
DFND
3
100000
0
0
BUTTERFLY NETWORK INC
COM CL A
124155102
75
5200
SH
DFND
1
5200
0
0
BUTTERFLY NETWORK INC
COM CL A
124155102
25
5200
SH
Put
DFND
1
5200
0
0
CABOT OIL & GAS CORP
COM
127097103
25
20000
SH
Call
DFND
1
20000
0
0
CANADIAN NATL RY CO
COM
136375102
11186
106006
SH
DFND
1
106006
0
0
CANADIAN NATL RY CO
COM
136375102
31
28700
SH
Call
DFND
1
28700
0
0
CANADIAN NATL RY CO
COM
136375102
583
144500
SH
Put
DFND
1
144500
0
0
CANADIAN PAC RY LTD
COM
13645T100
85
78500
SH
Call
DFND
1
78500
0
0
CANADIAN PAC RY LTD
COM
13645T100
19
5000
SH
Put
DFND
1
5000
0
0
CANO HEALTH INC
*W EXP 06/03/202
13781Y111
622
168671
SH
DFND
1
168671
0
0
CANO HEALTH INC
COM CL A
13781Y103
185
145200
SH
Call
DFND
1
145200
0
0
CANOO INC
COM CL A
13803R102
7
732
SH
DFND
1
732
0
0
CANOO INC
COM CL A
13803R102
51
56900
SH
Call
DFND
1
56900
0
0
CANTALOUPE INC
COM
138103106
25720
2168595
SH
DFND
3
2168595
0
0
CANTALOUPE INC
COM
138103106
459
38713
SH
DFND
1
38713
0
0
CANTALOUPE INC
COM
138103106
12
14300
SH
Call
DFND
1
14300
0
0
CANTALOUPE INC
COM
138103106
234
125000
SH
Put
DFND
1
125000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
27
172
SH
DFND
1
172
0
0
CAPITAL ONE FINL CORP
COM
14040H105
889
53900
SH
Call
DFND
1
53900
0
0
CAPITAL ONE FINL CORP
COM
14040H105
8
16500
SH
Put
DFND
1
16500
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
1023
17880
SH
DFND
1
17880
0
0
CARNIVAL PLC
ADR
14365C103
2327
100000
SH
DFND
1
100000
0
0
CBRE ACQUISITION HLDGS INC
COM CL A
12510J106
1302
134075
SH
DFND
3
134075
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
148
15013
SH
DFND
1
15013
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
989
100000
SH
DFND
3
100000
0
0
CC NEUBERGER PRINCIPAL HOLDN
*W EXP 99/99/999
G1992N126
25
20000
SH
DFND
1
20000
0
0
CC NEUBERGER PRINCIPAL HOLDN
*W EXP 99/99/999
G1992N126
47
36880
SH
DFND
3
36880
0
0
CC NEUBERGER PRINCIPAL HOLDN
SHS CL A
G1992N100
978
100000
SH
DFND
3
100000
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
170
90600
SH
Call
DFND
1
90600
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
950
28395
SH
DFND
1
28395
0
0
CENTENE CORP DEL
COM
15135B101
1299
17805
SH
DFND
1
17805
0
0
CENTENE CORP DEL
COM
15135B101
38
10000
SH
Put
DFND
1
10000
0
0
CERUS CORP
COM
157085101
24
4116
SH
DFND
1
4116
0
0
CERUS CORP
COM
157085101
5
12200
SH
Call
DFND
1
12200
0
0
CF ACQUISITION CORP IV
*W EXP 12/31/202
12520T110
44
40000
SH
DFND
1
40000
0
0
CF ACQUISITION CORP IV
COM CL A
12520T102
2053
211914
SH
DFND
3
211914
0
0
CF ACQUISITION CORP V
*W EXP 01/25/202
12520R114
74
67340
SH
DFND
3
67340
0
0
CF ACQUISITION CORP V
CL A
12520R106
1984
201022
SH
DFND
3
201022
0
0
CF ACQUISITION CORP VIII
UNIT 03/31/2028
12520C208
121
11935
SH
DFND
1
11935
0
0
CHANGE HEALTHCARE INC
UNIT 99/99/9999
15912K209
3315
43596
SH
DFND
1
43596
0
0
CHARDAN HEALTHCR ACQSTN 2 CO
*W EXP 03/05/202
15957T115
13
20000
SH
DFND
1
20000
0
0
CHARDAN HEALTHCR ACQSTN 2 CO
COM
15957T107
1378
138896
SH
DFND
3
138896
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
1789
51500
SH
DFND
1
51500
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
108
51500
SH
Put
DFND
1
51500
0
0
CHEMOCENTRYX INC
COM
16383L106
130
22000
SH
Call
DFND
1
22000
0
0
CHEMOCENTRYX INC
COM
16383L106
54
22000
SH
Put
DFND
1
22000
0
0
CHESAPEAKE ENERGY CORP
*W EXP 99/99/999
165167172
314
12848
SH
DFND
1
12848
0
0
CHP MERGER CORP
*W EXP 11/22/202
12558Y114
55
60960
SH
DFND
1
60960
0
0
CHURCHILL CAPITAL CORP VII
*W EXP 02/29/202
17144M110
33
23740
SH
DFND
1
23740
0
0
CHURCHILL CAPITAL CORP VII
UNIT 99/99/9999
17144M201
150
15009
SH
DFND
1
15009
0
0
CITIGROUP INC
COM NEW
172967424
5006
70759
SH
DFND
1
70759
0
0
CITIGROUP INC
COM NEW
172967424
290
42500
SH
Put
DFND
1
42500
0
0
CLASS ACCELERATION CORP
*W EXP 03/31/202
18274B114
20
25172
SH
DFND
1
25172
0
0
CLEVER LEAVES HOLDINGS INC
COM
186760104
144
14204
SH
DFND
1
14204
0
0
CLIMATE CHANGE CRISIS REAL I
CL A COM
18716C100
233
15500
SH
DFND
1
15500
0
0
CLIMATE CHANGE CRISIS REAL I
CL A COM
18716C100
111
15500
SH
Put
DFND
1
15500
0
0
CLOUDERA INC
COM
18914U100
4
77000
SH
Call
DFND
1
77000
0
0
CLOUDERA INC
COM
18914U100
4
8600
SH
Put
DFND
1
8600
0
0
CLOVER HEALTH INVESTMENTS CO
COM CL A
18914F103
3
35500
SH
Put
DFND
1
35500
0
0
CLOVIS ONCOLOGY INC
COM
189464100
444
528600
SH
Call
DFND
1
528600
0
0
CLOVIS ONCOLOGY INC
COM
189464100
1
5400
SH
Put
DFND
1
5400
0
0
CM LIFE SCIENCES III INC
*W EXP 04/30/202
125841114
50
19475
SH
DFND
1
19475
0
0
COHERENT INC
COM
192479103
53
44700
SH
Call
DFND
1
44700
0
0
COLICITY INC
*W EXP 02/24/202
194170114
10
6573
SH
DFND
1
6573
0
0
COLICITY INC
*W EXP 02/24/202
194170114
216
140000
SH
DFND
3
140000
0
0
COLICITY INC
COM CL A
194170106
6825
700000
SH
DFND
3
700000
0
0
CONCORD ACQUISITION CORP
*W EXP 12/28/202
206071110
150
150000
SH
DFND
1
150000
0
0
CONCORD ACQUISITION CORP
COM CL A
206071102
985
100000
SH
DFND
3
100000
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
33
497300
SH
Call
DFND
1
497300
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
8
150500
SH
Put
DFND
1
150500
0
0
CORAZON CAPITAL V838 MONOCER
*W EXP 03/24/202
G24237128
18
17921
SH
DFND
1
17921
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
854
38834
SH
DFND
1
38834
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
44
48700
SH
Call
DFND
1
48700
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
233
68700
SH
Put
DFND
1
68700
0
0
COUPANG INC
CL A
22266T109
2091
50000
SH
DFND
1
50000
0
0
COUPANG INC
CL A
22266T109
515
50000
SH
Put
DFND
1
50000
0
0
COVA ACQUISITION CORP
*W EXP 02/05/202
G2554Y120
50
55932
SH
DFND
1
55932
0
0
CROWN PROPTECH ACQUISITIONS
*W EXP 99/99/999
G25741110
21
26036
SH
DFND
1
26036
0
0
CRUCIBLE ACQUISITION CORP
*W EXP 12/26/202
22877P116
105
99430
SH
DFND
1
99430
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
2
523
SH
DFND
1
523
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
51
68500
SH
Call
DFND
1
68500
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
99
71800
SH
Put
DFND
1
71800
0
0
D AND Z MEDIA ACQUISITION CO
*W EXP 01/27/202
23305Q114
47
50000
SH
DFND
1
50000
0
0
DASEKE INC
*W EXP 02/27/202
23753F115
131
1093999
SH
DFND
1
1093999
0
0
DATA KNIGHTS ACQUISITION COR
*W EXP 11/11/202
237699111
281
573288
SH
DFND
1
573288
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
1250
228872
SH
DFND
1
228872
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
13
24000
SH
Call
DFND
1
24000
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
289
112200
SH
Call
DFND
1
112200
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
25
28700
SH
Put
DFND
1
28700
0
0
DHC ACQUISITION CORP
*W EXP 02/25/202
G2758T117
46
45000
SH
DFND
1
45000
0
0
DHC ACQUISITION CORP
CLASS A ORD SHS
G2758T109
1418
146210
SH
DFND
1
146210
0
0
DISCOVERY INC
COM SER A
25470F104
3071
100100
SH
DFND
1
100100
0
0
DISCOVERY INC
COM SER A
25470F104
2022
100100
SH
Put
DFND
1
100100
0
0
DMY TECHNOLOGY GROUP INC III
COM CLASS A
233278100
119
11150
SH
DFND
1
11150
0
0
DOVER CORP
COM
260003108
100
19000
SH
Call
DFND
1
19000
0
0
DOVER CORP
COM
260003108
8
3600
SH
Put
DFND
1
3600
0
0
DPCM CAP INC
COM CL A
23344P101
1829
185153
SH
DFND
3
185153
0
0
DPCM CAP INC
COM CL A
23344P101
370
37421
SH
DFND
1
37421
0
0
DXC TECHNOLOGY CO
COM
23355L106
427
10967
SH
DFND
1
10967
0
0
E MERGE TECHNOLOGY ACQUISITI
*W EXP 07/30/202
26873Y112
55
56731
SH
DFND
1
56731
0
0
EAST RES ACQUISITION CO
*W EXP 07/01/202
274681113
72
68684
SH
DFND
1
68684
0
0
ECP ENVIRONMENTAL GW OPT COR
COM CL A
26829T100
928
95210
SH
DFND
1
95210
0
0
EHANG HLDGS LTD
ADS
26853E102
1720
40000
SH
DFND
3
40000
0
0
EJF ACQUISITION CORP
*W EXP 03/10/202
G2955B125
27
33334
SH
DFND
1
33334
0
0
ELECTRIC LAST MILE SOLUTNS I
CLASS A COM
28489L104
29
2900
SH
DFND
1
2900
0
0
ELECTRIC LAST MILE SOLUTNS I
CLASS A COM
28489L104
7
10000
SH
Call
DFND
1
10000
0
0
ELECTRIC LAST MILE SOLUTNS I
CLASS A COM
28489L104
15
2900
SH
Put
DFND
1
2900
0
0
ELLIOTT OPPORTUNITY II CORP
UNIT 99/99/9999
G30092129
501
50000
SH
DFND
1
50000
0
0
EMPOWER LTD
CL A COM
G3R39W102
399
39845
SH
DFND
1
39845
0
0
EMPOWERMENT & INCLUSION CAPI
*W EXP 01/12/202
29248N118
15
20000
SH
DFND
1
20000
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
195
71200
SH
Call
DFND
1
71200
0
0
ENVIRONMENTAL IMPACT ACQU CO
COM CL A
29408N106
2943
300000
SH
DFND
3
300000
0
0
EQUINIX INC
COM
29444U700
2010
2504
SH
DFND
1
2504
0
0
EQUINIX INC
COM
29444U700
242
3500
SH
Call
DFND
1
3500
0
0
EQUINIX INC
COM
29444U700
20
3500
SH
Put
DFND
1
3500
0
0
EQUITY DISTR ACQUISITION COR
*W EXP 09/09/202
29465E114
39
33334
SH
DFND
1
33334
0
0
EQUITY DISTR ACQUISITION COR
COM CL A
29465E106
956
96995
SH
DFND
1
96995
0
0
EQUITY DISTR ACQUISITION COR
COM CL A
29465E106
840
85160
SH
DFND
3
85160
0
0
ESTABLISHMENT LABS HLDGS INC
COM
G31249108
33717
386047
SH
DFND
3
386047
0
0
ETF MANAGERS TR
ETFMG TRAVEL TEC
26924G771
1835
64115
SH
DFND
3
64115
0
0
EUCRATES BIOMEDICAL ACQU COR
*W EXP 10/23/202
G3141W122
39
37478
SH
DFND
1
37478
0
0
EUROPEAN SUSTAINABLE GROWTH
*W EXP 01/21/202
G3194F117
31
32709
SH
DFND
1
32709
0
0
EVO ACQUISITION CORP
*W EXP 01/04/202
30052G116
38
61989
SH
DFND
1
61989
0
0
EVO ACQUISITION CORP
COM CL A
30052G108
2330
240205
SH
DFND
1
240205
0
0
EXAGEN INC
COM
30068X103
10884
726078
SH
DFND
3
726078
0
0
EXELIXIS INC
COM
30161Q104
352
19322
SH
DFND
1
19322
0
0
EXELIXIS INC
COM
30161Q104
8
27500
SH
Call
DFND
1
27500
0
0
EXELIXIS INC
COM
30161Q104
125
27500
SH
Put
DFND
1
27500
0
0
FALCON CAPITAL ACQUISITN COR
*W EXP 08/20/202
30606L116
113
63355
SH
DFND
1
63355
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
21
108034
SH
DFND
1
108034
0
0
FAST ACQUISITION CORP II
UNIT 03/16/2026
311874200
207
20624
SH
DFND
1
20624
0
0
FIFTH THIRD BANCORP
COM
316773100
1027
26869
SH
DFND
1
26869
0
0
FIFTH THIRD BANCORP
COM
316773100
9
20000
SH
Put
DFND
1
20000
0
0
FINSERV ACQUISITION CORP II
UNIT 02/17/2026
31809Y202
200
19982
SH
DFND
1
19982
0
0
FINTECH ACQUISITION CORP V
COM CL A
31810Q107
610
50000
SH
DFND
3
50000
0
0
FIRSTENERGY CORP
COM
337932107
936
25153
SH
DFND
1
25153
0
0
FIRSTENERGY CORP
COM
337932107
70
203100
SH
Call
DFND
1
203100
0
0
FIRSTENERGY CORP
COM
337932107
25
47800
SH
Put
DFND
1
47800
0
0
FLAME ACQUISITION CORP
*W EXP 02/26/202
33850F116
134
125000
SH
DFND
3
125000
0
0
FLAME ACQUISITION CORP
COM CL A
33850F108
2415
250000
SH
DFND
3
250000
0
0
FOLEY TRASIMENE ACQUISTN COR
COM CL A
34431F104
14655
1500000
SH
DFND
3
1500000
0
0
FOLEY TRASIMENE ACQUISTN COR
COM CL A
34431F104
489
50000
SH
DFND
1
50000
0
0
FORESIGHT ACQUISITION CORP
*W EXP 01/29/202
34552Y114
232
166666
SH
DFND
3
166666
0
0
FORESIGHT ACQUISITION CORP
CL A
34552Y106
4945
500000
SH
DFND
3
500000
0
0
FORESIGHT ACQUISITION CORP
UNIT 01/29/2026
34552Y205
748
75000
SH
DFND
1
75000
0
0
FOREST ROAD ACQUISITION COR
*W EXP 01/15/202
34619V111
85
60359
SH
DFND
1
60359
0
0
FORTISTAR SUSTAINABLE SOL CO
*W EXP 01/14/202
34962M114
84
75000
SH
DFND
3
75000
0
0
FORTISTAR SUSTAINABLE SOL CO
*W EXP 01/14/202
34962M114
249
222598
SH
DFND
1
222598
0
0
FORTISTAR SUSTAINABLE SOL CO
COM CL A
34962M106
1703
175000
SH
DFND
3
175000
0
0
FORTRESS CAPITAL ACQUISITION
*W EXP 99/99/999
G36427121
65
60000
SH
DFND
1
60000
0
0
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
1510
45000
SH
DFND
3
45000
0
0
FORTRESS VALUE ACQUIS CORP I
*W EXP 12/31/202
34964G115
60
50000
SH
DFND
1
50000
0
0
FORTRESS VALUE ACQUIS CORP I
COM CL A
34964G107
552
56220
SH
DFND
3
56220
0
0
FORTRESS VALUE ACQUISI CORP
*W EXP 03/18/202
34964K116
46
35674
SH
DFND
1
35674
0
0
FORUM MERGER IV CORP
*W EXP 03/15/202
349875112
50
39120
SH
DFND
1
39120
0
0
FOX CORP
CL A COM
35137L105
661
17811
SH
DFND
1
17811
0
0
FREEDOM ACQUISITION I CORP
*W EXP 99/99/999
G3663X128
40
37200
SH
DFND
1
37200
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1763
47499
SH
DFND
1
47499
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
25
10000
SH
Call
DFND
1
10000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
5
20000
SH
Put
DFND
1
20000
0
0
FTAC PARNASSUS ACQUISITN COR
*W EXP 03/10/202
30319B116
20
17697
SH
DFND
1
17697
0
0
FULCRUM THERAPEUTICS INC
COM
359616109
13832
1319887
SH
DFND
3
1319887
0
0
GABELLI EQUITY TR INC
RIGHT 07/14/2021
362397218
12
100000
SH
DFND
1
100000
0
0
GAMESTOP CORP NEW
CL A
36467W109
1
69000
SH
Put
DFND
1
69000
0
0
GENERAL ELECTRIC CO
COM
369604103
2055
315000
SH
Call
DFND
1
315000
0
0
GENERAL ELECTRIC CO
COM
369604103
139
384200
SH
Put
DFND
1
384200
0
0
GLASS HOUSES ACQUISITION COR
CLASS A COM
37714P103
443
46047
SH
DFND
1
46047
0
0
GLOBAL PARTNER ACQISTN CORP
*W EXP 01/14/202
G3934P128
21
20000
SH
DFND
1
20000
0
0
GLOBAL PARTNER ACQISTN CORP
CL A SHS
G3934P102
1231
126095
SH
DFND
1
126095
0
0
GLOBAL PARTNER ACQISTN CORP
UNIT 01/06/2026
G3934P110
495
50000
SH
DFND
1
50000
0
0
GLOBAL SYNERGY ACQUISIT CORP
*W EXP 99/99/999
G3934J122
99
125000
SH
DFND
3
125000
0
0
GLOBAL SYNERGY ACQUISIT CORP
CL A SHS
G3934J106
2430
250500
SH
DFND
3
250500
0
0
GLOBAL SYNERGY ACQUISIT CORP
UNIT 01/01/2024
G3934J114
202
20000
SH
DFND
1
20000
0
0
GLOBAL X FDS
US INFR DEV ETF
37954Y673
404
15708
SH
DFND
1
15708
0
0
GLOBAL X FDS
US INFR DEV ETF
37954Y673
1
900
SH
Call
DFND
1
900
0
0
GLOBAL X FDS
US INFR DEV ETF
37954Y673
14
41400
SH
Put
DFND
1
41400
0
0
GLOBALSTAR INC
COM
378973408
45
25000
SH
DFND
1
25000
0
0
GO ACQUISITION CORP
*W EXP 08/31/202
362019119
80
72633
SH
DFND
1
72633
0
0
GOAL ACQUISITIONS CORP
*W EXP 02/11/202
38021H115
130
203700
SH
DFND
1
203700
0
0
GOL LINHAS AEREAS INTELIGENT
SPON ADR PFD NEW
38045R206
184
20000
SH
DFND
1
20000
0
0
GORES GUGGENHEIM INC
*W EXP 03/25/202
38286Q115
55
40000
SH
DFND
1
40000
0
0
GORES HLDGS VIII INC
*W EXP 03/01/202
382863116
54
41766
SH
DFND
1
41766
0
0
GORES HOLDINGS VII INC
*W EXP 02/25/202
38286T119
62
45489
SH
DFND
1
45489
0
0
GREENLANE HLDGS INC
CL A
395330103
1505
336686
SH
DFND
1
336686
0
0
GROUP NINE ACQUISITION CORP
*W EXP 01/15/202
39947R112
189
160424
SH
DFND
1
160424
0
0
GRUPO AEROPORTUARIO DEL CENT
SPON ADR
400501102
5603
107316
SH
DFND
1
107316
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
476
10480
SH
DFND
1
10480
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
14
17500
SH
Call
DFND
1
17500
0
0
HERSHEY CO
COM
427866108
54
35000
SH
Call
DFND
1
35000
0
0
HOME DEPOT INC
COM
437076102
99846
320000
SH
DFND
3
320000
0
0
HORIZON ACQUISITION CORP
COM CL A
G46049105
498
50000
SH
DFND
1
50000
0
0
HUDSON EXECUTIVE INVS CORP I
*W EXP 01/31/202
443760111
30
25000
SH
DFND
3
25000
0
0
HUDSON EXECUTIVE INVS CORP I
*W EXP 01/31/202
443760111
1
1050
SH
DFND
1
1050
0
0
HUDSON EXECUTIVE INVS CORP I
COM CL A
443760103
971
100000
SH
DFND
3
100000
0
0
HUNT J B TRANS SVCS INC
COM
445658107
78
100000
SH
Put
DFND
1
100000
0
0
II-VI INC
COM
902104108
223
60700
SH
Call
DFND
1
60700
0
0
INDEPENDENCE HOLDINGS CORP
UNIT 03/02/2026
G4761A119
706
70634
SH
DFND
1
70634
0
0
INNOVIZ TECHNOLOGIES LTD
*W EXP 04/05/202
M5R635116
170
51529
SH
DFND
3
51529
0
0
INNOVIZ TECHNOLOGIES LTD
SHS
M5R635108
1586
150000
SH
DFND
3
150000
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
665
27758
SH
DFND
1
27758
0
0
INTERPRIVATE II ACQUISITION
UNIT 99/99/9999
46064Q207
299
29972
SH
DFND
1
29972
0
0
INTERPRIVATE III FINANCIAL P
UNIT 99/99/9999
46064R205
704
70561
SH
DFND
1
70561
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1157
7675
SH
DFND
3
7675
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
1173
6370
SH
DFND
3
6370
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
273974
773000
SH
DFND
3
773000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
182
7500
SH
Call
DFND
1
7500
0
0
INVESTINDUSTRIAL ACQUISITION
*W EXP 10/30/202
G4771L113
14
13334
SH
DFND
1
13334
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
1105
27708
SH
DFND
1
27708
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
28
51600
SH
Put
DFND
1
51600
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2
50000
SH
Put
DFND
1
50000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
5369
115883
SH
DFND
1
115883
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
4
60000
SH
Call
DFND
1
60000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
235
313600
SH
Put
DFND
1
313600
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
267642
3040000
SH
DFND
3
3040000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
11
51200
SH
Put
DFND
1
51200
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
279
5067
SH
DFND
1
5067
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
375
1619400
SH
Call
DFND
1
1619400
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
57
145000
SH
Put
DFND
1
145000
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
23377
75000
SH
DFND
3
75000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
95182
414970
SH
DFND
3
414970
0
0
ISHARES TR
US HOME CONS ETF
464288752
20766
300000
SH
DFND
3
300000
0
0
JAWS MUSTANG ACQUISITION COR
*W EXP 01/30/202
G50737124
47
37500
SH
DFND
3
37500
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
976
100000
SH
DFND
3
100000
0
0
JAWS SPITFIRE ACQUISITION CO
*W EXP 12/01/202
G50740110
67
34996
SH
DFND
1
34996
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
1105
6219
SH
DFND
1
6219
0
0
JUST EAT TAKEAWAY COM N V
SPONSORED ADS
48214T305
351
19205
SH
DFND
1
19205
0
0
KADEM SUSTAINABLE IMPACT COR
CLASS A COM
48284E105
265
27587
SH
DFND
1
27587
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
386
205900
SH
Call
DFND
1
205900
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
210
125400
SH
Put
DFND
1
125400
0
0
KATAPULT HOLDINGS INC
COM
485859102
119
10964
SH
DFND
1
10964
0
0
KERNEL GROUP HOLDINGS INC
*W EXP 02/02/202
G5259L129
57
54018
SH
DFND
1
54018
0
0
KEYCORP
COM
493267108
217
10489
SH
DFND
1
10489
0
0
KINGSWOOD ACQUISITION CORP
*W EXP 05/01/202
496861113
87
124926
SH
DFND
1
124926
0
0
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
139
10000
SH
DFND
1
10000
0
0
KKR ACQUISITION HOLDING I CO
*W EXP 99/99/999
48253T117
178
151072
SH
DFND
1
151072
0
0
KKR ACQUISITION HOLDING I CO
COM CLASS A
48253T109
246
25029
SH
DFND
1
25029
0
0
KL ACQUISITION CORP
*W EXP 01/12/202
49837C117
84
89524
SH
DFND
1
89524
0
0
KLUDEIN I ACQUISITION CORP
CL A
49878L109
977
100000
SH
DFND
3
100000
0
0
KROGER CO
COM
501044101
718
18754
SH
DFND
1
18754
0
0
KROGER CO
COM
501044101
1
3600
SH
Call
DFND
1
3600
0
0
KROGER CO
COM
501044101
26
47200
SH
Put
DFND
1
47200
0
0
L&F ACQUISITION CORP
*W EXP 05/23/202
G53702117
10
11500
SH
DFND
1
11500
0
0
LANDCADIA HOLDINGS IV INC
*W EXP 03/29/202
51477A112
53
50000
SH
DFND
1
50000
0
0
LAZARD GROWTH ACQUISITION CO
*W EXP 02/10/202
G54035111
44
38020
SH
DFND
1
38020
0
0
LAZARD GROWTH ACQUISITION CO
*W EXP 02/10/202
G54035111
173
150000
SH
DFND
3
150000
0
0
LAZARD GROWTH ACQUISITION CO
SHS
G54035103
7335
750000
SH
DFND
3
750000
0
0
LEMONADE INC
COM
52567D107
2188
20000
SH
DFND
3
20000
0
0
LEO HLDGS CORP II
*W EXP 01/07/202
G5463R128
19
20000
SH
DFND
1
20000
0
0
LEVERE HOLDINGS CORP
UNIT 03/09/2026
G5462L114
148
14458
SH
DFND
1
14458
0
0
LIBERTY MEDIA ACQUISITION CO
*W EXP 01/22/202
53073L112
110
50000
SH
DFND
1
50000
0
0
LIFESCI ACQUISITION II CORP
COM
53229E103
7250
725000
SH
DFND
3
725000
0
0
LIONHEART ACQUISITION CORP I
*W EXP 02/14/202
53625R112
24
25000
SH
DFND
1
25000
0
0
LIONHEART ACQUISITION CORP I
COM CL A
53625R104
987
100000
SH
DFND
3
100000
0
0
LIVE OAK MOBILITY ACQUISI CO
*W EXP 03/04/202
538126111
28
18637
SH
DFND
1
18637
0
0
LIVE OAK MOBILITY ACQUISI CO
COM CL A
538126103
744
75955
SH
DFND
1
75955
0
0
LOWES COS INC
COM
548661107
100864
520000
SH
DFND
3
520000
0
0
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
631
255000
SH
Call
DFND
1
255000
0
0
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
128
256200
SH
Put
DFND
1
256200
0
0
LYDALL INC
COM
550819106
230
3799
SH
DFND
1
3799
0
0
M3 BRIGADE ACQUISITION II CO
*W EXP 09/03/202
553800111
79
67900
SH
DFND
1
67900
0
0
MALLARD ACQUISITION CORP
COM
561204108
2421
242604
SH
DFND
3
242604
0
0
MASON INDUSTRIAL TECHNOLGY I
*W EXP 99/99/999
57520Y114
10
11636
SH
DFND
1
11636
0
0
MASON INDUSTRIAL TECHNOLGY I
COM CL A
57520Y106
236
24466
SH
DFND
1
24466
0
0
MCAP ACQUISITION CORP
*W EXP 03/02/202
55282T117
26
24900
SH
DFND
1
24900
0
0
MCAP ACQUISITION CORP
*W EXP 03/02/202
55282T117
71
66666
SH
DFND
3
66666
0
0
MCAP ACQUISITION CORP
COM CL A
55282T109
1924
200000
SH
DFND
3
200000
0
0
MCDONALDS CORP
COM
580135101
117
505
SH
DFND
1
505
0
0
MCDONALDS CORP
COM
580135101
26
15000
SH
Put
DFND
1
15000
0
0
MEDTECH ACQUISITION CORP
*W EXP 12/22/202
58507N113
28
27500
SH
DFND
1
27500
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
399
29397
SH
DFND
1
29397
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
54
25000
SH
Put
DFND
1
25000
0
0
MESOBLAST LTD
SPONS ADR
590717104
429
57300
SH
DFND
1
57300
0
0
META MATERIALS INC
COM
59134N104
2
319
SH
DFND
1
319
0
0
META MATERIALS INC
COM
59134N104
38
268700
SH
Call
DFND
1
268700
0
0
MORINGA ACQUISITION CORP
*W EXP 02/22/202
G6S23K124
8
10000
SH
DFND
1
10000
0
0
NATURAL ORDER ACQUISITION CO
*W EXP 09/15/202
63889L115
14
19872
SH
DFND
1
19872
0
0
NATURAL ORDER ACQUISITION CO
COM
63889L107
1956
200000
SH
DFND
3
200000
0
0
NAUTILUS BIOTECHNOLOGY INC
COM
63909J108
303
30000
SH
DFND
1
30000
0
0
NEWHOLD INVESTMENT CORP
*W EXP 03/10/202
651448110
35
20000
SH
DFND
1
20000
0
0
NICE LTD
SPONSORED ADR
653656108
12620
51000
SH
DFND
1
51000
0
0
NICE LTD
SPONSORED ADR
653656108
462
51000
SH
Put
DFND
1
51000
0
0
NOBLE ROCK ACQUISITION CORP
*W EXP 01/31/202
G6546R119
19
22069
SH
DFND
1
22069
0
0
NOKIA CORP
SPONSORED ADR
654902204
5320
1000000
SH
DFND
1
1000000
0
0
NORDSTROM INC
COM
655664100
1971
53901
SH
DFND
1
53901
0
0
NORDSTROM INC
COM
655664100
18
13000
SH
Put
DFND
1
13000
0
0
NORTH MOUNTAIN MERGER CORP
*W EXP 09/16/202
661204115
99
75921
SH
DFND
1
75921
0
0
NORTHERN GENESIS ACQUISITION
*W EXP 01/15/202
66516U119
265
159893
SH
DFND
1
159893
0
0
NORTHERN GENESIS ACQUISITION
UNIT 99/99/9999
66516U200
287
27113
SH
DFND
1
27113
0
0
NOVO-NORDISK A S
ADR
670100205
260
3100
SH
DFND
1
3100
0
0
NOVUS CAPITAL CORPORATION II
*W EXP 02/02/202
67012W112
15
13093
SH
DFND
1
13093
0
0
NOVUS CAPITAL CORPORATION II
*W EXP 02/02/202
67012W112
70
60133
SH
DFND
3
60133
0
0
NOVUS CAPITAL CORPORATION II
COM CL A
67012W104
1755
180000
SH
DFND
3
180000
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
226
470200
SH
Call
DFND
1
470200
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
29
58300
SH
Put
DFND
1
58300
0
0
NUVATION BIO INC
*W EXP 07/07/202
67080N119
68
26250
SH
DFND
1
26250
0
0
NUVATION BIO INC
COM CL A
67080N101
3346
359375
SH
DFND
1
359375
0
0
OCCIDENTAL PETE CORP
COM
674599105
1827
160000
SH
Call
DFND
1
160000
0
0
OMEROS CORP
COM
682143102
538
36258
SH
DFND
1
36258
0
0
OMEROS CORP
COM
682143102
141
61300
SH
Put
DFND
1
61300
0
0
ONE EQUITY PARTNERS OPEN WTR
*W EXP 01/14/202
68237L113
19
20811
SH
DFND
1
20811
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
31
31745
SH
DFND
3
31745
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
124
150000
SH
Call
DFND
1
150000
0
0
ORIGIN MATERIALS INC
COM
68622D106
653
79615
SH
DFND
1
79615
0
0
ORIGIN MATERIALS INC
COM
68622D106
12
84500
SH
Call
DFND
1
84500
0
0
ORION ACQUISITION CORP
*W EXP 02/19/202
68626A116
10
10500
SH
DFND
1
10500
0
0
ORPHAZYME A S
ADS
687305102
18
2500
SH
DFND
1
2500
0
0
ORPHAZYME A S
ADS
687305102
2
5500
SH
Call
DFND
1
5500
0
0
ORPHAZYME A S
ADS
687305102
5
2500
SH
Put
DFND
1
2500
0
0
OYSTER ENTERPRISES ACQ CORP
COM CL A
69242M104
229
23630
SH
DFND
1
23630
0
0
PERIDOT ACQUISITION CORP
SHS CL A
G7008A115
609
50000
SH
DFND
3
50000
0
0
PERIDOT ACQUISITION CORP II
UNIT 99/99/9999
G7008B113
476
47634
SH
DFND
1
47634
0
0
PETCO HEALTH & WELLNESS CO I
COM
71601V105
3111
138800
SH
DFND
1
138800
0
0
PETCO HEALTH & WELLNESS CO I
COM
71601V105
1097
86000
SH
Put
DFND
1
86000
0
0
PLBY GROUP INC
COM
72814P109
2
10300
SH
Put
DFND
1
10300
0
0
PLURISTEM THERAPEUTICS INC
COM NEW
72940R300
40
10134
SH
DFND
1
10134
0
0
PNC FINL SVCS GROUP INC
COM
693475105
540
6700
SH
Call
DFND
1
6700
0
0
PONTEM CORPORATION
*W EXP 01/05/202
G71707122
19
25000
SH
DFND
1
25000
0
0
POPULATION HEALTH INVS CO IN
*W EXP 10/01/202
G71716115
162
140803
SH
DFND
1
140803
0
0
POWER & DIGITAL INFRA ACQ CO
COM CL A
739190106
989
100659
SH
DFND
1
100659
0
0
POWER & DIGITAL INFRA ACQ CO
UNIT 99/99/9999
739190205
458
45388
SH
DFND
1
45388
0
0
PRIMAVERA CAPITAL ACQUIST CO
*W EXP 01/19/202
G7255E117
13
12442
SH
DFND
1
12442
0
0
PRIMAVERA CAPITAL ACQUIST CO
SHS CL A
G7255E109
123
12554
SH
DFND
1
12554
0
0
PRIVETERRA ACQUISITION CORP
*W EXP 02/28/202
74275N110
25
25000
SH
DFND
1
25000
0
0
PROGRESS ACQUISITION CORP
*W EXP 11/11/202
74327P113
36
51000
SH
DFND
1
51000
0
0
PROPERTY SOLUTIONS ACQUISITI
*W EXP 03/01/202
74350A116
25
20770
SH
DFND
1
20770
0
0
PROPERTY SOLUTIONS ACQUISITI
COM
74348Q108
73
147600
SH
Call
DFND
1
147600
0
0
PROPERTY SOLUTIONS ACQUISITI
COM
74348Q108
14
30000
SH
Put
DFND
1
30000
0
0
PROPERTY SOLUTIONS ACQUISITI
UNIT 03/01/2026
74350A207
512
51580
SH
DFND
1
51580
0
0
PROQR THRAPEUTICS N V
SHS EURO
N71542109
1797
266661
SH
DFND
3
266661
0
0
PTK ACQUISITION CORP
COM
69375F108
2577
260000
SH
DFND
3
260000
0
0
QTS RLTY TR INC
COM CL A
74736A103
8
28000
SH
Call
DFND
1
28000
0
0
QUANTERIX CORP
COM
74766Q101
340
5796
SH
DFND
1
5796
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
816
27887
SH
DFND
1
27887
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
1328
28500
SH
Put
DFND
1
28500
0
0
QUEENS GAMBIT GROWTH CAPITAL
*W EXP 01/19/202
G7315C119
17
16828
SH
DFND
1
16828
0
0
QUEENS GAMBIT GROWTH CAPITAL
UNIT 01/19/2026
G7315C127
138
13745
SH
DFND
1
13745
0
0
RADIUS HEALTH INC
COM NEW
750469207
12
640
SH
DFND
1
640
0
0
RADIUS HEALTH INC
COM NEW
750469207
13
7500
SH
Call
DFND
1
7500
0
0
RADIUS HEALTH INC
COM NEW
750469207
25
7500
SH
Put
DFND
1
7500
0
0
REALOGY HLDGS CORP
COM
75605Y106
21
20000
SH
Call
DFND
1
20000
0
0
REALOGY HLDGS CORP
COM
75605Y106
6
21000
SH
Put
DFND
1
21000
0
0
REDBALL ACQUISITION CORP
*W EXP 08/17/202
G7417R113
106
98585
SH
DFND
1
98585
0
0
REDBALL ACQUISITION CORP
COM CL A
G7417R105
418
42800
SH
DFND
1
42800
0
0
REDBALL ACQUISITION CORP
COM CL A
G7417R105
12227
1251494
SH
DFND
3
1251494
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
438
21690
SH
DFND
1
21690
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
28
43500
SH
Call
DFND
1
43500
0
0
RELMADA THERAPEUTICS INC
COM
75955J402
5110
159633
SH
DFND
3
159633
0
0
RELMADA THERAPEUTICS INC
COM
75955J402
65
13500
SH
Call
DFND
1
13500
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
266
61273
SH
DFND
1
61273
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
14
24500
SH
Call
DFND
1
24500
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
104
85300
SH
Put
DFND
1
85300
0
0
RIOT BLOCKCHAIN INC
COM
767292105
942
25000
SH
DFND
3
25000
0
0
RMG ACQUISITION CORP II
CL A SHS
G76083107
804
80788
SH
DFND
3
80788
0
0
RMG ACQUISITION CORP III
*W EXP 02/08/202
G76088122
32
25229
SH
DFND
1
25229
0
0
RMG ACQUISITION CORP III
*W EXP 02/08/202
G76088122
44
34940
SH
DFND
3
34940
0
0
RMG ACQUISITION CORP III
CL A SHS
G76088106
1569
160900
SH
DFND
3
160900
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
44290
1000000
SH
DFND
3
1000000
0
0
ROSS ACQUISITION CORP II
*W EXP 02/01/202
G7641C114
10
10528
SH
DFND
1
10528
0
0
ROSS ACQUISITION CORP II
UNIT 99/99/9999
G7641C122
250
25000
SH
DFND
1
25000
0
0
ROTH CH ACQUISITION III CO
*W EXP 02/26/202
77867Q110
26
15711
SH
DFND
1
15711
0
0
RXR ACQUISITION CORP
UNIT 01/01/2025
74981W206
942
94466
SH
DFND
1
94466
0
0
SALESFORCE COM INC
COM
79466L302
900
3684
SH
DFND
1
3684
0
0
SALESFORCE COM INC
COM
79466L302
41
45000
SH
Call
DFND
1
45000
0
0
SALESFORCE COM INC
COM
79466L302
73
10000
SH
Put
DFND
1
10000
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
15
28300
SH
Call
DFND
1
28300
0
0
SARISSA CAPITAL ACQUISITN CO
*W EXP 10/23/202
G7823W110
133
100000
SH
DFND
3
100000
0
0
SARISSA CAPITAL ACQUISITN CO
CL A
G7823W102
2976
300000
SH
DFND
3
300000
0
0
SCION TECH GROWTH I
*W EXP 11/01/202
G31067112
14
13068
SH
DFND
1
13068
0
0
SCION TECH GROWTH II
*W EXP 01/28/202
G31070116
9
10000
SH
DFND
1
10000
0
0
SCION TECH GROWTH II
UNIT 99/99/9999
G31070124
228
22912
SH
DFND
1
22912
0
0
SCIPLAY CORPORATION
CL A
809087109
2555
150719
SH
DFND
1
150719
0
0
SCIPLAY CORPORATION
CL A
809087109
194
310200
SH
Put
DFND
1
310200
0
0
SCVX CORP
*W EXP 01/24/202
G79448117
206
192090
SH
DFND
1
192090
0
0
SEER INC
COM CL A
81578P106
14
31300
SH
Call
DFND
1
31300
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
18855
350000
SH
DFND
3
350000
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
194
5280
SH
DFND
1
5280
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
88
100000
SH
Call
DFND
1
100000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
42823
340000
SH
DFND
3
340000
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
51200
500000
SH
DFND
3
500000
0
0
SENIOR CONNECT ACQUISITN COR
*W EXP 12/31/202
81723H116
47
55282
SH
DFND
1
55282
0
0
SENIOR CONNECT ACQUISITN COR
COM CL A
81723H108
498
51138
SH
DFND
1
51138
0
0
SILVER CREST ACQUISITION COR
CL A SHS
G81355102
111
11453
SH
DFND
1
11453
0
0
SILVERBOX ENGAGED MERGER CO
UNIT 03/31/2028
82836L200
367
36722
SH
DFND
1
36722
0
0
SIMON PROPERTY GRP ACQ HOLDI
UNIT 99/99/9999
82880R202
163
16200
SH
DFND
1
16200
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
203
188200
SH
Call
DFND
1
188200
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
23
19100
SH
Put
DFND
1
19100
0
0
SLAM CORP
*W EXP 02/23/202
G8210L121
22
20307
SH
DFND
1
20307
0
0
SOARING EAGLE ACQUISITION CO
*W EXP 02/23/202
G8354H118
33
10000
SH
DFND
1
10000
0
0
SOCIAL CAP SUVRETTA HLDS CRP
CLASS A ORD SHS
G8253T106
343
33915
SH
DFND
1
33915
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
*W EXP 09/26/202
G8251L113
124
60320
SH
DFND
1
60320
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
SHS CL A
G82514103
225
21684
SH
DFND
1
21684
0
0
SOCIAL LEVERAGE ACQUISN CORP
UNIT 99/99/9999
83363K201
337
33719
SH
DFND
1
33719
0
0
SOFI TECHNOLOGIES INC
COM
83406F102
4440
231600
SH
DFND
1
231600
0
0
SOFI TECHNOLOGIES INC
COM
83406F102
40
54200
SH
Call
DFND
1
54200
0
0
SOFI TECHNOLOGIES INC
COM
83406F102
2899
277600
SH
Put
DFND
1
277600
0
0
SPARTACUS ACQUISITION CORP
CL A
84677L109
471
46874
SH
DFND
3
46874
0
0
SPARTAN ACQUISITION CORP III
*W EXP 02/04/202
84677R114
57
47854
SH
DFND
1
47854
0
0
SPARTAN ACQUISITION CORP III
UNIT 99/99/9999
84677R205
978
97237
SH
DFND
3
97237
0
0
SPDR GOLD TR
GOLD SHS
78463V107
4154
25083
SH
DFND
1
25083
0
0
SPDR GOLD TR
GOLD SHS
78463V107
304
159700
SH
Put
DFND
1
159700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
182324
425930
SH
DFND
3
425930
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
268
155000
SH
Call
DFND
1
155000
0
0
SPDR SER TR
S&P BIOTECH
78464A870
6594
48702
SH
DFND
1
48702
0
0
SPDR SER TR
S&P BIOTECH
78464A870
54160
400000
SH
DFND
3
400000
0
0
SPDR SER TR
S&P BIOTECH
78464A870
58
102800
SH
Put
DFND
1
102800
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
14407
149000
SH
DFND
3
149000
0
0
SPDR SER TR
S&P RETAIL ETF
78464A714
19446
200000
SH
DFND
3
200000
0
0
SPDR SER TR
S&P RETAIL ETF
78464A714
493
302500
SH
Call
DFND
1
302500
0
0
SPDR SER TR
S&P RETAIL ETF
78464A714
79
383400
SH
Put
DFND
1
383400
0
0
SPINNAKER ETF SERIES
CANNABIS ETF
84858T400
429
25000
SH
DFND
1
25000
0
0
SPORTS ENTERTAINMENT ACQU CO
*W EXP 10/30/202
84918M114
435
199654
SH
DFND
1
199654
0
0
SPORTSTEK ACQUISITION CORP
*W EXP 02/16/202
849196118
13
17450
SH
DFND
1
17450
0
0
SPRING VY ACQUISITION CORP
*W EXP 05/20/202
G8377A124
106
76591
SH
DFND
1
76591
0
0
STABLE RD ACQUISITION CORP
COM CL A
85236Q109
28
14300
SH
Call
DFND
1
14300
0
0
STEM INC
*W EXP 08/11/202
85859N110
1377
57937
SH
DFND
1
57937
0
0
STERLING BANCORP DEL
COM
85917A100
339
13684
SH
DFND
1
13684
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
459
154634
SH
DFND
1
154634
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
41592
6036605
SH
DFND
1
6036605
0
0
SUNDIAL GROWERS INC
COM
86730L109
206
216601
SH
DFND
1
216601
0
0
SUNDIAL GROWERS INC
COM
86730L109
2
13500
SH
Put
DFND
1
13500
0
0
SUSTAINABLE DEVELP ACQU I CO
*W EXP 02/04/202
86934L111
67
70000
SH
DFND
1
70000
0
0
SUSTAINABLE DEVELP ACQU I CO
UNIT 02/04/2026
86934L202
1018
100000
SH
DFND
3
100000
0
0
SVF INVESTMENT CORP
*W EXP 12/20/202
G8601L128
69
44500
SH
DFND
1
44500
0
0
SVF INVESTMENT CORP
CL A SHS
G8601L102
738
74685
SH
DFND
1
74685
0
0
SWITCH INC
CL A
87105L104
7481
354380
SH
DFND
1
354380
0
0
SWITCH INC
CL A
87105L104
6
2300
SH
Call
DFND
1
2300
0
0
SWITCH INC
CL A
87105L104
111
161000
SH
Put
DFND
1
161000
0
0
TABOOLA.COM LTD
*W EXP 06/29/202
M8744T114
1911
697500
SH
DFND
1
697500
0
0
TABOOLA.COM LTD
ORD SHS
M8744T106
3160
305301
SH
DFND
1
305301
0
0
TAILWIND INTERNATNAL ACQ COR
UNIT 99/99/9999
G8662F127
205
20489
SH
DFND
1
20489
0
0
TARSUS PHARMACEUTICALS INC
COM
87650L103
14904
514289
SH
DFND
3
514289
0
0
TATTOOED CHEF INC
COM CL A
87663X102
858
40000
SH
DFND
3
40000
0
0
TCW SPECIAL PURPOSE ACQU COR
UNIT 99/99/9999
87301L205
149
14986
SH
DFND
1
14986
0
0
TECH AND ENERGY TRANSITION
CLASS A COM
87823R102
431
44621
SH
DFND
1
44621
0
0
TEKKORP DIGITAL ACQUISITN CO
*W EXP 10/26/202
G8739H114
15
14660
SH
DFND
1
14660
0
0
TELA BIO INC
COM
872381108
6304
391285
SH
DFND
3
391285
0
0
TERNS PHARMACEUTICALS INC
COM
880881107
1042
85000
SH
DFND
3
85000
0
0
THE MUSIC ACQUISITION CORP
*W EXP 02/05/202
62752R118
21
25000
SH
DFND
1
25000
0
0
THE ORIGINAL BARK COMPANY
COM
68622E104
1364
123100
SH
DFND
1
123100
0
0
THE ORIGINAL BARK COMPANY
COM
68622E104
515
123100
SH
Put
DFND
1
123100
0
0
THE REALREAL INC
COM
88339P101
2035
103007
SH
DFND
1
103007
0
0
THE REALREAL INC
COM
88339P101
5
25000
SH
Call
DFND
1
25000
0
0
THE REALREAL INC
COM
88339P101
7
26900
SH
Put
DFND
1
26900
0
0
THIMBLE POINT ACQUISITION CO
*W EXP 02/04/202
88408P115
22
15000
SH
DFND
1
15000
0
0
TILRAY INC
COM CL 2
88688T100
830
45897
SH
DFND
1
45897
0
0
TILRAY INC
COM CL 2
88688T100
863
158600
SH
Call
DFND
1
158600
0
0
TISHMAN SPEYER INNOVATION CO
*W EXP 02/11/202
88825H118
63
50000
SH
DFND
3
50000
0
0
TISHMAN SPEYER INNOVATION CO
COM CL A
88825H100
2384
240585
SH
DFND
3
240585
0
0
TLG ACQUISITION ONE CORP
*W EXP 01/25/202
87257M116
17
21783
SH
DFND
1
21783
0
0
TPG PACE BENEFICIAL II CORP
COMMON STOCK
G89826104
510
50586
SH
DFND
1
50586
0
0
TPI COMPOSITES INC
COM
87266J104
276
5707
SH
DFND
1
5707
0
0
TPI COMPOSITES INC
COM
87266J104
128
41500
SH
Call
DFND
1
41500
0
0
TREBIA ACQUISITION CORP
*W EXP 99/99/999
G9027T117
184
106846
SH
DFND
1
106846
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
5
497
SH
DFND
1
497
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
9900
1000000
SH
DFND
3
1000000
0
0
TRIPADVISOR INC
COM
896945201
346
40000
SH
Call
DFND
1
40000
0
0
TWC TECH HLDGS II CORP
*W EXP 09/15/202
90117G113
62
35580
SH
DFND
1
35580
0
0
TWIN RIDGE CAPITAL ACQUIS CO
*W EXP 03/07/202
G9151L120
23
25000
SH
DFND
1
25000
0
0
TWITTER INC
COM
90184L102
38
557
SH
DFND
1
557
0
0
TWITTER INC
COM
90184L102
51
10100
SH
Call
DFND
1
10100
0
0
TWITTER INC
COM
90184L102
51
18100
SH
Put
DFND
1
18100
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
263
2756
SH
DFND
1
2756
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
28
7000
SH
Put
DFND
1
7000
0
0
UNION ACQUISITION CORP II
*W EXP 04/01/202
G9402Q126
60
65863
SH
DFND
1
65863
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
80
10100
SH
Call
DFND
1
10100
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
45
10100
SH
Put
DFND
1
10100
0
0
USHG ACQUISITION CORP
*W EXP 02/24/202
91748P118
25
24597
SH
DFND
1
24597
0
0
VECTOIQ ACQUISITION CORP II
*W EXP 01/07/202
92244F117
387
282586
SH
DFND
1
282586
0
0
VECTOIQ ACQUISITION CORP II
UNIT 99/99/9999
92244F208
563
54847
SH
DFND
1
54847
0
0
VENTOUX CCM ACQUISITION CORP
COM
92280L101
2780
280000
SH
DFND
3
280000
0
0
VENUS ACQUISITION CORPORATIO
*W EXP 04/30/202
G9420F110
6
16100
SH
DFND
1
16100
0
0
VIEWRAY INC
COM
92672L107
346
346400
SH
Call
DFND
1
346400
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
352
7659
SH
DFND
1
7659
0
0
VIRGIN GROUP ACQUISIT CORP I
*W EXP 03/13/202
G9460K128
258
201437
SH
DFND
1
201437
0
0
VMWARE INC
CL A COM
928563402
117
729
SH
DFND
1
729
0
0
VMWARE INC
CL A COM
928563402
7
15500
SH
Call
DFND
1
15500
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
401
40346
SH
DFND
1
40346
0
0
WARBURG PINCUS CAPTAL CORP I
*W EXP 99/99/999
G9460M124
15
11232
SH
DFND
1
11232
0
0
WARBURG PINCUS CAPTAL CORP I
SHS CL A
G9461D107
560
57101
SH
DFND
1
57101
0
0
WEIBO CORP
SPONSORED ADR
948596101
1
10000
SH
Put
DFND
1
10000
0
0
WELLS FARGO CO NEW
COM
949746101
1036
22866
SH
DFND
1
22866
0
0
WELLS FARGO CO NEW
COM
949746101
21
6600
SH
Call
DFND
1
6600
0
0
WHIRLPOOL CORP
COM
963320106
253
1160
SH
DFND
1
1160
0
0
WHIRLPOOL CORP
COM
963320106
19
10000
SH
Call
DFND
1
10000
0
0
WHIRLPOOL CORP
COM
963320106
108
10000
SH
Put
DFND
1
10000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
44
12100
SH
Call
DFND
1
12100
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
22
12100
SH
Put
DFND
1
12100
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
1934
465000
SH
Call
DFND
1
465000
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
136
306900
SH
Put
DFND
1
306900
0
0
XPO LOGISTICS INC
COM
983793100
263
55000
SH
Call
DFND
1
55000
0
0
XPO LOGISTICS INC
COM
983793100
23
5500
SH
Put
DFND
1
5500
0
0
YELLOWSTONE ACQUISITION CO
*W EXP 10/21/202
98566K113
23
28554
SH
DFND
1
28554
0
0
YUCAIPA ACQUISITION CORP
*W EXP 99/99/999
G9879L113
315
235415
SH
DFND
1
235415
0
0
YUCAIPA ACQUISITION CORP
COM
G9879L105
2468
250000
SH
DFND
3
250000
0
0
ZIONS BANCORPORATION N A
COM
989701107
753
14254
SH
DFND
1
14254
0
0